0001110443-16-000008.txt : 20161109
0001110443-16-000008.hdr.sgml : 20161109
20161108183505
ACCESSION NUMBER: 0001110443-16-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161109
DATE AS OF CHANGE: 20161108
EFFECTIVENESS DATE: 20161109
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTEGRATED WEALTH COUNSEL, LLC
CENTRAL INDEX KEY: 0001110443
IRS NUMBER: 770576763
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05639
FILM NUMBER: 161982391
BUSINESS ADDRESS:
STREET 1: 100 CLOCK TOWER PLACE
STREET 2: SUITE #210
CITY: CARMEL
STATE: CA
ZIP: 93923
BUSINESS PHONE: 8316243317
MAIL ADDRESS:
STREET 1: P O BOX 221610
CITY: CARMEL
STATE: CA
ZIP: 93922
FORMER COMPANY:
FORMER CONFORMED NAME: DOOLITTLE & GANOS INVESTMENT COUNSEL, LLC
DATE OF NAME CHANGE: 20040715
FORMER COMPANY:
FORMER CONFORMED NAME: DOOLITTLE WILLIAM G INVESTMENT COUNSELOR /
DATE OF NAME CHANGE: 20000328
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001110443
XXXXXXXX
09-30-2016
09-30-2016
INTEGRATED WEALTH COUNSEL, LLC
P O BOX 221610
CARMEL
CA
93922
13F HOLDINGS REPORT
028-05639
N
Sheila R. Schroyer
Manager
866-898-1860
Todd C. Ganos
Reno
NV
11-08-2016
0
217
47518
false
INFORMATION TABLE
2
20160930.xml
13F FILING - QTR 3 2016
ABB LTD
SPONSORED ADR
375204
5
212
SH
SOLE
0
0
212
AES CORP
COM
00130H105
1
99
SH
SOLE
0
0
99
AT&T INC
COM
00206R102
141
3461
SH
SOLE
0
0
3461
ABBOTT LABS
COM
2824100
438
10364
SH
SOLE
0
0
10364
ABBVIE INC
COM
00287Y109
328
5194
SH
SOLE
0
0
5194
ACELRX PHARMACEUTICALS INC
COM
00444T100
4
1000
SH
SOLE
0
0
1000
ALPHABET INC
CAP STK CL C
02079K107
11
14
SH
SOLE
0
0
14
ALPHABET INC
CAP STK CL A
02079K305
11
14
SH
SOLE
0
0
14
ALTRIA GROUP INC
COM
02209S103
101
1600
SH
SOLE
0
0
1600
AMAZON COM INC
COM
23135106
4
5
SH
SOLE
0
0
5
AMERICAN EXPRESS CO
COM
25816109
7
112
SH
SOLE
0
0
112
AMERIPRISE FINL INC
COM
03076C106
2
24
SH
SOLE
0
0
24
AMGEN INC
COM
31162100
21
127
SH
SOLE
0
0
127
APOLLO INVT CORP
COM
03761U106
1275
219808
SH
SOLE
0
0
219808
APPLE INC
COM
37833100
977
8641
SH
SOLE
0
0
8641
APPLIED MATLS INC
COM
38222105
9
300
SH
SOLE
0
0
300
AQUA AMERICA INC
COM
03836W103
63
2082
SH
SOLE
0
0
2082
ARCHER DANIELS MIDLAND CO
COM
39483102
1
33
SH
SOLE
0
0
33
ARES CAP CORP
COM
04010L103
1778
114691
SH
SOLE
0
0
114691
ASTRAZENECA PLC
SPONSORED ADR
46353108
6
180
SH
SOLE
0
0
180
