UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-09871 |
|
Cullen Funds Trust |
|
(Exact name of registrant as specified in charter) |
645 Fifth Avenue, New York, NY | 10022 |
| |
(Address of principal executive offices) | (Zip code) |
Brooks Cullen |
645 Fifth Avenue |
New York, NY 10022 |
|
(Name and address of agent for service) |
Registrants telephone number, including area code: (212) 843-0506
Date of fiscal year end: June 30
Date of reporting period: June 30, 2011
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public.
A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (OMB) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
CULLEN HIGH DIVIDEND
EQUITY FUND
|
|||||||||||||||||||||||
3M COMPANY
|
|||||||||||||||||||||||
Security
|
88579Y101
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
MMM
|
Meeting Date
|
10-May-2011
|
||||||||||||||||||||
ISIN
|
US88579Y1010
|
Agenda
|
933390407 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
11-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
09-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1D
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1E
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1F
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1G
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1H
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1I
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1J
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
Against
|
|||||||||||||||||||
05
|
S/H Proposal -
Political/Government
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
216250
|
0
|
23-Mar-2011
|
23-Mar-2011
|
||||||||||||||||||
ABB LTD
|
|||||||||||||||||||||||
Security
|
000375204
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
ABB
|
Meeting Date
|
29-Apr-2011
|
||||||||||||||||||||
ISIN
|
US0003752047
|
Agenda
|
933411554 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
24-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
20-Apr-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
2A
|
Receive Directors'
Report
|
Management
|
For
|
For
|
|||||||||||||||||||
2B
|
Approve Remuneration
of Directors and Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
Approve Remuneration
of Directors and Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
05
|
Miscellaneous
Shareholder Equity
|
Management
|
For
|
For
|
|||||||||||||||||||
06
|
Miscellaneous
Shareholder Equity
|
Management
|
For
|
For
|
|||||||||||||||||||
7A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
7B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
7C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
7D
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
7E
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
7F
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
7G
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
7H
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
08
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
538100
|
0
|
07-Apr-2011
|
07-Apr-2011
|
||||||||||||||||||
ALTRIA GROUP, INC.
|
|||||||||||||||||||||||
Security
|
02209S103
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
MO
|
Meeting Date
|
19-May-2011
|
||||||||||||||||||||
ISIN
|
US02209S1033
|
Agenda
|
933406046 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
28-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
18-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1D
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1E
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1F
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1G
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1H
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1I
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
For
|
|||||||||||||||||||
05
|
S/H Proposal -
Tobacco
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
958000
|
0
|
05-Apr-2011
|
05-Apr-2011
|
||||||||||||||||||
ASTRAZENECA PLC
|
|||||||||||||||||||||||
Security
|
046353108
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
AZN
|
Meeting Date
|
28-Apr-2011
|
||||||||||||||||||||
ISIN
|
US0463531089
|
Agenda
|
933391702 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
16-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
20-Apr-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Approve Financial
Statements, Allocation of Income, and
Discharge Directors |
Management
|
For
|
For
|
|||||||||||||||||||
02
|
Increase Share
Capital
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
Approve Remuneration
of Directors and Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
5A
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
5B
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
5C
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
5D
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
5E
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
5F
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
5G
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
5H
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
5I
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
5J
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
5K
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
06
|
Approve Financial
Statements, Allocation of Income, and
Discharge Directors |
Management
|
For
|
For
|
|||||||||||||||||||
07
|
Miscellaneous
Corporate Actions
|
Management
|
For
|
For
|
|||||||||||||||||||
08
|
Allot Securities
|
Management
|
For
|
For
|
|||||||||||||||||||
09
|
Amend
Articles/Charter to Reflect Changes in Capital
|
Management
|
For
|
For
|
|||||||||||||||||||
10
|
Authorize Directors
to Repurchase Shares
|
Management
|
For
|
For
|
|||||||||||||||||||
11
|
Miscellaneous
Corporate Actions
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
447250
|
0
|
25-Mar-2011
|
25-Mar-2011
|
||||||||||||||||||
AT&T INC.
