0000899243-21-039707.txt : 20211008 0000899243-21-039707.hdr.sgml : 20211008 20211008170043 ACCESSION NUMBER: 0000899243-21-039707 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211006 FILED AS OF DATE: 20211008 DATE AS OF CHANGE: 20211008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSE MATTHEW K CENTRAL INDEX KEY: 0001200246 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30371 FILM NUMBER: 211315923 MAIL ADDRESS: STREET 1: 2650 LOU MENK DRIVE CITY: FORT WORTH STATE: TX ZIP: 76131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golden Post Rail, LLC CENTRAL INDEX KEY: 0001647774 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30371 FILM NUMBER: 211315924 BUSINESS ADDRESS: STREET 1: 1110 POST OAK PLACE CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-944-9601 MAIL ADDRESS: STREET 1: 1110 POST OAK PLACE CITY: WESTLAKE STATE: TX ZIP: 76262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DYNARESOURCE INC CENTRAL INDEX KEY: 0001111741 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 941589426 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 222 W. LAS COLINAS BLVD STREET 2: STE 744 EAST TOWER CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 9728689066 MAIL ADDRESS: STREET 1: 222 W. LAS COLINAS BLVD STREET 2: STE 744 EAST TOWER CITY: IRVING STATE: TX ZIP: 75039 FORMER COMPANY: FORMER CONFORMED NAME: DYNA RESOURCE INC DATE OF NAME CHANGE: 20000412 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-10-06 0 0001111741 DYNARESOURCE INC DYNR 0001647774 Golden Post Rail, LLC 1110 POST OAK PLACE WESTLAKE TX 76262 1 0 1 0 0001200246 ROSE MATTHEW K 1110 POST OAK PLACE WESTLAKE TX 76262 1 0 1 0 Convertible Promissory Note 2.00 2021-10-06 4 J 0 1250000 D 2020-05-14 2022-05-14 Series D Convertible Preferred Stock 1250000 0 D July 2020 Warrant (Right to Buy) 2.05 2022-07-01 Common Stock 2645992 2645992 D 2020 Warrant (Right to Buy) 0.01 2030-05-14 Common Stock 783975 783975 D Series C Convertible Preferred Stock 2.05 Common Stock 2460315 1734992 D 2015 Warrant (Right to Buy) 2.05 2027-05-13 Common Stock 2708 2306 D The convertible promissory note (the "Note") in favor of Golden Post Rail, LLC ("Golden Post") was called for redemption by the issuer in full pursuant to its terms. Matthew K. Rose is the Manager, President, Secretary and Treasurer of Golden Post and may be deemed to beneficially own the securities held by Golden Post. Mr. Rose disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Mr. Rose states that neither the filing of this statement nor anything herein shall be deemed an admission that Mr. Rose is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of these securities. As a result of certain contractual rights, the reporting persons may be deemed to be a director by deputization with respect to the issuer. The reporting persons may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. The common stock purchase warrant issued to Golden Post on July 1, 2020 (the "July 2020 Warrant") is subject to anti-dilution adjustments for stock splits, stock dividends, and similar matters. Immediately exercisable. The common stock purchase warrants (the "2020 Warrants") are subject to anti-dilution adjustments for stock splits, stock dividends, and similar matters. The conversion price, and the number of shares of common stock into which the shares of Series C Senior Convertible Preferred Stock (the "Series C Preferred Stock") is convertible, are subject to anti-dilution adjustments, which generally provide that the shares of Series C Preferred Stock retain their percentage ownership of each of the fully diluted outstanding shares of common stock of the issuer and the equity held by the issuer in one of its subsidiaries. The amount of underlying securities also includes 344,471 shares of common stock that may be issuable upon conversion of the Series C Preferred Stock as a result of accrued and unpaid dividends as of June 30, 2020. Any increase or decrease in the number of shares of common stock issuable upon the conversion of the Series C Preferred Stock as a result of any prior or subsequent increase or decrease in accrued and unpaid dividends is exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9(a) thereunder. The shares of Series C Preferred Stock have no expiration date. The number of shares of common stock for which the 2015 Warrants are exercisable is subject to anti-dilution adjustments, which generally provide that the 2015 Warrants will retain their aggregate percentage ownership of each of the fully diluted outstanding shares of common stock of the issuer and the equity held by the issuer in one of its subsidiaries. In connection with any such anti-dilution adjustment, the exercise price per share decreases such that the aggregate exercise price of the warrant remains constant. /s/ Matthew K. Rose, manager 2020-10-08 /s/ Matthew K. Rose 2020-10-08