-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O3UXI/TdJGc0dU8bbU60O4PcKZe+W7CVy4aEArLMQor7TNCHB9a6EaBIIGTnjb+N aZN18EmR8p8utbk7gU20nw== 0001112179-01-500012.txt : 20020722 0001112179-01-500012.hdr.sgml : 20020722 20011018131004 ACCESSION NUMBER: 0001112179-01-500012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011018 DATE AS OF CHANGE: 20020722 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TREES INVESTMENT COUNSEL LLC CENTRAL INDEX KEY: 0001112179 IRS NUMBER: 364295636 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05659 FILM NUMBER: 01761401 BUSINESS ADDRESS: STREET 1: 70 WEST MADISON STREETE STREET 2: SUITE 640 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3123681200 MAIL ADDRESS: STREET 1: 70 WEST MADISON STREET STREET 2: SUITE 640 CITY: CHICAGO STATE: IL ZIP: 60602 13F-NT 1 sec13f093001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30,2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Trees Investment Counsel, LLC Address: 70 West Madison Street Suite 640 Chicago,IL 60602 13F File Number: 28-5659 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: M. Jay Trees Title: President Phone: 312-368-1200 Signature, Place, and Date of Signing: M. Jay Trees, Chicago, 10/17/01 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 83 FORM 13F INFORMATION TABLE VALUE TOTAL: $130,039,927 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FORM 13F INFORMATION TABLE AS OF DATE: 09/30/01 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABORATORIES COM 002824100 4307 83066 SH SOLE 39066 0 44000 AIR PRODUCTS & CHEMIC COM 009158106 1229 31860 SH SOLE 11860 0 20000 AKZO N V SPONSORED AD COM 010199305 590 14500 SH SOLE 2500 0 12000 ALCOA INC COM 013817101 781 25200 SH SOLE 5200 0 20000 ALLTEL CORP COM COM 020039103 1067 18416 SH SOLE 11416 0 7000 AMERICAN EXPRESS CO COM 025816109 1367 47056 SH SOLE 47056 0 0 AMERICAN HOME PRODUCT COM 026609107 2650 45487 SH SOLE 44287 0 1200 AMGEN INC COM 031162100 3264 55534 SH SOLE 37534 0 18000 AOL TIME WARNER COM 00184A105 1418 42833 SH SOLE 27833 0 15000 AVNET INC COM 053807103 1230 67600 SH SOLE 51400 0 16200 BANK OF AMERICA COM 060505104 630 10788 SH SOLE 10788 0 0 BANK ONE CORP COM 06423A103 2121 67405 SH SOLE 67405 0 0 BP PLC - ADR COM 055622104 2796 56874 SH SOLE 41524 0 15350 BSCH BANCO SANTANDER COM 05964H105 1817 240984 SH SOLE 172440 0 68544 CANADIAN IMPERIAL BK COM 136069101 578 17700 SH SOLE 17700 0 0 CARDINAL HEALTH INC COM 14149Y108 614 8299 SH SOLE 8299 0 0 CATERPILLAR INC COM 149123101 358 8000 SH SOLE 1800 0 6200 CEMEX S A ADR SPSRD N COM 151290889 1840 89600 SH SOLE 69600 0 20000 CHARTER ONE FINANCIAL COM 160903100 505 17883 SH SOLE 17883 0 0 CHEVRON CORP COM 166751107 479 5650 SH SOLE 5650 0 0 CHUBB CORP COM 171232101 1607 22500 SH SOLE 12500 0 10000 CITIGROUP INC. COM 172967101 387 9561 SH SOLE 9561 0 0 DOW CHEMICAL CORP COM 260543103 1887 57605 SH SOLE 37058 0 20547 DU PONT E I DE NEMOUR COM 263534109 361 9634 SH SOLE 2634 0 7000 ELAN PLC ADR COM 284131208 1342 27700 SH SOLE 20700 0 7000 ELECTRONIC DATA SYSTE COM 285661104 2372 41200 SH SOLE 32700 0 8500 EMERSON ELECTRIC CO COM 291011104 275 5840 SH SOLE 5240 0 600 ENRON CORP COM 293561106 1621 59534 SH SOLE 39534 0 20000 EOG RESOURCES INC. COM 26875P101 1218 42099 SH SOLE 42099 0 0 EXXON MOBIL CORPORATI COM 30231G102 2074 52640 SH SOLE 52640 0 0 