|
|||||||||||||||||||||||
Security
|
00206R102
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
T
|
Meeting Date
|
29-Apr-2011
|
||||||||||||||||||||
ISIN
|
US00206R1023
|
Agenda
|
933378437 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
01-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
28-Apr-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1D
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1E
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1F
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1G
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1H
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1I
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1J
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1K
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1L
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
Approve Stock
Compensation Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
05
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
For
|
|||||||||||||||||||
06
|
S/H Proposal -
Political/Government
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
07
|
S/H Proposal - Proxy
Process/Statement
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
08
|
S/H Proposal - Proxy
Process/Statement
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
941000
|
0
|
17-Mar-2011
|
17-Mar-2011
|
||||||||||||||||||
BRISTOL-MYERS SQUIBB
COMPANY
|
|||||||||||||||||||||||
Security
|
110122108
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
BMY
|
Meeting Date
|
03-May-2011
|
||||||||||||||||||||
ISIN
|
US1101221083
|
Agenda
|
933386701 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
10-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
02-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1D
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1E
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1F
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1G
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1H
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1I
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1J
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1K
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1L
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
For
|
|||||||||||||||||||
05
|
S/H Proposal -
Executive Compensation
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
06
|
S/H Proposal -
Corporate Governance
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
07
|
S/H Proposal - Health
Issues
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
869950
|
0
|
18-Mar-2011
|
18-Mar-2011
|
||||||||||||||||||
CHEVRON CORPORATION
|
|||||||||||||||||||||||
Security
|
166764100
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
CVX
|
Meeting Date
|
25-May-2011
|
||||||||||||||||||||
ISIN
|
US1667641005
|
Agenda
|
933419687 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
01-Apr-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
24-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1D
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1E
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1F
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1G
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1H
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1I
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1J
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1K
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1L
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1M
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
Against
|
|||||||||||||||||||
05
|
S/H Proposal -
Environmental
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
06
|
S/H Proposal - Human
Rights Related
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
07
|
S/H Proposal -
Executive Compensation
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
08
|
S/H Proposal -
Corporate Governance
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
09
|
S/H Proposal -
Environmental
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
10
|
S/H Proposal -
Environmental
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
11
|
S/H Proposal -
Environmental
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
306000
|
0
|
13-Apr-2011
|
13-Apr-2011
|
||||||||||||||||||
CONOCOPHILLIPS
|
|||||||||||||||||||||||
Security
|
20825C104
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
COP
|
Meeting Date
|
11-May-2011
|
||||||||||||||||||||
ISIN
|
US20825C1045
|
Agenda
|
933398732 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
14-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
10-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1D
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1E
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1F
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1G
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1H
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1I
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1J
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1K
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1L
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1M
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
||||||||||||||||||||
05
|
Adopt Omnibus Stock
Option Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
06
|
S/H Proposal -
Establish a Compensation Committee
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
07
|
S/H Proposal -
Political/Government
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
08
|
S/H Proposal -
Political/Government
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
09
|
S/H Proposal -
Corporate Governance
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
10
|
S/H Proposal -
Environmental
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
11
|
S/H Proposal -
Environmental
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
12
|
S/H Proposal -
Environmental
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
13
|
S/H Proposal -
Environmental
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
416350
|
0
|
30-Mar-2011
|
30-Mar-2011
|
||||||||||||||||||
DIAGEO PLC
|
|||||||||||||||||||||||
Security
|
25243Q205
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
DEO
|
Meeting Date
|
14-Oct-2010
|
||||||||||||||||||||
ISIN
|
US25243Q2057
|
Agenda
|
933329321 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
03-Sep-2010
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
05-Oct-2010
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Approve Financial
Statements, Allocation of Income, and
Discharge Directors |
Management
|
For
|
For
|
|||||||||||||||||||
02
|
Approve Financial
Statements, Allocation of Income, and
Discharge Directors |
Management
|
For
|
For
|
|||||||||||||||||||
03
|
Dividends
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
05
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
06
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
07
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
08
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
09
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
10
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
11
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
12
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
13
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
14
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
15
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
16
|
Approve Remuneration
of Directors and Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
17
|
Allot Securities
|
Management
|
For
|
For
|
|||||||||||||||||||
18
|
Eliminate Pre-Emptive
Rights
|
Management
|
For
|
For
|
|||||||||||||||||||
19
|
Authorize Directors
to Repurchase Shares
|
Management
|
For
|
For
|
|||||||||||||||||||
20
|
Miscellaneous
Corporate Actions
|
Management
|
For
|
For
|
|||||||||||||||||||
21
|
Amend Stock
Compensation Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
22
|
Adopt Stock Option
Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
23
|
Adopt Stock Option
Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
24
|
Miscellaneous
Corporate Actions
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
244950
|
0
|
17-Sep-2010
|
17-Sep-2010
|
||||||||||||||||||
DOMINION RESOURCES,
INC.
