0001140361-17-023564.txt : 20170602 0001140361-17-023564.hdr.sgml : 20170602 20170602162028 ACCESSION NUMBER: 0001140361-17-023564 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170228 FILED AS OF DATE: 20170602 DATE AS OF CHANGE: 20170602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FBR & Co. CENTRAL INDEX KEY: 0001371446 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1300 NORTH 17TH STREET STREET 2: SUITE 1400 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 703-312-9500 MAIL ADDRESS: STREET 1: 1300 NORTH 17TH STREET STREET 2: SUITE 1400 CITY: ARLINGTON STATE: VA ZIP: 22209 FORMER COMPANY: FORMER CONFORMED NAME: FBR CAPITAL MARKETS CORP DATE OF NAME CHANGE: 20060803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HYNES THOMAS J JR CENTRAL INDEX KEY: 0001111645 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33518 FILM NUMBER: 17888249 MAIL ADDRESS: STREET 1: 160 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc1.xml FORM 4 X0306 4 2017-02-28 1 0001371446 FBR & Co. FBRC 0001111645 HYNES THOMAS J JR 1300 NORTH SEVENTEENTH ST. SUITE 1400 ARLINGTON VA 22209 1 0 0 0 Common Stock 2017-02-28 4 L 0 98 18.20 A 33283 D Common Stock 2017-05-31 4 P 0 6817 10.09 A 40100 D Common Stock 2017-06-01 4 D 0 40100 D 0 D Shares acquired under brokerage dividend reinvestment plan. Represents 18,354 shares of issuer common stock, 4,208 shares of restricted stock, and 17,538 restricted stock units ("RSU"s) disposed of pursuant to merger agreement between issuer and B. Riley Financial, Inc. in exchange for shares of B. Riley Financial, Inc. common stock and B. Riley Financial, Inc. RSUs at an exchange ratio of 0.671. B. Riley Financial, Inc. common stock had a closing market value of $14.70 per share on the effective date of the merger. Gavin A. Beske, as attorney in fact 2017-06-02