0001110443-13-000006.txt : 20131101
0001110443-13-000006.hdr.sgml : 20131101
20131031173258
ACCESSION NUMBER: 0001110443-13-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131101
DATE AS OF CHANGE: 20131031
EFFECTIVENESS DATE: 20131101
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOOLITTLE & GANOS INVESTMENT COUNSEL, LLC
CENTRAL INDEX KEY: 0001110443
IRS NUMBER: 770576763
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05639
FILM NUMBER: 131183774
BUSINESS ADDRESS:
STREET 1: 100 CLOCK TOWER PLACE
STREET 2: SUITE #210
CITY: CARMEL
STATE: CA
ZIP: 93923
BUSINESS PHONE: 8316243317
MAIL ADDRESS:
STREET 1: P O BOX 221610
CITY: CARMEL
STATE: CA
ZIP: 93922
FORMER COMPANY:
FORMER CONFORMED NAME: DOOLITTLE WILLIAM G INVESTMENT COUNSELOR /
DATE OF NAME CHANGE: 20000328
13F-HR
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0001110443
XXXXXXXX
09-30-2013
09-30-2013
DOOLITTLE & GANOS INVESTMENT COUNSEL, LLC
P O BOX 221610
CARMEL
CA
93922
13F HOLDINGS REPORT
028-05639
N
Todd C. Ganos
Principal
(831) 624-3317
Todd C. Ganos
Carmel
CA
10-31-2013
0
196
137152793
false
INFORMATION TABLE
2
iwc13f2013q3.xml
13F FILING QTR 3 2013
3M CO
COM
88579Y101
420562
3522
SH
SOLE
1
0
0
3522
ABBOTT LABS
COM
002824100
329145
9917
SH
SOLE
1
0
0
9917
ABBVIE INC
COM
00287Y109
219937
4917
SH
SOLE
1
0
0
4917
ACE LTD
SHS
H0023R105
14034
150
SH
SOLE
1
0
0
150
ADVANCED MICRO DEVICES INC
COM
007903107
381
100
SH
SOLE
1
0
0
100
ALLERGAN INC
COM
018490102
1809
20
SH
SOLE
1
0
0
20
ALPS ETF TR
ALERIAN MLP
00162Q866
10950742
622555
SH
SOLE
1
0
0
622555
ALTRIA GROUP INC
COM
02209S103
38505
1121
SH
SOLE
1
0
0
1121
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
53329
2692
SH
SOLE
1
0
0
2692
AMERICA MOVIL SAB DE CV
SPON ADR A SHS
02364W204
36072
1800
SH
SOLE
1
0
0
1800
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
1884301
83450
SH
SOLE
1
0
0
83450
AMGEN INC
COM
031162100
3134
28
SH
SOLE
1
0
0
28
ANHEUSER-BUSCH COS INC.
SPONSORED ADR
035229103
82832
835
SH
SOLE
1
0
0
835
APOLLO INVT CORP
COM
03761U106
3261403
400123
SH
SOLE
1
0
0
400123
APPLE INC
COM
037833100
1370930
2876
SH
SOLE
1
0
0
2876
ARES CAP CORP
COM
04010L103
4458572
257870
SH
SOLE
1
0
0
257870
AT&T INC
COM
00206R102
62601
1851
SH
SOLE
1
0
0
1851
AUTOMATIC DATA PROCESSING IN
COM
053015103
15417
213
SH
SOLE
1
0
0
213
AVALONBAY CMNTYS INC
COM
053484101
63545
500
SH
SOLE
1
0
0
500
BANK OF AMERICA CORPORATION
COM
060505104
9039
655
SH
SOLE
1
0
0
655
BARCLAYS BANK PLC
ADR PFD SR 5
06739H362
820186
32240
SH
SOLE
1
0
0
32240
BAXTER INTL INC
COM
071813109
136635
2080
SH
SOLE
1
0
0
2080
BCE INC
COM NEW
05534B760
7174
168
SH
SOLE
1
0
0
168
BECTON DICKINSON & CO
COM
075887109
527606
5275
SH
SOLE
1
0
0
5275
BED BATH & BEYOND INC
COM
075896100
29552
382
SH
SOLE
1
0
0
382
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