|
|||||||||||||||||||||||
Security
|
25746U109
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
D
|
Meeting Date
|
12-May-2011
|
||||||||||||||||||||
ISIN
|
US25746U1097
|
Agenda
|
933400892 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
04-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
11-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1D
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1E
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1F
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1G
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1H
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1I
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1J
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1K
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1L
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
Against
|
|||||||||||||||||||
05
|
S/H Proposal -
Environmental
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
06
|
S/H Proposal -
Environmental
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
07
|
S/H Proposal -
Environmental
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
08
|
S/H Proposal -
Environmental
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
09
|
S/H Proposal -
Establish Independent Chairman
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
10
|
S/H Proposal -
Corporate Governance
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
11
|
S/H Proposal - Change
Compensation Structure
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
589860
|
0
|
31-Mar-2011
|
31-Mar-2011
|
||||||||||||||||||
E. I. DU PONT DE
NEMOURS AND COMPANY
|
|||||||||||||||||||||||
Security
|
263534109
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
DD
|
Meeting Date
|
27-Apr-2011
|
||||||||||||||||||||
ISIN
|
US2635341090
|
Agenda
|
933385521 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
02-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
26-Apr-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1D
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1E
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1F
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1G
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1H
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1I
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1J
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
Amend Stock
Compensation Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
05
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
Against
|
|||||||||||||||||||
06
|
S/H Proposal -
Corporate Governance
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
07
|
S/H Proposal - Report
on Gene Engineered Products
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
08
|
S/H Proposal -
Executive Compensation
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
568800
|
0
|
17-Mar-2011
|
17-Mar-2011
|
||||||||||||||||||
ELI LILLY AND COMPANY
|
|||||||||||||||||||||||
Security
|
532457108
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
LLY
|
Meeting Date
|
18-Apr-2011
|
||||||||||||||||||||
ISIN
|
US5324571083
|
Agenda
|
933376635 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
15-Feb-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
15-Apr-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1D
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
Against
|
|||||||||||||||||||
05
|
Amend Articles-Board
Related
|
Management
|
For
|
For
|
|||||||||||||||||||
06
|
Eliminate
Supermajority Requirements
|
Management
|
For
|
For
|
|||||||||||||||||||
07
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
675000
|
0
|
17-Mar-2011
|
17-Mar-2011
|
||||||||||||||||||
GENERAL ELECTRIC
COMPANY
|
|||||||||||||||||||||||
Security
|
369604103
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
GE
|
Meeting Date
|
27-Apr-2011
|
||||||||||||||||||||
ISIN
|
US3696041033
|
Agenda
|
933387664 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
28-Feb-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
26-Apr-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
A1
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
A2
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
A3
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
A4
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
A5
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
A6
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
A7
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
A8
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
A9
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
A10
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
A11
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
A12
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
A13
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
A14
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
A15
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
A16
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
B1
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
B2
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
B3
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
Against
|
|||||||||||||||||||
C1
|
S/H Proposal - Adopt
Cumulative Voting
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
C2
|
S/H Proposal -
Performance Based Stock Options
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
C3
|
S/H Proposal -
Performance Based Stock Options
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
C4
|
S/H Proposal -
Environmental
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
C5
|
S/H Proposal - Human
Rights Related
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
1000000
|
0
|
19-Mar-2011
|
19-Mar-2011
|
||||||||||||||||||
GENUINE PARTS COMPANY
|
|||||||||||||||||||||||
Security
|
372460105
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
GPC
|
Meeting Date
|
18-Apr-2011
|
||||||||||||||||||||
ISIN
|
US3724601055
|
Agenda
|
933377156 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
10-Feb-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
15-Apr-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Election of Directors
|
Management
|
|||||||||||||||||||||
1
|
DR. MARY B. BULLOCK
|
For
|
For
|
||||||||||||||||||||
2
|
JEAN DOUVILLE
|
For
|
For
|
||||||||||||||||||||
3
|
THOMAS C. GALLAGHER
|
For
|
For
|
||||||||||||||||||||
4
|
GEORGE C. "JACK" GUYNN
|
For
|
For
|
||||||||||||||||||||
5
|
JOHN R. HOLDER
|
For
|
For
|
||||||||||||||||||||
6
|
JOHN D. JOHNS
|
For
|
For
|
||||||||||||||||||||
7
|
MICHAEL M.E. JOHNS, MD
|
For
|
For
|
||||||||||||||||||||
8
|
J. HICKS LANIER
|
For
|
For
|
||||||||||||||||||||
9
|
R.C. LOUDERMILK JR.
