-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NGzwqpPY+AQzZqnWiL55iYTQXIm2WYoKklCwEgfHBh4jrqJ4KlLQ+nbXTFvsY67U 35O6kygcBMC+BqtBXWBp1Q== 0001112179-02-000001.txt : 20020722 0001112179-02-000001.hdr.sgml : 20020722 20020123133814 ACCESSION NUMBER: 0001112179-02-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020123 DATE AS OF CHANGE: 20020722 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TREES INVESTMENT COUNSEL LLC CENTRAL INDEX KEY: 0001112179 IRS NUMBER: 364295636 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05659 FILM NUMBER: 02514798 BUSINESS ADDRESS: STREET 1: 70 WEST MADISON STREETE STREET 2: SUITE 640 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3123681200 MAIL ADDRESS: STREET 1: 70 WEST MADISON STREET STREET 2: SUITE 640 CITY: CHICAGO STATE: IL ZIP: 60602 13F-NT 1 sec13f123101.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31,2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Trees Investment Counsel, LLC Address: 70 West Madison Street Suite 640 Chicago,IL 60602 13F File Number: 28-5659 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: M. Jay Trees Title: President Phone: 312-368-1200 Signature, Place, and Date of Signing: M. Jay Trees, Chicago, 01/23/02 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 81 FORM 13F INFORMATION TABLE VALUE TOTAL: $138,882,714 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE AS OF DATE: 12/31/01 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABORATORIES COM 002824100 4507 80844 SH SOLE 36844 0 44000 AIR PRODUCTS & CHEMIC COM 009158106 1485 31660 SH SOLE 11660 0 20000 AKZO N V SPONSORED AD COM 010199305 640 14278 SH SOLE 2278 0 12000 ALCOA INC COM 013817101 896 25200 SH SOLE 5200 0 20000 ALLTEL CORP COM COM 020039103 1102 17850 SH SOLE 10850 0 7000 AMERICAN EXPRESS CO COM 025816109 1679 47056 SH SOLE 47056 0 0 AMERICAN HOME PRODUCT COM 026609107 2662 43376 SH SOLE 42176 0 1200 AMGEN INC COM 031162100 3134 55534 SH SOLE 37534 0 18000 AOL TIME WARNER COM 00184A105 1448 45100 SH SOLE 30100 0 15000 AVNET INC COM 053807103 1697 66611 SH SOLE 50411 0 16200 BANK OF AMERICA COM 060505104 679 10788 SH SOLE 10788 0 0 BANK ONE CORP COM 06423A103 2632 67405 SH SOLE 67405 0 0 BP PLC - ADR COM 055622104 2617 56274 SH SOLE 40924 0 15350 BSCH BANCO SANTANDER COM 05964H105 1984 238984 SH SOLE 170440 0 68544 CANADIAN IMPERIAL BK COM 136069101 574 16700 SH SOLE 16700 0 0 CARDINAL HEALTH INC COM 14149Y108 537 8299 SH SOLE 8299 0 0 CATERPILLAR INC COM 149123101 418 8000 SH SOLE 1800 0 6200 CEMEX S A ADR SPSRD N COM 151290889 2049 82945 SH SOLE 62945 0 20000 CHARTER ONE FINANCIAL COM 160903100 464 17099 SH SOLE 17099 0 0 CHEVRONTEXACO CORPORA COM 166764100 522 5823 SH SOLE 5823 0 0 CHUBB CORP COM 171232101 1537 22278 SH SOLE 12278 0 10000 CITIGROUP INC. COM 172967101 452 8961 SH SOLE 8961 0 0 DOW CHEMICAL CORP COM 260543103 2192 64905 SH SOLE 36058 0 28847 ELAN PLC ADR COM 284131208 1216 26978 SH SOLE 19978 0 7000 ELECTRONIC DATA SYSTE COM 285661104 2540 37055 SH SOLE 28555 0 8500 EMERSON ELECTRIC CO COM 291011104 318 5573 SH SOLE 4973 0 600 EOG RESOURCES INC. COM 26875P101 1629 41655 SH SOLE 41655 0 0 EXXON MOBIL CORPORATI COM 30231G102 2069 52640 SH SOLE 52640 0 0 FEDERAL NATIONAL MORT COM 313586109 2851 35857 SH SOLE 25757 0 10100 