276964
2440
SH
SOLE
1
0
0
2440
BIOGEN IDEC INC
COM
09062X103
312988
1300
SH
SOLE
1
0
0
1300
BLACKROCK MUNIYIELD CALI QLT
COM
09254N103
2764779
199623
SH
SOLE
1
0
0
199623
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
21779
875
SH
SOLE
1
0
0
875
BLOCK H & R INC
COM
093671105
21328
800
SH
SOLE
1
0
0
800
BP PRUDHOE BAY RTY TR
UNIT BEN INT
055630107
30342
350
SH
SOLE
1
0
0
350
BRISTOL MYERS SQUIBB CO
COM
110122108
208260
4500
SH
SOLE
1
0
0
4500
BRISTOW GROUP INC
COM
110394103
28376
390
SH
SOLE
1
0
0
390
BROADCOM CORP
CL A
111320107
6557
252
SH
SOLE
1
0
0
252
CAMDEN PPTY TR
SH BEN INT
133131102
1648742
26835
SH
SOLE
1
0
0
26835
CAMPBELL SOUP CO
COM
134429109
40710
1000
SH
SOLE
1
0
0
1000
CATERPILLAR INC DEL
COM
149123101
7423
89
SH
SOLE
1
0
0
89
CENOVUS ENERGY INC
COM
15135U109
17552
588
SH
SOLE
1
0
0
588
CENTRAL FD CDA LTD
CL A
153501101
132300
9000
SH
SOLE
1
0
0
9000
CENTURYLINK INC
COM
156700106
5774
184
SH
SOLE
1
0
0
184
CHEVRON CORP NEW
COM
166764100
489524
4029
SH
SOLE
1
0
0
4029
CISCO SYS INC
COM
17275R102
31374
1339
SH
SOLE
1
0
0
1339
CITIGROUP INC
COM NEW
172967424
3881
80
SH
SOLE
1
0
0
80
COACH INC
COM
189754104
37626
690
SH
SOLE
1
0
0
690
CONOCOPHILLIPS
COM
20825C104
131930
1898
SH
SOLE
1
0
0
1898
COSTCO WHSL CORP NEW
COM
22160K105
92136
800
SH
SOLE
1
0
0
800
CROSS TIMBERS RTY TR
TR UNIT
22757R109
24931
850
SH
SOLE
1
0
0
850
CSX CORP
COM
126408103
1467
57
SH
SOLE
1
0
0
57
CUMMINS INC
COM
231021106
1329
10
SH
SOLE
1
0
0
10
CVS CAREMARK CORPORATION
COM
126650100
2440
43
SH
SOLE
1
0
0
43
DEVON ENERGY CORP NEW
COM
25179M103
37833
655
SH
SOLE
1
0
0
655
DOVER CORP
COM
260003108
78871
878
SH
SOLE
1
0
0
878
DOW CHEM CO
COM
260543103
4838
126
SH
SOLE
1
0
0
126
DUKE ENERGY CORP NEW
COM NEW
26441C204
23239
348
SH
SOLE
1
0
0
348
DU PONT E I DE NEMOURS & CO
COM
263534109
80813
1380
SH
SOLE
1
0
0
1380
EATON CORP PLC
SHS
G29183103
1652
24
SH
SOLE
1
0
0
24
EMERSON ELEC CO
COM
291011104
10287
159
SH
SOLE
1
0
0
159
ENCANA CORP
COM
292505104
10190
588
SH
SOLE
1
0
0
588
ENSTAR GROUP LIMITED
SHS
G3075P101
84692
620
SH
SOLE
1
0
0
620
EXELON CORP
COM
30161N101
9781
330
SH
SOLE
1
0
0
330
EXXON MOBIL CORP
COM
30231G102
713960
8298
SH
SOLE
1
0
0
8298
FACEBOOK INC
CL A
30303M102
15069
300
SH
SOLE
1
0
0
300
FEDEX CORP
COM
31428X106
1369
12
SH
SOLE
1
0
0
12
FLUOR CORP NEW
COM
343412102
48253
680
SH
SOLE
1
0
0
680
FORD MTR CO DEL
COM PAR $0.01
345370860
2935
174
SH
SOLE
1
0
0
174
GAP INC DEL
COM
364760108
4237
105
SH
SOLE
1
0
0
105
GENERAL ELECTRIC CO
COM
369604103
747375
31284
SH
SOLE
1
0
0
31284
GENERAL MLS INC
COM
370334104
14328
299
SH
SOLE
1
0
0
299
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
195964
3906
SH
SOLE
1
0
0
3906
GOOGLE INC
CL A
38259P508
49051
56
SH
SOLE
1
0
0
56
HALLIBURTON CO
COM
406216101
481500
10000
SH
SOLE
1
0
0
10000
HEALTH CARE REIT INC
