0001019687-15-004384.txt : 20151201 0001019687-15-004384.hdr.sgml : 20151201 20151201193226 ACCESSION NUMBER: 0001019687-15-004384 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150107 FILED AS OF DATE: 20151201 DATE AS OF CHANGE: 20151201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Deep Down, Inc. CENTRAL INDEX KEY: 0001110607 STANDARD INDUSTRIAL CLASSIFICATION: OIL & GAS FILED MACHINERY & EQUIPMENT [3533] IRS NUMBER: 752263732 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8827 W. SAM HOUSTON PKWY N STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: (281) 517-5000 MAIL ADDRESS: STREET 1: 8827 W. SAM HOUSTON PKWY N STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77040 FORMER COMPANY: FORMER CONFORMED NAME: MediQuip Holdings, INC DATE OF NAME CHANGE: 20060501 FORMER COMPANY: FORMER CONFORMED NAME: TRUE HEALTH INC DATE OF NAME CHANGE: 20000329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Ronald Eric CENTRAL INDEX KEY: 0001385215 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30351 FILM NUMBER: 151263397 MAIL ADDRESS: STREET 1: 3020 SOUTH ISLAND DRIVE CITY: SEABROOK STATE: TX ZIP: 77586 4 1 deepdown_f4-smith.xml OWNERSHIP DOCUMENT X0306 4 2015-01-07 0 0001110607 Deep Down, Inc. DPDW 0001385215 Smith Ronald Eric 8827 W. SAM HOUSTON PKWY N. SUITE 100 HOUSTON TX 77040 1 1 0 0 President, CEO and Director Common Stock 2015-06-11 4 F 0 56467 .59 D 1484529 D Common Stock 2015-01-07 4 P 0 1240 .80 A 9372 I By IRA Common Stock 2015-03-02 4 P 0 1150 .85 A 10522 I By IRA Common Stock 2015-05-01 4 P 0 1470 .70 A 11992 I By IRA Common Stock 2015-07-01 4 P 0 1330 .74 A 13322 I By IRA Common Stock 2015-09-01 4 P 0 1400 .68 A 14722 I By IRA Common Stock 2015-11-03 4 P 0 1820 .55 A 16542 I By IRA Common Stock 2015-11-25 4 P 0 133180 .43 A 149722 I By IRA Common Stock 2015-11-25 4 P 0 2500 .44 A 152222 I By IRA Common Stock 2015-11-25 4 P 0 10000 .44 A 162222 I By IRA Common Stock 2015-11-25 4 P 0 45000 .41 A 207222 I By IRA Common Stock 2015-11-27 4 P 0 134000 .44 A 341222 I By IRA Shares withheld for payment of tax liability incident to the vesting of restricted stock award granted on June 5, 2013. /s/ Ronald E. Smith 2015-12-01