ATMOS ENERGY CORP
COM
49560105
15
200
SH
SOLE
0
0
200
AVINGER INC
COM
53734109
19
4000
SH
SOLE
0
0
4000
BB&T CORP
COM
54937107
23
609
SH
SOLE
0
0
609
BCE INC
COM NEW
05534B760
18
397
SH
SOLE
0
0
397
BP PLC
SPONSORED ADR
55622104
13
379
SH
SOLE
0
0
379
BANK MONTREAL QUE
COM
63671101
15
232
SH
SOLE
0
0
232
BANK N S HALIFAX
COM
64149107
6
118
SH
SOLE
0
0
118
BAXTER INTL INC
COM
71813109
3
58
SH
SOLE
0
0
58
BECTON DICKINSON & CO
COM
75887109
16
87
SH
SOLE
0
0
87
BERKSHIRE HATHAWAY INC DEL
CL B NEW
84670702
113
785
SH
SOLE
0
0
785
BEST BUY INC
COM
86516101
7
195
SH
SOLE
0
0
195
BLACKROCK INC
COM
09247X101
25
68
SH
SOLE
0
0
68
BLOCK H & R INC
COM
93671105
23
1000
SH
SOLE
0
0
1000
BOEING CO
COM
97023105
6
45
SH
SOLE
0
0
45
BRISTOL MYERS SQUIBB CO
COM
110122108
200
3705
SH
SOLE
0
0
3705
CNOOC LTD
SPONSORED ADR
126132109
14
110
SH
SOLE
0
0
110
CSX CORP
COM
126408103
183
6000
SH
SOLE
0
0
6000
CA INC
COM
12673P105
12
362
SH
SOLE
0
0
362
CAMPBELL SOUP CO
COM
134429109
55
1000
SH
SOLE
0
0
1000
CANON INC
SPONSORED ADR
138006309
5
162
SH
SOLE
0
0
162
CAPITAL ONE FINL CORP
COM
14040H105
16
216
SH
SOLE
0
0
216
CARDINAL HEALTH INC
COM
14149Y108
18
238
SH
SOLE
0
0
238
CATERPILLAR INC DEL
COM
149123101
194
2188
SH
SOLE
0
0
2188
CENTURYLINK INC
COM
156700106
22
788
SH
SOLE
0
0
788
CHEMOURS CO
COM
163851108
4
240
SH
SOLE
0
0
240
CHEVRON CORP NEW
COM
166764100
1347
13089
SH
SOLE
0
0
13089
CISCO SYS INC
COM
17275R102
53
1679
SH
SOLE
0
0
1679
COACH INC
COM
189754104
3
89
SH
SOLE
0
0
89
COCA COLA CO
COM
191216100
22
525
SH
SOLE
0
0
525
COLGATE PALMOLIVE CO
COM
194162103
11
150
SH
SOLE
0
0
150
COMCAST CORP NEW
CL A
20030N101
5
80
SH
SOLE
0
0
80
CONOCOPHILLIPS
COM
20825C104
74
1702
SH
SOLE
0
0
1702
COSTCO WHSL CORP NEW
COM
22160K105
107
700
SH
SOLE
0
0
700
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
2
139
SH
SOLE
0
0
139
CUMMINS INC
COM
231021106
9
74
SH
SOLE
0
0
74
DEERE & CO
COM
244199105
10
113
SH
SOLE
0
0
113
DELL TECHNOLOGIES INC
COM CL V
24703L103
3
60
SH
SOLE
0
0
60
DIAGEO P L C
SPON ADR NEW
25243Q205
15
133
SH
SOLE
0
0
133
DIGITAL RLTY TR INC
COM
253868103
10
100
SH
SOLE
0
0
100
DISNEY WALT CO
COM DISNEY
254687106
46
500
SH
SOLE
0
0
500
DOMINION RES INC VA NEW
COM
25746U109
11
145
SH
SOLE
0
0
145
DOW CHEM CO
COM
260543103
15
283
SH
SOLE
0
0
283
DU PONT E I DE NEMOURS & CO
COM
263534109
80