COM
42217K106
2875094
46090
SH
SOLE
1
0
0
46090
HEWLETT PACKARD CO
COM
428236103
33584
1600
SH
SOLE
1
0
0
1600
HONEYWELL INTL INC
COM
438516106
10629
128
SH
SOLE
1
0
0
128
HSBC HLDGS PLC
SPON ADR NEW
404280406
382262
7045
SH
SOLE
1
0
0
7045
INTERNATIONAL BUSINESS MACHS
COM
459200101
996498
5381
SH
SOLE
1
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0
5381
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
1856
40
SH
SOLE
1
0
0
40
ING PRIME RATE TR
SH BEN INT
44977W106
26664
4400
SH
SOLE
1
0
0
4400
INTEGRYS ENERGY GROUP INC
COM
45822P105
928333
16610
SH
SOLE
1
0
0
16610
INTEL CORP
COM
458140100
12882
562
SH
SOLE
1
0
0
562
ISHARES
EPRA/NAR DEV ASI
464288463
189200
5500
SH
SOLE
1
0
0
5500
ISHARES
FTSE CHINA25 IDX
464287184
141831
3825
SH
SOLE
1
0
0
3825
ISHARES
COHEN&ST RLTY
464287564
1274824
16582
SH
SOLE
1
0
0
16582
BARCLAYS BK PLC
DJUBS CMDT ETN36
06738C778
29808
800
SH
SOLE
1
0
0
800
ISHARES
U.S. BAS MTL ETF
464287838
1480
20
SH
SOLE
1
0
0
20
ISHARES
IBOXX INV CP ETF
464287242
715176
6300
SH
SOLE
1
0
0
6300
BARCLAYS BK PLC
IPMS INDIA ETN
06739F291
26064
515
SH
SOLE
1
0
0
515
ISHARES
EPRA/NAR DEV R/E
464288489
6757096
201584
SH
SOLE
1
0
0
201584
ISHARES
20+ YR TR BD ETF
464287432
17403848
163570
SH
SOLE
1
0
0
163570
ISHARES
MRG RL ES CP ETF
464288539
156649
13065
SH
SOLE
1
0
0
13065
ISHARES
MSCI PAC J IDX
464286665
745961
15655
SH
SOLE
1
0
0
15655
ISHARES
MSCI AUSTRALIA
464286103
10108
400
SH
SOLE
1
0
0
400
ISHARES
MSCI BRAZIL CAPP
464286400
136783
2855
SH
SOLE
1
0
0
2855
ISHARES
MSCI EAFE INDEX
464287465
744558
11670
SH
SOLE
1
0
0
11670
ISHARES
MSCI EMERG MKT
464287234
506585
12430
SH
SOLE
1
0
0
12430
ISHARES
INDONE INVS MRKT
46429B309
32200
1365
SH
SOLE
1
0
0
1365
ISHARES
MSCI POLAND CAP
46429B606
11456
400
SH
SOLE
1
0
0
400
ISHARES
MSCI STH KOR ETF
464286772
26445
430
SH
SOLE
1
0
0
430
ISHARES
MSCI TURKEY FD
464286715
9377
170
SH
SOLE
1
0
0
170
ISHARES
MSCI ACWI ETF
464288257
35048
650
SH
SOLE
1
0
0
650
ISHARES
RUS 1000 GRW ETF
464287614
69285
886
SH
SOLE
1
0
0
886
ISHARES
SP SMCP600VL ETF
464287879
1533
15
SH
SOLE
1
0
0
15
ISHARES
GLB INFRASTR ETF
464288372
15108
400
SH
SOLE
1
0
0
400
ISHARES
CORE S&P MCP ETF
464287507
4185877
33719
SH
SOLE
1
0
0
33719
ISHARES
CORE S&P SCP ETF
464287804
2767155
27727
SH
SOLE
1
0
0
27727
ISHARES
US PFD STK IDX
464288687
4540734
119493
SH
SOLE
1
0
0
119493
ISHARES
BARCLYS TIPS BD
464287176
225160
2000
SH
SOLE
1
0
0
2000
ISHARES
U.S. MED DVC ETF
464288810
1270
15
SH
SOLE
1
0
0
15
PENNEY J C INC
COM
708160106
239258
27173
SH
SOLE
1
0
0
27173
JPMORGAN CHASE & CO
COM
46625H100
895012
17315
SH
SOLE
1
0
0
17315
JOHNSON & JOHNSON
COM
478160104
1312832
15144
SH
SOLE
1
0
0
15144
KIMBERLY CLARK CORP
COM
494368103
13379
142
SH
SOLE
1
0
0
142
KRAFT FOODS GROUP INC
COM
50076Q106
38310
730
SH
SOLE
1
0
0
730
