Chief Compliance Officer

0001111629-13-000016.txt : 20131106 0001111629-13-000016.hdr.sgml : 20131106 20131105173640 ACCESSION NUMBER: 0001111629-13-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131106 DATE AS OF CHANGE: 20131105 EFFECTIVENESS DATE: 20131106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST NEW YORK SECURITIES LLC /NY CENTRAL INDEX KEY: 0001111629 IRS NUMBER: 133270745 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11898 FILM NUMBER: 131193895 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-848-0600 MAIL ADDRESS: STREET 1: 90 PARK AVENUE 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001111629 XXXXXXXX 09-30-2013 09-30-2013 FIRST NEW YORK SECURITIES LLC /NY

90 PARK AVENUE 5TH FLOOR NEW YORK NY 10016

13F HOLDINGS REPORT 028-11898 N Clare McAdam Chief Compliance Officer 212-848-0875 Clare McAdam New York NY 11-05-2013 0 352 250489 false INFORMATION TABLE 2 firm.xml ACCURAY INC COM 4397105 1221 165500 SH SOLE 165500 0 0 ACTIVE NETWORK INC COM 00506D100 9 600 SH Call SOLE 600 0 0 ADMINISTRADORA FONDOS PENSIO SPONSORED ADR 00709P108 2966 35761 SH SOLE 35761 0 0 ADOBE SYS INC COM 00724F101 519 10000 SH Call SOLE 10000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 259 5000 SH SOLE 5000 0 0 ALASKA AIR GROUP INC COM 11659109 31 500 SH SOLE 500 0 0 ALCO STORES INC COM 1600105 269 19253 SH SOLE 19253 0 0 ALEXION PHARMACEUTICALS INC COM 15351109 174 1500 SH SOLE 1500 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 15 500 SH SOLE 500 0 0 AMBAC FINL GROUP INC *W EXP 04/30/202 23139116 3011 249387 SH SOLE 249387 0 0 AMBAC FINL GROUP INC COM NEW 23139884 780 43000 SH Call SOLE 43000 0 0 AMBAC FINL GROUP INC COM NEW 23139884 2502 137958 SH SOLE 137958 0 0 ANADARKO PETE CORP COM 32511107 186 2000 SH SOLE 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