8-K 1 d8k.htm FORM 8-K Form 8-K
   

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

   
       

 

 

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 OR 15(d) of

The Securities Exchange Act of 1934

 

 

 

 

Date of Report (Date of earliest event reported)    

  October 14, 2004

 

 

 

TradeStation Group, Inc.
(Exact name of registrant as specified in its charter)

 

 

FLORIDA   0-31049   65-0977576

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

 

8050 S.W. 10th Street, Suite 4000, Plantation, Florida   33324
(Address of principal executive offices)   (Zip Code)

 

 

Registrant’s telephone number, including area code       (954) 652-7000

 

 

 

Not Applicable
(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Item 2.02. Results of Operations and Financial Condition.

 

TradeStation Group, Inc. (the “Company”) reported its financial results for its third quarter ended September 30, 2004. The Company also released, along with its results, a Business Outlook for the 2004 fourth quarter. A copy of the Company’s press release issued on October 14, 2004 concerning the foregoing results and the Business Outlook for the 2004 fourth quarter is furnished as part of this report.

 

Item 9.01. Financial Statements and Exhibits.

 

  (c) Exhibits

 

Exhibit No.

 

Exhibit Description


99   Press Release dated October 14, 2004.

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    TRADESTATION GROUP, INC.
Date: October 14, 2004   By:  

/s/ David H. Fleischman


        David H. Fleischman
        Chief Financial Officer,
        Vice President of Finance and Treasurer

 

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EXHIBIT INDEX

 

Exhibit No.

 

Exhibit Description


99   Press Release dated October 14, 2004.

 

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