|
For
|
For
|
||||||||||||||||||||
10
|
WENDY B. NEEDHAM
|
For
|
For
|
||||||||||||||||||||
11
|
JERRY W. NIX
|
For
|
For
|
||||||||||||||||||||
12
|
GARY W. ROLLINS
|
For
|
For
|
||||||||||||||||||||
02
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
Against
|
|||||||||||||||||||
04
|
Approve Stock
Compensation Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
05
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
486600
|
0
|
17-Mar-2011
|
17-Mar-2011
|
||||||||||||||||||
H.J. HEINZ COMPANY
|
|||||||||||||||||||||||
Security
|
423074103
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
HNZ
|
Meeting Date
|
31-Aug-2010
|
||||||||||||||||||||
ISIN
|
US4230741039
|
Agenda
|
933309165 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
02-Jun-2010
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
30-Aug-2010
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1D
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1E
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1F
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1G
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1H
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1I
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1J
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1K
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1L
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
Miscellaneous
Shareholder Proposal
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
342950
|
0
|
10-Jul-2010
|
10-Jul-2010
|
||||||||||||||||||
HCP, INC.
|
|||||||||||||||||||||||
Security
|
40414L109
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
HCP
|
Meeting Date
|
28-Apr-2011
|
||||||||||||||||||||
ISIN
|
US40414L1098
|
Agenda
|
933383236 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
04-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
27-Apr-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1D
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1E
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1F
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1G
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1H
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1I
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
Against
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
552650
|
0
|
17-Mar-2011
|
17-Mar-2011
|
||||||||||||||||||
HEALTH CARE REIT,
INC.
|
|||||||||||||||||||||||
Security
|
42217K106
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
HCN
|
Meeting Date
|
05-May-2011
|
||||||||||||||||||||
ISIN
|
US42217K1060
|
Agenda
|
933402365 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
08-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
04-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
Against
|
|||||||||||||||||||
04
|
Authorize Common
Stock Increase
|
Management
|
For
|
For
|
|||||||||||||||||||
05
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
398350
|
0
|
01-Apr-2011
|
01-Apr-2011
|
||||||||||||||||||
HSBC HOLDINGS PLC
|
|||||||||||||||||||||||
Security
|
404280406
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
HBC
|
Meeting Date
|
27-May-2011
|
||||||||||||||||||||
ISIN
|
US4042804066
|
Agenda
|
933434970 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
11-Apr-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
23-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Adopt Accounts for
Past Year
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
Receive Directors'
Report
|
Management
|
For
|
For
|
|||||||||||||||||||
3A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
3B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
3C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
3D
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
3E
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
3F
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
3G
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
3H
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
3I
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
3J
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
3K
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
3L
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
3M
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
3N
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
3O
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
3P
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
3Q
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
05
|
Allot Securities
|
Management
|
For
|
For
|
|||||||||||||||||||
S6
|
Eliminate Pre-Emptive
Rights
|
Management
|
For
|
For
|
|||||||||||||||||||
07
|
Approve Stock
Compensation Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
08
|
Authorize Payment of
Directors' Fees
|
Management
|
For
|
For
|
|||||||||||||||||||
S9
|
Restore Right to Call
a Special Meeting
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
428200
|
0
|
22-Apr-2011
|
22-Apr-2011
|
||||||||||||||||||
INTEL CORPORATION
|
|||||||||||||||||||||||
Security
|
458140100
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
INTC
|
Meeting Date
|
19-May-2011
|
||||||||||||||||||||
ISIN
|
US4581401001
|
Agenda
|
933403812 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
21-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
18-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1D
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1E
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1F
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1G
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1H
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1I
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1J
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
Amend Stock
Compensation Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