FEDERAL SIGNAL CORP COM 313855108 232 10438 SH SOLE 10438 0 0 FLEETBOSTON FINL CORP COM 339030108 460 12604 SH SOLE 12604 0 0 GANNETT COMPANY, INC. COM 364730101 229 3400 SH SOLE 0 0 3400 GATX CORP COM 361448103 750 23049 SH SOLE 23049 0 0 GENERAL ELECTRIC COMP COM 369604103 13593 339137 SH SOLE 207737 0 131400 GENERAL MOTORS CORP - COM 370442832 1549 100262 SH SOLE 74262 0 26000 HALLIBURTON CO COM 406216101 158 12066 SH SOLE 12066 0 0 HCA INC COM COM 404119109 871 22600 SH SOLE 22600 0 0 HONEYWELL INTERNATION COM 438516106 303 8962 SH SOLE 8962 0 0 ILLINOIS TOOL WORKS I COM 452308109 2764 40817 SH SOLE 38817 0 2000 IMPERIAL OIL LTD COM 453038408 502 18000 SH SOLE 0 0 18000 INTEL CORP COM 458140100 2153 68465 SH SOLE 62465 0 6000 INTERNATIONAL BUSINES COM 459200101 3680 30423 SH SOLE 24823 0 5600 J.P. MORGAN CHASE & C COM 46625H100 1066 29333 SH SOLE 993 0 28340 JOHNSON & JOHNSON COM 478160104 1332 22534 SH SOLE 16534 0 6000 KIMBERLY CLARK CORP COM 494368103 1580 26416 SH SOLE 20316 0 6100 KYOCERA CORP ADR COM 501556203 1023 15334 SH SOLE 10334 0 5000 LEHMAN BROTHERS HOLDI COM 524908100 419 6278 SH SOLE 6278 0 0 LILLY, ELI AND COMPAN COM 532457108 1088 13852 SH SOLE 13852 0 0 MEDIMMUNE INC COM COM 584699102 1576 34000 SH SOLE 27000 0 7000 MELLON FINL CORP COM 58551A108 910 24200 SH SOLE 24200 0 0 MERCK & CO COM 589331107 1982 33700 SH SOLE 19900 0 13800 MICROSOFT CORP COM 594918104 464 7000 SH SOLE 7000 0 0 MILLER, HERMAN, INC. COM 600544100 800 33801 SH SOLE 28801 0 5000 MINNESOTA MINING & MA COM 604059105 378 3200 SH SOLE 2200 0 1000 MOLEX INC COM 608554101 576 18598 SH SOLE 6686 0 11912 MOLEX, INC., CLASS A COM 608554200 2209 81646 SH SOLE 69734 0 11912 MOTOROLA INC COM 620076109 898 59801 SH SOLE 44801 0 15000 MUTUAL RISK MANAGEMEN COM 628351108 257 35152 SH SOLE 19156 0 15996 NESTLE SA ADR COM 641069406 242 4600 SH SOLE 0 0 4600 NEWS CORPORATION LTD PFR 652487802 469 17733 SH SOLE 11733 0 6000 NORTHERN TRUST CORPOR COM 665859104 15558 258358 SH SOLE 170358 0 88000 NOVARTIS AG - ADR COM 66987V109 715 19578 SH SOLE 19578 0 0 PEPSICO INC COM 713448108 594 12197 SH SOLE 12197 0 0 PFIZER INC COM 717081103 2593 65080 SH SOLE 42280 0 22800 POTLATCH CORP COM 737628107 243 8300 SH SOLE 8300 0 0 PRAXAIR INC COM 74005P104 1203 21767 SH SOLE 17267 0 4500 PROGRESSIVE CORPORATI COM 743315103 597 4000 SH SOLE 4000 0 0 S B C COMMUNICATIONS, COM 78387G103 2543 64922 SH SOLE 54394 0 10528 SARA LEE CORP COM 803111103 800 35967 SH SOLE 27967 0 8000 SCHLUMBERGER, LTD. COM 806857108 4296 78178 SH SOLE 4478 0 73700 SERVICEMASTER COMPANY COM 81760N109 2821 204427 SH SOLE 114380 0 90047 TALISMAN ENERGY INC COM 87425E103 696 18400 SH SOLE 18400 0 0 TIDEWATER INC COM 886423102 273 8067 SH SOLE 8067 0 0 TRANSOCEAN SEDCO FORE COM G90078109 545 16120 SH SOLE 691 0 15429 TRIBUNE CO COM 896047107 1897 50678 SH SOLE 50678 0 0 VODAFONE GROUP PLC COM 92857W100 3452 134433 SH SOLE 68433 0 66000 WALGREEN CO COM 931422109 470 13966 SH SOLE 13966 0 0 WELLS FARGO NEW COM 949746101 1989 45767 SH SOLE 25767 0 20000 WEYERHAEUSER CO COM 962166104 4581 84701 SH SOLE 84701 0 0 WILLAMETTE INDUSTRIES COM 969133107 391 7500 SH SOLE 7500 0 0 WILLIAMS COS INC COM 969457100 1582 62000 SH SOLE 47500 0 14500
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