0001214659-16-009308.txt : 20160204
0001214659-16-009308.hdr.sgml : 20160204
20160204191616
ACCESSION NUMBER: 0001214659-16-009308
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160202
FILED AS OF DATE: 20160204
DATE AS OF CHANGE: 20160204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OCLARO, INC.
CENTRAL INDEX KEY: 0001110647
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 201303994
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0702
BUSINESS ADDRESS:
STREET 1: 225 CHARCOT AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: (408) 383-1400
MAIL ADDRESS:
STREET 1: 225 CHARCOT AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
FORMER COMPANY:
FORMER CONFORMED NAME: BOOKHAM, INC.
DATE OF NAME CHANGE: 20090424
FORMER COMPANY:
FORMER CONFORMED NAME: OCLARO, INC.
DATE OF NAME CHANGE: 20090423
FORMER COMPANY:
FORMER CONFORMED NAME: BOOKHAM, INC.
DATE OF NAME CHANGE: 20040929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dougherty Greg
CENTRAL INDEX KEY: 0001325750
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30684
FILM NUMBER: 161389857
MAIL ADDRESS:
STREET 1: 40919 ENCYCLOPEDIA CIRCLE
CITY: FREMONT
STATE: CA
ZIP: 94538
4
1
marketforms-34344.xml
PRIMARY DOCUMENT
X0306
4
2016-02-02
0001110647
OCLARO, INC.
OCLR
0001325750
Dougherty Greg
225 CHARCOT AVE
SAN JOSE
CA
95131
false
true
false
false
Chief Executive Officer
Common Stock
0016-02-02
4
A
false
210000
0
A
1001220
D
Common Stock
2016-02-02
4
F
false
79855
3.67
D
921365
D
On August 11, 2014, the reporting person was granted a Performance Stock Unit of 210,000 shares of common stock. The Performance Stock Unit vested in full based on Oclaro's satisfaction of certain performance criteria prior to the end of Oclaro's 2017 fiscal year. The performance criteria were met, resulting in vesting of the Performance Stock Unit.
Withholding of 79,855 shares to satisfy tax obligations arising in connection with the non-reportable vesting of restricted stock units.
David L. Teichmann, Attorney-in-Fact
2016-02-04