1200
SH
SOLE
0
0
1200
EGA EMERGING GLOBAL SHS TR
EGSHR BYND BRC
268461639
13
800
SH
SOLE
0
0
800
EMERSON ELEC CO
COM
291011104
23
429
SH
SOLE
0
0
429
ENTERGY CORP NEW
COM
29364G103
13
168
SH
SOLE
0
0
168
ENTERPRISE PRODS PARTNERS L
COM
293792107
11
403
SH
SOLE
0
0
403
EVERSOURCE ENERGY
COM
30040W108
16
302
SH
SOLE
0
0
302
EXXON MOBIL CORP
COM
30231G102
486
5565
SH
SOLE
0
0
5565
FLIR SYS INC
COM
302445101
18
557
SH
SOLE
0
0
557
FACEBOOK INC
CL A
30303M102
128
1000
SH
SOLE
0
0
1000
GABELLI DIVD & INCOME TR
COM
36242H104
8
433
SH
SOLE
0
0
433
GALLAGHER ARTHUR J & CO
COM
363576109
13
246
SH
SOLE
0
0
246
GAMESTOP CORP NEW
CL A
36467W109
10
377
SH
SOLE
0
0
377
GARTNER INC
COM
366651107
249
2820
SH
SOLE
0
0
2820
GENERAL ELECTRIC CO
COM
369604103
894
30174
SH
SOLE
0
0
30174
GENERAL MTRS CO
COM
37045V100
1
38
SH
SOLE
0
0
38
GENUINE PARTS CO
COM
372460105
12
119
SH
SOLE
0
0
119
GILEAD SCIENCES INC
COM
375558103
47
600
SH
SOLE
0
0
600
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
181
4204
SH
SOLE
0
0
4204
HCP INC
COM
40414L109
4
100
SH
SOLE
0
0
100
HSBC HLDGS PLC
SPON ADR NEW
404280406
14
364
SH
SOLE
0
0
364
HSBC HLDGS PLC
ADR A 1/40PF A
404280604
1
57
SH
SOLE
0
0
57
HP INC
COM
40434L105
25
1600
SH
SOLE
0
0
1600
HEWLETT PACKARD ENTERPRISE
COM
42824C109
36
1600
SH
SOLE
0
0
1600
ILLINOIS TOOL WKS INC
COM
452308109
16
137
SH
SOLE
0
0
137
INTEL CORP
COM
458140100
53
1401
SH
SOLE
0
0
1401
INTERNATIONAL BUSINESS MACH
COM
459200101
362
2281
SH
SOLE
0
0
2281
INTL PAPER CO
COM
460146103
21
435
SH
SOLE
0
0
435
ISHARES GOLD TRUST
ISHARES
464285105
22
1757
SH
SOLE
0
0
1757
ISHARES
EM MKTS CURR ETF
464286517
4
83
SH
SOLE
0
0
83
ISHARES
MSCI GERMANY ETF
464286806
55
2086
SH
SOLE
0
0
2086
ISHARES
MSCI JAPAN ETF
464286848
59
4736
SH
SOLE
0
0
4736
ISHARES
MSCI HONG KG ETF
464286871
8
352
SH
SOLE
0
0
352
ISHARES TR
TIPS BD ETF
464287176
65
558
SH
SOLE
0
0
558
ISHARES TR
CHINA LG-CAP ETF
464287184
18
469
SH
SOLE
0
0
469
ISHARES TR
MSCI EMG MKT ETF
464287234
616
16460
SH
SOLE
0
0
16460
ISHARES TR
20 YR TR BD ETF
464287432
141
1028
SH
SOLE
0
0
1028
ISHARES TR
7-10 Y TR BD ETF
464287440
111
991
SH
SOLE
0
0
991
ISHARES TR
MSCI EAFE ETF
464287465
538
9105
SH
SOLE
0
0
9105
ISHARES TR
COHEN&STEER REIT
464287564
105
1000
SH
SOLE
0
0
1000
ISHARES TR
RUSSELL 2000 ETF
464287655
91
731
SH
SOLE
0
0
731