Amend Employee Stock
Purchase Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
05
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
06
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
||||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
1218700
|
0
|
02-Apr-2011
|
02-Apr-2011
|
||||||||||||||||||
JOHNSON & JOHNSON
|
|||||||||||||||||||||||
Security
|
478160104
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
JNJ
|
Meeting Date
|
28-Apr-2011
|
||||||||||||||||||||
ISIN
|
US4781601046
|
Agenda
|
933382854 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
01-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
27-Apr-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1D
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1E
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1F
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1G
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1H
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1I
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1J
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1K
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
Against
|
|||||||||||||||||||
05
|
S/H Proposal - Health
Issues
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
06
|
S/H Proposal - Add
Women & Minorities to Board
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
07
|
S/H Proposal - Animal
Rights
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
387500
|
0
|
17-Mar-2011
|
17-Mar-2011
|
||||||||||||||||||
KIMBERLY-CLARK
CORPORATION
|
|||||||||||||||||||||||
Security
|
494368103
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
KMB
|
Meeting Date
|
21-Apr-2011
|
||||||||||||||||||||
ISIN
|
US4943681035
|
Agenda
|
933377550 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
22-Feb-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
20-Apr-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1D
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1E
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1F
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1G
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1H
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1I
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1J
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1K
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1L
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
Approve Stock
Compensation Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
Approve Stock
Compensation Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
05
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
06
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
Against
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
374620
|
0
|
17-Mar-2011
|
17-Mar-2011
|
||||||||||||||||||
KRAFT FOODS INC.
|
|||||||||||||||||||||||
Security
|
50075N104
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
KFT
|
Meeting Date
|
24-May-2011
|
||||||||||||||||||||
ISIN
|
US50075N1046
|
Agenda
|
933395255 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
16-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
23-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1D
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1E
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1F
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1G
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1H
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1I
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1J
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1K
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
2
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
3
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
Against
|
|||||||||||||||||||
4
|
Amend Stock
Compensation Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
5
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
746520
|
0
|
26-Mar-2011
|
26-Mar-2011
|
||||||||||||||||||
MICROSOFT CORPORATION
|
|||||||||||||||||||||||
Security
|
594918104
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
MSFT
|
Meeting Date
|
16-Nov-2010
|
||||||||||||||||||||
ISIN
|
US5949181045
|
Agenda
|
933331011 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
03-Sep-2010
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
15-Nov-2010
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
05
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
06
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
07
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
08
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
09
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
10
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
11
|
S/H Proposal -
Environmental
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
413000
|
0
|
23-Sep-2010
|
23-Sep-2010
|
||||||||||||||||||
NEXTERA ENERGY, INC.
|
|||||||||||||||||||||||
Security
|
65339F101
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
NEE
|
Meeting Date
|
20-May-2011
|
||||||||||||||||||||
ISIN
|
US65339F1012
|
Agenda
|
933401286 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
22-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
19-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Election of Directors
|
Management
|
|||||||||||||||||||||
1
|
SHERRY S. BARRAT
|
For
|
For
|
||||||||||||||||||||
2
|
ROBERT M. BEALL, II
|
For
|
For
|
||||||||||||||||||||
3
|
J. HYATT BROWN
|
For
|
For
|
||||||||||||||||||||
4
|
JAMES L. CAMAREN
|
For
|
For
|
||||||||||||||||||||
5
|
KENNETH B. DUNN
|
For
|
For
|
||||||||||||||||||||
6
|
J. BRIAN FERGUSON
|
For
|
For
|
||||||||||||||||||||
7
|
LEWIS HAY, III
|
For
|
For
|
||||||||||||||||||||
8
|
TONI JENNINGS
|
For
|
For
|
||||||||||||||||||||
9
|
OLIVER D. KINGSLEY, JR.
