0001127602-18-002780.txt : 20180129 0001127602-18-002780.hdr.sgml : 20180129 20180129160337 ACCESSION NUMBER: 0001127602-18-002780 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180126 FILED AS OF DATE: 20180129 DATE AS OF CHANGE: 20180129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hamrock Joseph CENTRAL INDEX KEY: 0001549221 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16189 FILM NUMBER: 18555545 MAIL ADDRESS: STREET 1: 801 E. 86TH AVENUE CITY: MERRILLVILLE STATE: IN ZIP: 46410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NISOURCE INC/DE CENTRAL INDEX KEY: 0001111711 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 352108964 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 801 EAST 86TH AVE CITY: MERRILLVILLE STATE: IN ZIP: 46410-6272 BUSINESS PHONE: 2196475200 MAIL ADDRESS: STREET 1: 801 EAST 86TH AVE CITY: MERRILLVILLE STATE: IN ZIP: 46410-6272 FORMER COMPANY: FORMER CONFORMED NAME: NEW NISOURCE INC DATE OF NAME CHANGE: 20000412 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-01-26 0001111711 NISOURCE INC/DE NI 0001549221 Hamrock Joseph 801 E. 86TH AVENUE MERRILLVILLE IN 46410 1 1 Director, and President & CEO Common Stock 2018-01-26 4 A 0 35102 24.50 A 358649 D Common Stock 3822.9865 I 401(k) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2010 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 26, 2021 provided that the reporting person is continuously employed by the Company through and including that date. This figure has been reduced by (1) 118,991 shares underlying the performance share units ("PSUs") granted to the reporting person on January 29, 2016, and (2) 136,178 shares underlying the PSUs granted to the reporting person on January 27, 2017. These PSUs were previously reported on Forms 4 as beneficially owned by the reporting person. However, the vesting of these PSUs is subject to the satisfaction and confirmation of performance measures not based solely on the market price of the Common Stock. As such, the reporting person may not be deemed to beneficially own these PSUs until the performance measures are satisfied and confirmed. Constitutes shares acquired though the NiSource Inc. Retirement Savings Plan through January 26, 2018. Samuel K. Lee, Attorney-in-Fact for Joseph Hamrock 2018-01-29