-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UIdoMQOt7R/YLpWC0ffN4DkoQO+xowsWW9eD9L8eLsXqNQDZObB2RTjJ5XYJGuCO Bfr55o5DpnaBsaW75MBQDQ== 0001112179-02-000003.txt : 20020419 0001112179-02-000003.hdr.sgml : 20020419 ACCESSION NUMBER: 0001112179-02-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TREES INVESTMENT COUNSEL LLC CENTRAL INDEX KEY: 0001112179 IRS NUMBER: 364295636 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05659 FILM NUMBER: 02615361 BUSINESS ADDRESS: STREET 1: 70 WEST MADISON STREETE STREET 2: SUITE 640 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3123681200 MAIL ADDRESS: STREET 1: 70 WEST MADISON STREET STREET 2: SUITE 640 CITY: CHICAGO STATE: IL ZIP: 60602 13F-HR 1 sec13f033102.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31,2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Trees Investment Counsel, LLC Address: 70 West Madison Street Suite 640 Chicago,IL 60602 13F File Number: 28-5659 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: M. Jay Trees Title: President Phone: 312-368-1200 Signature, Place, and Date of Signing: M. Jay Trees, Chicago, 04/19/02 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 79 FORM 13F INFORMATION TABLE VALUE TOTAL: $140,467,706 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE AS OF DATE: 03/31/02 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABORATORIES COM 002824100 4031 76644 SH SOLE 36644 0 40000 AIR PRODUCTS & CHEMIC COM 009158106 1480 28660 SH SOLE 11660 0 17000 AKZO N V SPONSORED AD COM 010199305 660 14056 SH SOLE 2056 0 12000 ALCOA INC COM 013817101 951 25200 SH SOLE 5200 0 20000 ALLTEL CORP COM COM 020039103 1158 20850 SH SOLE 10850 0 10000 AMERICAN EXPRESS CO COM 025816109 1927 47056 SH SOLE 47056 0 0 AMERICAN INTERNATIONA COM 026874107 478 6631 SH SOLE 6631 0 0 AMGEN INC COM 031162100 3314 55534 SH SOLE 37534 0 18000 AOL TIME WARNER COM 00184A105 1078 45600 SH SOLE 30600 0 15000 AVNET INC COM 053807103 1802 66611 SH SOLE 50411 0 16200 BANK OF AMERICA COM 060505104 747 10988 SH SOLE 10988 0 0 BANK ONE CORP COM 06423A103 2816 67405 SH SOLE 67405 0 0 BP PLC - ADR COM 055622104 2988 56274 SH SOLE 40924 0 15350 BSCH BANCO SANTANDER COM 05964H105 1964 238984 SH SOLE 170440 0 68544 CANADIAN IMPERIAL BK COM 136069101 593 16700 SH SOLE 16700 0 0 CARDINAL HEALTH INC COM 14149Y108 588 8299 SH SOLE 8299 0 0 CATERPILLAR INC COM 149123101 455 8000 SH SOLE 1800 0 6200 CEMEX S A ADR SPSRD N COM 151290889 2450 82945 SH SOLE 62945 0 20000 CHARTER ONE FINANCIAL COM 160903100 534 17099 SH SOLE 17099 0 0 CHEVRONTEXACO CORPORA COM 166764100 526 5823 SH SOLE 5823 0 0 CHUBB CORP COM 171232101 1629 22278 SH SOLE 12278 0 10000 CITIGROUP INC. COM 172967101 444 8961 SH SOLE 8961 0 0 DOW CHEMICAL CORP COM 260543103 2124 64905 SH SOLE 36058 0 28847 ELAN PLC ADR COM 284131208 375 26978 SH SOLE 19978 0 7000 ELECTRONIC DATA SYSTE COM 285661104 2149 37055 SH SOLE 28555 0 8500 EMERSON ELECTRIC CO COM 291011104 320 5573 SH SOLE 4973 0 600 EOG RESOURCES INC. COM 26875P101 1690 41655 SH SOLE 41655 0 0 EXXON MOBIL CORPORATI COM 30231G102 3268 74560 SH SOLE 74560 0 0 FEDERAL NATIONAL MORT COM 313586109 3107 38890 SH SOLE 