ISHARES TR
JP MOR EM MK ETF
464288281
15
126
SH
SOLE
0
0
126
ISHARES TR
INTL DEV RE ETF
464288489
4865
161261
SH
SOLE
0
0
161261
ISHARES TR
IBOXX HI YD ETF
464288513
40
464
SH
SOLE
0
0
464
ISHARES TR
MRG RL ES CP ETF
464288539
579
55080
SH
SOLE
0
0
55080
ISHARES TR
SHRT TRS BD ETF
464288679
10
90
SH
SOLE
0
0
90
ISHARES TR
U.S. PFD STK ETF
464288687
64
1612
SH
SOLE
0
0
1612
ISHARES SILVER TRUST
ISHARES
46428Q109
55
3000
SH
SOLE
0
0
3000
ISHARES TR
MIN VOL EAFE ETF
46429B689
4
53
SH
SOLE
0
0
53
ISHARES U S ETF TR
COMMOD SEL STG
46431W853
30
921
SH
SOLE
0
0
921
JPMORGAN CHASE & CO
COM
46625H100
290
4361
SH
SOLE
0
0
4361
JOHNSON & JOHNSON
COM
478160104
450
3810
SH
SOLE
0
0
3810
KIMBERLY CLARK CORP
COM
494368103
11
90
SH
SOLE
0
0
90
KINDER MORGAN INC DEL
COM
49456B101
23
1000
SH
SOLE
0
0
1000
KOHLS CORP
COM
500255104
8
176
SH
SOLE
0
0
176
KRAFT HEINZ CO
COM
500754106
76
846
SH
SOLE
0
0
846
LAM RESEARCH CORP
COM
512807108
19
200
SH
SOLE
0
0
200
LEGGETT & PLATT INC
COM
524660107
14
303
SH
SOLE
0
0
303
LIBERTY INTERACTIVE CORP
QVC GP COM SER A
53071M104
3
126
SH
SOLE
0
0
126
LIBERTY INTERACTIVE CORP
LBT VENT COM A
53071M880
1
17
SH
SOLE
0
0
17
LOCKHEED MARTIN CORP
COM
539830109
15
63
SH
SOLE
0
0
63
LOWES COS INC
COM
548661107
171
2373
SH
SOLE
0
0
2373
MACYS INC
COM
55616P104
5
147
SH
SOLE
0
0
147
MCDONALDS CORP
COM
580135101
80
695
SH
SOLE
0
0
695
MERCK & CO INC
COM
58933Y105
57
910
SH
SOLE
0
0
910
METLIFE INC
COM
59156R108
21
470
SH
SOLE
0
0
470
MICROSOFT CORP
COM
594918104
47
815
SH
SOLE
0
0
815
MIZUHO FINL GROUP INC
SPONSORED ADR
60687Y109
1
282
SH
SOLE
0
0
282
MOBILE TELESYSTEMS PJSC
SPONSORED ADR
607409109
5
620
SH
SOLE
0
0
620
MONDELEZ INTL INC
CL A
609207105
24
538
SH
SOLE
0
0
538
MOSAIC CO NEW
COM
61945C103
3
132
SH
SOLE
0
0
132
NEXTERA ENERGY INC
COM
65339F101
233
1904
SH
SOLE
0
0
1904
NORFOLK SOUTHERN CORP
COM
655844108
68
700
SH
SOLE
0
0
700
NOVARTIS A G
SPONSORED ADR
66987V109
158
1998
SH
SOLE
0
0
1998
NUCOR CORP
COM
670346105
7
145
SH
SOLE
0
0
145
NVIDIA CORP
COM
67066G104
1
16
SH
SOLE
0
0
16
NUVEEN ENHANCED AMT FREE MU
COM
67071L106
10
598
PRN
SOLE
0
0
598
NUVEEN MUN VALUE FD INC
COM
670928100
9
854
SH
SOLE
0
0
854
OCCIDENTAL PETE CORP DEL
COM
674599105
23
319
SH
SOLE
0
0
319
OMNICOM GROUP INC
COM
681919106
20
233
SH
SOLE
0
0
233
ORACLE CORP
COM
68389X105
12
298
SH