FEDERAL NATIONAL MORT COM 313586109 3062 38246 SH SOLE 26646 0 11600 FEDERAL SIGNAL CORP COM 313855108 366 20738 SH SOLE 20738 0 0 FLEETBOSTON FINL CORP COM 339030108 537 14604 SH SOLE 14604 0 0 GANNETT COMPANY, INC. COM 364730101 204 3400 SH SOLE 0 0 3400 GATX CORP COM 361448103 839 24949 SH SOLE 24949 0 0 GENERAL ELECTRIC COMP COM 369604103 12851 345448 SH SOLE 214048 0 131400 GENERAL MOTORS CORP - COM 370442832 1391 104329 SH SOLE 78329 0 26000 HALLIBURTON CO COM 406216101 430 19066 SH SOLE 19066 0 0 HONEYWELL INTERNATION COM 438516106 237 8962 SH SOLE 8962 0 0 ILLINOIS TOOL WORKS I COM 452308109 2321 42889 SH SOLE 40889 0 2000 IMPERIAL OIL LTD COM 453038408 490 18000 SH SOLE 0 0 18000 INTEL CORP COM 458140100 1429 69898 SH SOLE 63898 0 6000 INTERNATIONAL BUSINES COM 459200101 2993 32634 SH SOLE 27034 0 5600 J.P. MORGAN CHASE & C COM 46625H100 1021 29883 SH SOLE 1543 0 28340 JOHNSON & JOHNSON COM 478160104 1248 22534 SH SOLE 16534 0 6000 KIMBERLY CLARK CORP COM 494368103 1679 27083 SH SOLE 20983 0 6100 KYOCERA CORP ADR COM 501556203 995 15434 SH SOLE 10434 0 5000 LEHMAN BROTHERS HOLDI COM 524908100 357 6278 SH SOLE 6278 0 0 LILLY, ELI AND COMPAN COM 532457108 1134 14052 SH SOLE 14052 0 0 MEDIMMUNE INC COM COM 584699102 1215 34100 SH SOLE 27100 0 7000 MELLON FINL CORP COM 58551A108 803 24850 SH SOLE 24850 0 0 MERCK & CO COM 589331107 2311 34700 SH SOLE 20900 0 13800 MICROSOFT CORP COM 594918104 422 8250 SH SOLE 8250 0 0 MILLER, HERMAN, INC. COM 600544100 704 36134 SH SOLE 31134 0 5000 MINNESOTA MINING & MA COM 604059105 315 3200 SH SOLE 2200 0 1000 MOLEX INC COM 608554101 523 18598 SH SOLE 6686 0 11912 MOLEX, INC., CLASS A COM 608554200 1992 81974 SH SOLE 70062 0 11912 MOTOROLA INC COM 620076109 997 63901 SH SOLE 48901 0 15000 MUTUAL RISK MANAGEMEN COM 628351108 267 35152 SH SOLE 19156 0 15996 NESTLE SA ADR COM 641069406 245 4600 SH SOLE 0 0 4600 NEWS CORPORATION LTD PFR 652487802 378 17733 SH SOLE 11733 0 6000 NORTHERN TRUST CORPOR COM 665859104 13784 262648 SH SOLE 174648 0 88000 NOVARTIS AG - ADR COM 66987V109 771 19800 SH SOLE 19800 0 0 PEPSICO INC COM 713448108 592 12197 SH SOLE 12197 0 0 PFIZER INC COM 717081103 2638 65780 SH SOLE 42980 0 22800 POTLATCH CORP COM 737628107 224 8300 SH SOLE 8300 0 0 PRAXAIR INC COM 74005P104 914 21767 SH SOLE 17267 0 4500 PROGRESSIVE CORPORATI COM 743315103 536 4000 SH SOLE 4000 0 0 S B C COMMUNICATIONS, COM 78387G103 3164 67144 SH SOLE 56616 0 10528 SARA LEE CORP COM 803111103 763 35833 SH SOLE 27833 0 8000 SCHLUMBERGER, LTD. COM 806857108 3560 77900 SH SOLE 4200 0 73700 SERVICEMASTER COMPANY COM 81760N109 2357 212552 SH SOLE 122505 0 90047 TALISMAN ENERGY INC COM 87425E103 650 19100 SH SOLE 19100 0 0 TIDEWATER INC COM 886423102 229 8567 SH SOLE 8567 0 0 TRANSOCEAN SEDCO FORE COM G90078109 427 16163 SH SOLE 734 0 15429 TRIBUNE CO COM 896047107 1617 51500 SH SOLE 51500 0 0 VODAFONE GROUP PLC COM 92857W100 2981 135733 SH SOLE 69733 0 66000 WALGREEN CO COM 931422109 512 14866 SH SOLE 14866 0 0 WELLS FARGO NEW COM 949746101 2028 45633 SH SOLE 25633 0 20000 WEYERHAEUSER CO COM 962166104 4272 87701 SH SOLE 87701 0 0 WILLAMETTE INDUSTRIES COM 969133107 337 7500 SH SOLE 7500 0 0 WILLIAMS COMMUNICATIO COM 969455104 36 30106 SH SOLE 24350 0 5756 WILLIAMS COS INC COM 969457100 1109 40633 SH SOLE 33633 0 7000
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