28790 0 10100 FIFTH THIRD BANCORP COM 316773100 1094 16214 SH SOLE 16214 0 0 FLEETBOSTON FINL CORP COM 339030108 441 12604 SH SOLE 12604 0 0 GANNETT COMPANY, INC. COM 364730101 259 3400 SH SOLE 0 0 3400 GATX CORP COM 361448103 733 23049 SH SOLE 23049 0 0 GENERAL ELECTRIC COMP COM 369604103 13513 360829 SH SOLE 229429 0 131400 GENERAL MOTORS CORP - COM 370442832 1649 100262 SH SOLE 74262 0 26000 HALLIBURTON CO COM 406216101 206 12066 SH SOLE 12066 0 0 HCA INC COM COM 404119109 996 22600 SH SOLE 22600 0 0 HONEYWELL INTERNATION COM 438516106 343 8962 SH SOLE 8962 0 0 ILLINOIS TOOL WORKS I COM 452308109 2830 39117 SH SOLE 37117 0 2000 INTEL CORP COM 458140100 2054 67557 SH SOLE 61557 0 6000 INTERNATIONAL BUSINES COM 459200101 3195 30723 SH SOLE 25123 0 5600 J.P. MORGAN CHASE & C COM 46625H100 1046 29333 SH SOLE 993 0 28340 JOHNSON & JOHNSON COM 478160104 1584 24388 SH SOLE 18388 0 6000 KIMBERLY CLARK CORP COM 494368103 1708 26416 SH SOLE 20316 0 6100 KYOCERA CORP ADR COM 501556203 1073 15334 SH SOLE 10334 0 5000 LEHMAN BROTHERS HOLDI COM 524908100 406 6278 SH SOLE 6278 0 0 LILLY, ELI AND COMPAN COM 532457108 1056 13852 SH SOLE 13852 0 0 MEDIMMUNE INC COM COM 584699102 1337 34000 SH SOLE 27000 0 7000 MELLON FINL CORP COM 58551A108 934 24200 SH SOLE 24200 0 0 MERCK & CO COM 589331107 2487 43200 SH SOLE 29400 0 13800 MICROSOFT CORP COM 594918104 446 7400 SH SOLE 7400 0 0 MILLER, HERMAN, INC. COM 600544100 612 25733 SH SOLE 25733 0 0 MINNESOTA MINING & MA COM 604059105 311 2700 SH SOLE 1700 0 1000 MOLEX INC COM 608554101 645 18598 SH SOLE 6686 0 11912 MOLEX, INC., CLASS A COM 608554200 2498 81646 SH SOLE 69734 0 11912 MOTOROLA INC COM 620076109 798 56201 SH SOLE 41201 0 15000 NESTLE SA ADR COM 641069406 256 4600 SH SOLE 0 0 4600 NEWS CORPORATION LTD PFR 652487802 426 17733 SH SOLE 11733 0 6000 NORTHERN TRUST CORPOR COM 665859104 14290 237734 SH SOLE 154734 0 83000 NOVARTIS AG - ADR COM 66987V109 839 21178 SH SOLE 21178 0 0 PEPSICO INC COM 713448108 628 12197 SH SOLE 12197 0 0 PFIZER INC COM 717081103 2603 65491 SH SOLE 42691 0 22800 PRAXAIR INC COM 74005P104 1302 21767 SH SOLE 17267 0 4500 PROGRESSIVE CORPORATI COM 743315103 666 4000 SH SOLE 4000 0 0 ROCKWELL COLLINS INC COM 774341101 835 33100 SH SOLE 33100 0 0 S B C COMMUNICATIONS, COM 78387G103 2475 66110 SH SOLE 55582 0 10528 SARA LEE CORP COM 803111103 747 35967 SH SOLE 27967 0 8000 SCHLUMBERGER, LTD. COM 806857108 4598 78178 SH SOLE 4478 0 73700 SERVICEMASTER COMPANY COM 81760N109 2793 203127 SH SOLE 113080 0 90047 TALISMAN ENERGY INC COM 87425E103 768 18400 SH SOLE 18400 0 0 TIDEWATER INC COM 886423102 342 8067 SH SOLE 8067 0 0 TRANSOCEAN SEDCO FORE COM G90078109 534 16077 SH SOLE 648 0 15429 TRIBUNE CO COM 896047107 2304 50678 SH SOLE 50678 0 0 VODAFONE GROUP PLC COM 92857W100 2478 134433 SH SOLE 68433 0 66000 WALGREEN CO COM 931422109 533 13600 SH SOLE 13600 0 0 WELLS FARGO NEW COM 949746101 2552 51666 SH SOLE 31666 0 20000 WEYERHAEUSER CO COM 962166104 4625 73576 SH SOLE 73576 0 0 WILLIAMS COS INC COM 969457100 1461 62000 SH SOLE 47500 0 14500 WYETH COM 983024100 2513 38276 SH SOLE 37076 0 1200
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