SOLE
0
0
298
PNC FINL SVCS GROUP INC
COM
693475105
9
103
SH
SOLE
0
0
103
POSCO
SPONSORED ADR
693483109
4
85
SH
SOLE
0
0
85
PPG INDS INC
COM
693506107
11
102
SH
SOLE
0
0
102
PACCAR INC
COM
693718108
92
1572
SH
SOLE
0
0
1572
PARKER HANNIFIN CORP
COM
701094104
12
97
SH
SOLE
0
0
97
PEPSICO INC
COM
713448108
18
162
SH
SOLE
0
0
162
PFIZER INC
COM
717081103
559
16518
SH
SOLE
0
0
16518
PHILIP MORRIS INTL INC
COM
718172109
164
1689
SH
SOLE
0
0
1689
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
7
225
SH
SOLE
0
0
225
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
177
1493
SH
SOLE
0
0
1493
POWERSHARES ETF TRUST
GBL LSTD PVT EQT
73935X195
58
5370
SH
SOLE
0
0
5370
POWERSHS DB US DOLLAR INDEX
DOLL INDX BULL
73936D107
37
1500
SH
SOLE
0
0
1500
POWERSHARES ETF TR II
S&P500 LOW VOL
73937B779
32
776
SH
SOLE
0
0
776
PRAXAIR INC
COM
74005P104
121
1000
SH
SOLE
0
0
1000
PRICE T ROWE GROUP INC
COM
74144T108
10
154
SH
SOLE
0
0
154
PRINCIPAL FINL GROUP INC
COM
74251V102
12
226
SH
SOLE
0
0
226
PROCTER AND GAMBLE CO
COM
742718109
424
4721
SH
SOLE
0
0
4721
PRUDENTIAL FINL INC
COM
744320102
7
85
SH
SOLE
0
0
85
QUALCOMM INC
COM
747525103
22
317
SH
SOLE
0
0
317
RAYTHEON CO
COM NEW
755111507
14
105
SH
SOLE
0
0
105
REYNOLDS AMERICAN INC
COM
761713106
12
260
SH
SOLE
0
0
260
ROGERS COMMUNICATIONS INC
CL B
775109200
23
540
SH
SOLE
0
0
540
ROYAL BK CDA MONTREAL QUE
COM
780087102
11
178
SH
SOLE
0
0
178
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
11
218
SH
SOLE
0
0
218
SK TELECOM LTD
SPONSORED ADR
78440P108
9
413
SH
SOLE
0
0
413
SPDR S&P 500 ETF TR
TR UNIT
78462F103
471
2176
SH
SOLE
0
0
2176
SPDR GOLD TRUST
GOLD SHS
78463V107
2614
20805
SH
SOLE
0
0
20805
SPDR INDEX SHS FDS
DJ INTL RL ETF
78463X863
5269
126318
SH
SOLE
0
0
126318
SPDR DOW JONES INDL AVRG ET
UT SER 1
78467X109
37
200
SH
SOLE
0
0
200
SASOL LTD
SPONSORED ADR
803866300
3
104
SH
SOLE
0
0
104
SCHLUMBERGER LTD
COM
806857108
164
2084
SH
SOLE
0
0
2084
SIMON PPTY GROUP INC NEW
COM
828806109
12
59
SH
SOLE
0
0
59
STARBUCKS CORP
COM
855244109
1
20
SH
SOLE
0
0
20
SUNSHINE HEART INC
COM
86782U106
1
2000
SH
SOLE
0
0
2000
SUNTRUST BKS INC
COM
867914103
23
517
SH
SOLE
0
0
517
SYMANTEC CORP
COM
871503108
85
3400
SH
SOLE
0
0
3400
TARGET CORP
COM
87612E106
3
41
SH
SOLE
0
0
41
TEMPLETON EMERG MKTS INCOME
COM
880192109
5649
513537
SH
SOLE
0
0