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
19828
200
SH
SOLE
1
0
0
200
LEGGETT & PLATT INC
COM
524660107
935253
31020
SH
SOLE
1
0
0
31020
LEUCADIA NATL CORP
COM
527288104
126666
4650
SH
SOLE
1
0
0
4650
LORILLARD INC
COM
544147101
816563
18235
SH
SOLE
1
0
0
18235
LOWES COS INC
COM
548661107
127357
2675
SH
SOLE
1
0
0
2675
MARATHON OIL CORP
COM
565849106
174
5
SH
SOLE
1
0
0
5
MARATHON PETE CORP
COM
56585A102
129
2
SH
SOLE
1
0
0
2
MARKEL CORP
COM
570535104
35208
68
SH
SOLE
1
0
0
68
MARSH & MCLENNAN COS INC
COM
571748102
14981
344
SH
SOLE
1
0
0
344
MCDONALDS CORP
COM
580135101
61093
635
SH
SOLE
1
0
0
635
MERCK & CO INC NEW
COM
58933Y105
50846
1068
SH
SOLE
1
0
0
1068
MICROSOFT CORP
COM
594918104
54380
1634
SH
SOLE
1
0
0
1634
MONDELEZ INTL INC
CL A
609207105
52072
1657
SH
SOLE
1
0
0
1657
MORGAN STANLEY TRUSTS
INCOME SECS INC
61745P874
30932
1860
SH
SOLE
1
0
0
1860
NATIONAL OILWELL VARCO INC
COM
637071101
34993
448
SH
SOLE
1
0
0
448
NATIONAL RETAIL PPTYS INC
COM
637417106
2340361
73550
SH
SOLE
1
0
0
73550
NEXTERA ENERGY INC
COM
65339F101
144288
1800
SH
SOLE
1
0
0
1800
NOBLE CORPORATION BAAR
NAMEN -AKT
H5833N103
42302
1120
SH
SOLE
1
0
0
1120
NORFOLK SOUTHERN CORP
COM
655844108
732505
9470
SH
SOLE
1
0
0
9470
NORTH EUROPEAN OIL RTY TR
SH BEN INT
659310106
24035
1100
SH
SOLE
1
0
0
1100
NOVARTIS A G
SPONSORED ADR
66987V109
14958
195
SH
SOLE
1
0
0
195
PACCAR INC
COM
693718108
87498
1572
SH
SOLE
1
0
0
1572
PEPSICO INC
COM
713448108
22658
285
SH
SOLE
1
0
0
285
PERMIAN BASIN RTY TR
UNIT BEN INT
714236106
25294
1775
SH
SOLE
1
0
0
1775
PFIZER INC
COM
717081103
51676
1799
SH
SOLE
1
0
0
1799
PHILIP MORRIS INTL INC
COM
718172109
76286
881
SH
SOLE
1
0
0
881
PHILIPPINE LONG DISTANCE TEL
SPONSORED ADR
718252604
129235
1905
SH
SOLE
1
0
0
1905
PHILLIPS 66
COM
718546104
40474
700
SH
SOLE
1
0
0
700
PHOENIX COS INC NEW
COM NEW
71902E604
1392
36
SH
SOLE
1
0
0
36
PIMCO CA MUNICIPAL INCOME FD
COM
72200N106
2493023
190890
SH
SOLE
1
0
0
190890
PLUM CREEK TIMBER CO INC
COM
729251108
2036028
43477
SH
SOLE
1
0
0
43477
POTLATCH CORP NEW
COM
737630103
101779
2565
SH
SOLE
1
0
0
2565
POWERSHARES ETF TRUST
GBL LSTD PVT EQT
73935X195
59409
5175
SH
SOLE
1
0
0
5175
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
7888
100
SH
SOLE
1
0
0
100
POWERSHARES GLOBAL ETF FD
S&P 500 BUYWRT
73936G308
2094080
104495
SH
SOLE
1
0
0
104495
PRAXAIR INC
COM
74005P104
795189
6615
SH
SOLE
1
0
0
6615
PROCTER & GAMBLE CO
COM
742718109
175142
2317
SH
SOLE
1
0
0
2317
PUBLIC STORAGE
COM
74460D109
2769809
17252
SH
SOLE
1
0
0
17252
QUALCOMM INC
COM
747525103
36689
545
SH
SOLE
1
0
0
545
RENAISSANCERE HOLDINGS LTD
COM
G7496G103
37570
415
SH
SOLE
1
0
0
415
ROGERS COMMUNICATIONS INC
CL B
775109200
365800
8505
SH
SOLE
1
0
0
8505
ROPER INDS INC NEW
COM
776696106
85037
640
SH
SOLE
1
0
0
640
ROYAL BK SCOTLAND GROUP PLC
