0001214659-18-003695.txt : 20180514 0001214659-18-003695.hdr.sgml : 20180514 20180514194532 ACCESSION NUMBER: 0001214659-18-003695 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180510 FILED AS OF DATE: 20180514 DATE AS OF CHANGE: 20180514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dougherty Greg CENTRAL INDEX KEY: 0001325750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30684 FILM NUMBER: 18832626 MAIL ADDRESS: STREET 1: 40919 ENCYCLOPEDIA CIRCLE CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCLARO, INC. CENTRAL INDEX KEY: 0001110647 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201303994 STATE OF INCORPORATION: DE FISCAL YEAR END: 0702 BUSINESS ADDRESS: STREET 1: 225 CHARCOT AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: (408) 383-1400 MAIL ADDRESS: STREET 1: 225 CHARCOT AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20090424 FORMER COMPANY: FORMER CONFORMED NAME: OCLARO, INC. DATE OF NAME CHANGE: 20090423 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20040929 4 1 marketforms-41993.xml PRIMARY DOCUMENT X0306 4 2018-05-10 0001110647 OCLARO, INC. OCLR 0001325750 Dougherty Greg 225 CHARCOT AVE SAN JOSE CA 95131 false true false false Chief Executive Officer Common Stock 2018-05-10 4 F false 19622 8.58 D 1292535 D Common Stock 2018-05-14 4 S false 40000 9.26 D 1252535 D Withholding of 19,622 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards. Sale subject to Rule 144. Sale of shares pursuant to a Rule 10b5-1 trading plan. David Teichmann, Attorney-in-Fact 2018-05-14