|
For
|
For
|
||||||||||||||||||||
10
|
RUDY E. SCHUPP
|
For
|
For
|
||||||||||||||||||||
11
|
WILLIAM H. SWANSON
|
For
|
For
|
||||||||||||||||||||
12
|
MICHAEL H. THAMAN
|
For
|
For
|
||||||||||||||||||||
13
|
HANSEL E. TOOKES, II
|
For
|
For
|
||||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
Approve Stock
Compensation Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
05
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
Against
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
485370
|
0
|
31-Mar-2011
|
31-Mar-2011
|
||||||||||||||||||
NOKIA CORPORATION
|
|||||||||||||||||||||||
Security
|
654902204
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
NOK
|
Meeting Date
|
03-May-2011
|
||||||||||||||||||||
ISIN
|
US6549022043
|
Agenda
|
933373538 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
07-Feb-2011
|
|||||||||||||||||||||
Country
|
Finland
|
Vote Deadline Date
|
12-Apr-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
07
|
Adopt Accounts for
Past Year
|
Management
|
For
|
For
|
|||||||||||||||||||
08
|
Approve Allocation of
Dividends on Shares Held By Company
|
Management
|
For
|
For
|
|||||||||||||||||||
09
|
Approve Discharge of
Board and President
|
Management
|
For
|
For
|
|||||||||||||||||||
10
|
Approve Remuneration
of Directors and Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
11
|
Fix Number of
Directors
|
Management
|
For
|
For
|
|||||||||||||||||||
12
|
Election of Directors
|
Management
|
|||||||||||||||||||||
1
|
STEPHEN ELOP
|
For
|
For
|
||||||||||||||||||||
2
|
DR. BENGT HOLMSTROM
|
For
|
For
|
||||||||||||||||||||
3
|
PROF. DR. H. KAGERMANN
|
For
|
For
|
||||||||||||||||||||
4
|
PER KARLSSON
|
For
|
For
|
||||||||||||||||||||
5
|
JOUKO KARVINEN
|
For
|
For
|
||||||||||||||||||||
6
|
HELGE LUND
|
For
|
For
|
||||||||||||||||||||
7
|
ISABEL MAREY-SEMPER
|
For
|
For
|
||||||||||||||||||||
8
|
JORMA OLLILA
|
For
|
For
|
||||||||||||||||||||
9
|
DAME MARJORIE SCARDINO
|
For
|
For
|
||||||||||||||||||||
10
|
RISTO SIILASMAA
|
For
|
For
|
||||||||||||||||||||
11
|
KARI STADIGH
|
For
|
For
|
||||||||||||||||||||
13
|
Approve Remuneration
of Directors and Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
14
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
15
|
Authorize Directors
to Repurchase Shares
|
Management
|
For
|
For
|
|||||||||||||||||||
16
|
Approve Option Grants
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
1273400
|
0
|
16-Feb-2011
|
16-Feb-2011
|
||||||||||||||||||
PETROCHINA COMPANY
LIMITED
|
|||||||||||||||||||||||
Security
|
71646E100
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
PTR
|
Meeting Date
|
18-May-2011
|
||||||||||||||||||||
ISIN
|
US71646E1001
|
Agenda
|
933436316 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
11-Apr-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
04-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Receive Directors'
Report
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
Receive Directors'
Report
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
Receive Consolidated
Financial Statements
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
Approve Allocation of
Dividends on Shares Held By Company
|
Management
|
For
|
For
|
|||||||||||||||||||
05
|
Approve Allocation of
Dividends on Shares Held By Company
|
Management
|
For
|
For
|
|||||||||||||||||||
06
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
7A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
7B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
7C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
7D
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
7E
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
7F
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
7G
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
7H
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
7I
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
7J
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
7K
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
7L
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
7M
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
7N
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
8A
|
Elect Supervisory
Board Member
|
Management
|
For
|
For
|
|||||||||||||||||||
8B
|
Elect Supervisory
Board Member
|
Management
|
For
|
For
|
|||||||||||||||||||
8C
|
Elect Supervisory
Board Member
|
Management
|
For
|
For
|
|||||||||||||||||||
8D
|
Elect Supervisory
Board Member
|
Management
|
For
|
For
|
|||||||||||||||||||
8E
|
Elect Supervisory
Board Member
|
Management
|
For
|
For
|
|||||||||||||||||||
8F
|
Elect Supervisory
Board Member
|
Management
|
For
|
For
|
|||||||||||||||||||
S9
|
Miscellaneous
Corporate Actions
|
Management
|
For
|
For
|
|||||||||||||||||||
S10
|
Miscellaneous
Corporate Actions
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
171840
|
0
|
23-Apr-2011
|
23-Apr-2011
|
||||||||||||||||||
PHILIP MORRIS
INTERNATIONAL INC.
