0001214659-18-007076.txt : 20181113 0001214659-18-007076.hdr.sgml : 20181113 20181113190524 ACCESSION NUMBER: 0001214659-18-007076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181109 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dougherty Greg CENTRAL INDEX KEY: 0001325750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30684 FILM NUMBER: 181179905 MAIL ADDRESS: STREET 1: 40919 ENCYCLOPEDIA CIRCLE CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCLARO, INC. CENTRAL INDEX KEY: 0001110647 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201303994 STATE OF INCORPORATION: DE FISCAL YEAR END: 0702 BUSINESS ADDRESS: STREET 1: 225 CHARCOT AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: (408) 383-1400 MAIL ADDRESS: STREET 1: 225 CHARCOT AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20090424 FORMER COMPANY: FORMER CONFORMED NAME: OCLARO, INC. DATE OF NAME CHANGE: 20090423 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20040929 4 1 marketforms-43188.xml PRIMARY DOCUMENT X0306 4 2018-11-09 0001110647 OCLARO, INC. OCLR 0001325750 Dougherty Greg 225 CHARCOT AVE SAN JOSE CA 95131 false true false false Chief Executive Officer Common Stock 2018-11-09 4 M false 1447 1.50 A 1245418 D Common Stock 2018-11-09 4 F false 590 8.43 D 1244828 D Common Stock 2018-11-10 4 F false 17353 8.43 D 1227475 D Stock Option (Right to Buy) 1.50 2018-11-09 4 M false 1447 0 D 2018-11-12 Common Stock 1447 0 D Withholding of 590 shares to satisfy tax obligations and option cost arising in connection with the exercise of the stock options. Withholding of 17,353 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards. The stock options fully vested on November 13, 2009. Mike Fernicola, Attorney-in-Fact 2018-11-13