ADR PFD SER P
780097762
32880
1600
SH
SOLE
1
0
0
1600
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
52544
800
SH
SOLE
1
0
0
800
SABINE ROYALTY TR
UNIT BEN INT
785688102
31781
625
SH
SOLE
1
0
0
625
SAN JUAN BASIN RTY TR
UNIT BEN INT
798241105
14782
925
SH
SOLE
1
0
0
925
SANGAMO BIOSCIENCES INC
COM
800677106
41960
4000
SH
SOLE
1
0
0
4000
SCHLUMBERGER LTD
COM
806857108
167442
1895
SH
SOLE
1
0
0
1895
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
2728
45
SH
SOLE
1
0
0
45
SIEMENS A G
SPONSORED ADR
826197501
4579
38
SH
SOLE
1
0
0
38
SIMON PPTY GROUP INC NEW
COM
828806109
92496
624
SH
SOLE
1
0
0
624
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
1409
17
SH
SOLE
1
0
0
17
SPDR SERIES TRUST
DB INT GVT ETF
78464A490
44395
745
SH
SOLE
1
0
0
745
SPDR INDEX SHS FDS
DJ INTL RL ETF
78463X863
6325862
150151
SH
SOLE
1
0
0
150151
SPDR GOLD TRUST
GOLD SHS
78463V107
7764504
60575
SH
SOLE
1
0
0
60575
SPDR S&P 500 ETF TR
TR UNIT
78462F103
7057596
42007
SH
SOLE
1
0
0
42007
SYMANTEC CORP
COM
871503108
84150
3400
SH
SOLE
1
0
0
3400
SYSCO CORP
COM
871829107
31830
1000
SH
SOLE
1
0
0
1000
TEMPLETON EMERG MKTS INCOME
COM
880192109
4130604
289258
SH
SOLE
1
0
0
289258
TEMPLETON GLOBAL INCOME FD
COM
880198106
2812471
336420
SH
SOLE
1
0
0
336420
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
11334
300
SH
SOLE
1
0
0
300
TIGERLOGIC CORPORATION
COM
8867EQ101
6669
3900
SH
SOLE
1
0
0
3900
TRANSOCEAN LTD
REG SHS
H8817H100
933121
20969
SH
SOLE
1
0
0
20969
UNILEVER PLC
SPON ADR NEW
904767704
12384
321
SH
SOLE
1
0
0
321
UNITED TECHNOLOGIES CORP
COM
913017109
5499
51
SH
SOLE
1
0
0
51
UNITEDHEALTH GROUP INC
COM
91324P102
2077
29
SH
SOLE
1
0
0
29
US BANCORP DEL
COM NEW
902973304
48651
1330
SH
SOLE
1
0
0
1330
VANGUARD INDEX FDS
REIT ETF
922908553
31417
475
SH
SOLE
1
0
0
475
VERIZON COMMUNICATIONS INC
COM
92343V104
154774
3316
SH
SOLE
1
0
0
3316
VIRTUS INVT PARTNERS INC
COM
92828Q109
10897
67
SH
SOLE
1
0
0
67
VODAFONE GROUP PLC NEW
SPONS ADR NEW
92857W209
30501
867
SH
SOLE
1
0
0
867
WALGREEN CO
COM
931422109
32280
600
SH
SOLE
1
0
0
600
WAL-MART STORES INC
COM
931142103
983052
13292
SH
SOLE
1
0
0
13292
WATERS CORP
COM
941848103
104086
980
SH
SOLE
1
0
0
980
WELLS FARGO & CO NEW
COM
949746101
1109607
26854
SH
SOLE
1
0
0
26854
WHOLE FOODS MKT INC
COM
966837106
75465
1290
SH
SOLE
1
0
0
1290
WILEY (JOHN) & SONS-CLASS A
CL A
968223206
233681
4900
SH
SOLE
1
0
0
4900
WILLIAMS SONOMA INC
COM
969904101
2810
50
SH
SOLE
1
0
0
50
WISDOMTREE TR
DRYFS CURR ETF
97717W133
4691800
233075
SH
SOLE
1
0
0
233075
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
382530
8200
SH
SOLE
1
0
0
8200
WISDOMTREE TR
EMERG MKTS ETF
97717W315
56859
1100
SH
SOLE
1
0
0
1100
WISDOMTREE TR
ASIA PAC EXJP FD
97717W828
9950
150
SH
SOLE
1
0
0
150
WISDOMTREE TR
INDIA ERNGS FD
97717W422
97052
6335
SH
SOLE
1
0
0
6335