0001214659-16-009308.txt : 20160204 0001214659-16-009308.hdr.sgml : 20160204 20160204191616 ACCESSION NUMBER: 0001214659-16-009308 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160202 FILED AS OF DATE: 20160204 DATE AS OF CHANGE: 20160204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCLARO, INC. CENTRAL INDEX KEY: 0001110647 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201303994 STATE OF INCORPORATION: DE FISCAL YEAR END: 0702 BUSINESS ADDRESS: STREET 1: 225 CHARCOT AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: (408) 383-1400 MAIL ADDRESS: STREET 1: 225 CHARCOT AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20090424 FORMER COMPANY: FORMER CONFORMED NAME: OCLARO, INC. DATE OF NAME CHANGE: 20090423 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20040929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dougherty Greg CENTRAL INDEX KEY: 0001325750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30684 FILM NUMBER: 161389857 MAIL ADDRESS: STREET 1: 40919 ENCYCLOPEDIA CIRCLE CITY: FREMONT STATE: CA ZIP: 94538 4 1 marketforms-34344.xml PRIMARY DOCUMENT X0306 4 2016-02-02 0001110647 OCLARO, INC. OCLR 0001325750 Dougherty Greg 225 CHARCOT AVE SAN JOSE CA 95131 false true false false Chief Executive Officer Common Stock 0016-02-02 4 A false 210000 0 A 1001220 D Common Stock 2016-02-02 4 F false 79855 3.67 D 921365 D On August 11, 2014, the reporting person was granted a Performance Stock Unit of 210,000 shares of common stock. The Performance Stock Unit vested in full based on Oclaro's satisfaction of certain performance criteria prior to the end of Oclaro's 2017 fiscal year. The performance criteria were met, resulting in vesting of the Performance Stock Unit. Withholding of 79,855 shares to satisfy tax obligations arising in connection with the non-reportable vesting of restricted stock units. David L. Teichmann, Attorney-in-Fact 2016-02-04