0001214659-17-003296.txt : 20170512 0001214659-17-003296.hdr.sgml : 20170512 20170512191131 ACCESSION NUMBER: 0001214659-17-003296 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170510 FILED AS OF DATE: 20170512 DATE AS OF CHANGE: 20170512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCLARO, INC. CENTRAL INDEX KEY: 0001110647 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201303994 STATE OF INCORPORATION: DE FISCAL YEAR END: 0702 BUSINESS ADDRESS: STREET 1: 225 CHARCOT AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: (408) 383-1400 MAIL ADDRESS: STREET 1: 225 CHARCOT AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20090424 FORMER COMPANY: FORMER CONFORMED NAME: OCLARO, INC. DATE OF NAME CHANGE: 20090423 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20040929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dougherty Greg CENTRAL INDEX KEY: 0001325750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30684 FILM NUMBER: 17840590 MAIL ADDRESS: STREET 1: 40919 ENCYCLOPEDIA CIRCLE CITY: FREMONT STATE: CA ZIP: 94538 4 1 marketforms-38811.xml PRIMARY DOCUMENT X0306 4 2017-05-10 0001110647 OCLARO, INC. OCLR 0001325750 Dougherty Greg 225 CHARCOT AVE SAN JOSE CA 95131 false true false false Chief Executive Officer Common Stock 2017-05-10 4 F false 22813 8.94 D 1220619 D Common Stock 2017-05-12 4 S false 40000 9.00 D 1180619 D Withholding of 22,813 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards. Sale subject to Rule 144. Sale of shares pursuant to a Rule 10b5-1 trading plan. David Teichmann, Attorney-in-Fact 2017-05-12