513537
TEMPLETON GLOBAL INCOME FD
COM
880198106
5043
808229
SH
SOLE
0
0
808229
TEXAS INSTRS INC
COM
882508104
19
269
SH
SOLE
0
0
269
3M CO
COM
88579Y101
486
2760
SH
SOLE
0
0
2760
TOTAL S A
SPONSORED ADR
89151E109
6
132
SH
SOLE
0
0
132
UBS AG JERSEY BRH
ALERIAN INFRST
902641646
4538
159854
SH
SOLE
0
0
159854
UNITED STATES OIL FUND LP
UNITS
91232N108
55
5000
SH
SOLE
0
0
5000
UNITED TECHNOLOGIES CORP
COM
913017109
27
268
SH
SOLE
0
0
268
UNUM GROUP
COM
91529Y106
3
82
SH
SOLE
0
0
82
V F CORP
COM
918204108
25
449
SH
SOLE
0
0
449
VALERO ENERGY CORP NEW
COM
91913Y100
4
76
SH
SOLE
0
0
76
VALSPAR CORP
COM
920355104
3
26
SH
SOLE
0
0
26
VANGUARD SPECIALIZED PORTFO
DIV APP ETF
921908844
24
289
SH
SOLE
0
0
289
VANGUARD TAX MANAGED INTL F
FTSE DEV MKT ETF
921943858
29
786
SH
SOLE
0
0
786
VANGUARD INTL EQUITY INDEX
GLB EX US ETF
922042676
15
262
SH
SOLE
0
0
262
VANGUARD INTL EQUITY INDEX
FTSE EMR MKT ETF
922042858
48
1286
SH
SOLE
0
0
1286
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
4
41
SH
SOLE
0
0
41
VANGUARD INDEX FDS
REIT ETF
922908553
98
1126
SH
SOLE
0
0
1126
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
17
154
SH
SOLE
0
0
154
VERIZON COMMUNICATIONS INC
COM
92343V104
192
3686
SH
SOLE
0
0
3686
VIACOM INC NEW
CL B
92553P201
5
128
SH
SOLE
0
0
128
WD-40 CO
COM
929236107
112
1000
SH
SOLE
0
0
1000
WEC ENERGY GROUP INC
COM
92939U106
33
552
SH
SOLE
0
0
552
WAL-MART STORES INC
COM
931142103
44
610
SH
SOLE
0
0
610
WALGREENS BOOTS ALLIANCE IN
COM
931427108
48
600
SH
SOLE
0
0
600
WASTE CONNECTIONS INC
COM
94106B101
4
50
SH
SOLE
0
0
50
WELLS FARGO & CO NEW
COM
949746101
107
2408
SH
SOLE
0
0
2408
WESTERN DIGITAL CORP
COM
958102105
2
31
SH
SOLE
0
0
31
WESTERN UN CO
COM
959802109
9
429
SH
SOLE
0
0
429
WEYERHAEUSER CO
COM
962166104
51
1600
SH
SOLE
0
0
1600
WHOLE FOODS MKT INC
COM
966837106
7
240
SH
SOLE
0
0
240
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
47
1091
SH
SOLE
0
0
1091
WORKDAY INC
CL A
98138H101
138
1500
SH
SOLE
0
0
1500
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
15
126
SH
SOLE
0
0
126
COCA COLA EUROPEAN PARTNERS
SHS
G25839104
1
33
SH
SOLE
0
0
33
JOHNSON CTLS INTL PLC
SHS
G51502105
11
241
SH
SOLE
0
0
241
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
2
61
SH
SOLE
0
0
61
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
12
143
SH
SOLE
0
0
143