0001214659-18-007076.txt : 20181113
0001214659-18-007076.hdr.sgml : 20181113
20181113190524
ACCESSION NUMBER: 0001214659-18-007076
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181109
FILED AS OF DATE: 20181113
DATE AS OF CHANGE: 20181113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dougherty Greg
CENTRAL INDEX KEY: 0001325750
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30684
FILM NUMBER: 181179905
MAIL ADDRESS:
STREET 1: 40919 ENCYCLOPEDIA CIRCLE
CITY: FREMONT
STATE: CA
ZIP: 94538
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OCLARO, INC.
CENTRAL INDEX KEY: 0001110647
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 201303994
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0702
BUSINESS ADDRESS:
STREET 1: 225 CHARCOT AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: (408) 383-1400
MAIL ADDRESS:
STREET 1: 225 CHARCOT AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
FORMER COMPANY:
FORMER CONFORMED NAME: BOOKHAM, INC.
DATE OF NAME CHANGE: 20090424
FORMER COMPANY:
FORMER CONFORMED NAME: OCLARO, INC.
DATE OF NAME CHANGE: 20090423
FORMER COMPANY:
FORMER CONFORMED NAME: BOOKHAM, INC.
DATE OF NAME CHANGE: 20040929
4
1
marketforms-43188.xml
PRIMARY DOCUMENT
X0306
4
2018-11-09
0001110647
OCLARO, INC.
OCLR
0001325750
Dougherty Greg
225 CHARCOT AVE
SAN JOSE
CA
95131
false
true
false
false
Chief Executive Officer
Common Stock
2018-11-09
4
M
false
1447
1.50
A
1245418
D
Common Stock
2018-11-09
4
F
false
590
8.43
D
1244828
D
Common Stock
2018-11-10
4
F
false
17353
8.43
D
1227475
D
Stock Option (Right to Buy)
1.50
2018-11-09
4
M
false
1447
0
D
2018-11-12
Common Stock
1447
0
D
Withholding of 590 shares to satisfy tax obligations and option cost arising in connection with the exercise of the stock options.
Withholding of 17,353 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards.
The stock options fully vested on November 13, 2009.
Mike Fernicola, Attorney-in-Fact
2018-11-13