|
|||||||||||||||||||||||
Security
|
718172109
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
PM
|
Meeting Date
|
11-May-2011
|
||||||||||||||||||||
ISIN
|
US7181721090
|
Agenda
|
933393744 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
15-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
10-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1D
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1E
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1F
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1G
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1H
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1I
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1J
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
Against
|
|||||||||||||||||||
05
|
S/H Proposal -
Tobacco
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
06
|
S/H Proposal -
Establish Independent Chairman
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
403710
|
0
|
25-Mar-2011
|
25-Mar-2011
|
||||||||||||||||||
ROYAL DUTCH SHELL PLC
|
|||||||||||||||||||||||
Security
|
780259107
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
RDSB
|
Meeting Date
|
17-May-2011
|
||||||||||||||||||||
ISIN
|
US7802591070
|
Agenda
|
933426036 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
04-Apr-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
06-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Miscellaneous
Corporate Actions
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
Miscellaneous
Corporate Actions
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
4A
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
4B
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
4C
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
4D
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
4E
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
4F
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
4G
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
4H
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
4I
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
4J
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
4K
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
4L
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
05
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
06
|
Approve Remuneration
of Directors and Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
07
|
Allot Securities
|
Management
|
For
|
For
|
|||||||||||||||||||
08
|
Authorize Co to Carry
Out Rights Issues/Ltd Issuances w/o
Preemptive Rights |
Management
|
For
|
For
|
|||||||||||||||||||
09
|
Authorize Directors
to Repurchase Shares
|
Management
|
For
|
For
|
|||||||||||||||||||
10
|
Miscellaneous
Corporate Actions
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
363750
|
0
|
16-Apr-2011
|
16-Apr-2011
|
||||||||||||||||||
THE BOEING COMPANY
|
|||||||||||||||||||||||
Security
|
097023105
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
BA
|
Meeting Date
|
02-May-2011
|
||||||||||||||||||||
ISIN
|
US0970231058
|
Agenda
|
933387397 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
03-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
29-Apr-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1D
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1E
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1F
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1G
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1H
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1I
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1J
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1K
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1L
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
For
|
|||||||||||||||||||
04
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
05
|
S/H Proposal - Human
Rights Related
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
06
|
S/H Proposal -
Political/Government
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
07
|
S/H Proposal -
Corporate Governance
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
08
|
S/H Proposal -
Corporate Governance
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
09
|
S/H Proposal -
Establish Independent Chairman
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
305700
|
0
|
19-Mar-2011
|
19-Mar-2011
|
||||||||||||||||||
THE TRAVELERS
COMPANIES, INC.
|
|||||||||||||||||||||||
Security
|
89417E109
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
TRV
|
Meeting Date
|
26-May-2011
|
||||||||||||||||||||
ISIN
|
US89417E1091
|
Agenda
|
933414714 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
28-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
25-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1D
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1E
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1F
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1G
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1H
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1I
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1J
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1K
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
359350
|
0
|
09-Apr-2011
|
09-Apr-2011
|
||||||||||||||||||
UNILEVER N.V.
|
|||||||||||||||||||||||
Security
|
904784709
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
UN
|
Meeting Date
|
12-May-2011
|
||||||||||||||||||||
ISIN
|
US9047847093
|
Agenda
|
933410730 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
21-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
04-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
02
|
Receive Directors'
Report
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
Approve Charter
Amendment
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
Approve Charter
Amendment
|
Management
|
For
|
For
|
|||||||||||||||||||
05
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
06
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
07
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
08
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
09
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
10
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
11
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
12
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
13
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
14
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
15
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
16
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
17
|
Approve Charter
Amendment
|
Management
|
For
|
For
|
|||||||||||||||||||
18
|
Approve Charter
Amendment
|
Management
|
For
|
For
|
|||||||||||||||||||
19
|
Approve Charter
Amendment
|
Management
|
For
|
For
|
|||||||||||||||||||
20
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
837300
|
0
|
07-Apr-2011
|
07-Apr-2011
|
||||||||||||||||||
VERIZON
COMMUNICATIONS INC.
|
|||||||||||||||||||||||
Security
|
92343V104
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
VZ
|
Meeting Date
|
05-May-2011
|
||||||||||||||||||||
ISIN
|
US92343V1044
|
Agenda
|
933387830 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
07-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
04-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1D
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1E
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1F
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1G
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1H
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1I
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1J
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1K
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1L
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
Against
|
|||||||||||||||||||
05
|
S/H Proposal -
Political/Government
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
06
|
S/H Proposal -
Executive Compensation
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
07
|
S/H Proposal - Adopt
Cumulative Voting
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
08
|
S/H Proposal -
Corporate Governance
|
Shareholder
|
Against
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
788600
|
0
|
19-Mar-2011
|
19-Mar-2011
|
||||||||||||||||||
VODAFONE GROUP PLC
|
|||||||||||||||||||||||
Security
|
92857W209
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
VOD
|
Meeting Date
|
27-Jul-2010
|
||||||||||||||||||||
ISIN
|
US92857W2098
|
Agenda
|
933299681 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
04-Jun-2010
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
20-Jul-2010
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Receive Directors'
Report
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
05
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
06
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
07
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
08
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
09
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
10
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
11
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
12
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
13
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
14
|
Election of Directors
(Full Slate)
|
Management
|
For
|
For
|
|||||||||||||||||||
15
|
Approve Allocation of
Dividends on Shares Held By Company
|
Management
|
For
|
For
|
|||||||||||||||||||
16
|
Miscellaneous
Corporate Actions
|
Management
|
For
|
For
|
|||||||||||||||||||
17
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
18
|
Approve Remuneration
of Directors and Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
19
|
Allot Relevant
Securities
|
Management
|
For
|
For
|
|||||||||||||||||||
S20
|
Authorize Co to Carry
Out Rights Issues/Ltd Issuances w/o
Preemptive Rights |
Management
|
For
|
For
|
|||||||||||||||||||
S21
|
Authorize Directors
to Repurchase Shares
|
Management
|
For
|
For
|
|||||||||||||||||||
S22
|
Approve Article
Amendments
|
Management
|
For
|
For
|
|||||||||||||||||||
S23
|
Miscellaneous
Corporate Actions
|
Management
|
For
|
For
|
|||||||||||||||||||
24
|
Approve Stock
Compensation Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888335
|
93I
|
602960
|
0
|
10-Jun-2010
|
10-Jun-2010
|
CULLEN INTERNATIONAL
HIGH DIVIDEND FUND
|
||||||||||||||
ACER INC NEW
|
||||||||||||||
Security
|
Y0003F171
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
15-Jun-2011
|
||||||||||||
ISIN
|
TW0002353000
|
Agenda
|
703092750 - Management
|
|||||||||||
City
|
TAIPEI
|
Holding Recon Date
|
15-Apr-2011
|
|||||||||||
Country
|
Taiwan, Province of China
|
Vote Deadline Date
|
09-Jun-2011
|
|||||||||||
SEDOL(s)
|
6005850 - B02W111
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
CMMT
|
PLEASE
NOTE THAT IN CASES WHERE THE CLIENT
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT-IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU |
Non-Voting
|
||||||||||||
I.1
|
To report the business
of 2010
|
Non-Voting
|
||||||||||||
I.2
|
To report the issuance
of overseas convertible bonds
|
Non-Voting
|
||||||||||||
I.3
|
Supervisors' review
report
|
Non-Voting
|
||||||||||||
II.1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
II.2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
II.3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
II.4
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
II.5
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
II.6
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
II.7
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
II.8
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
II.9
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
III.1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
III.2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
III.3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
IV
|
Other Business
|
Management
|
For
|
Against
|
||||||||||
ALLIANZ SE, MUENCHEN
|
||||||||||||||
Security
|
D03080112
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
04-May-2011
|
||||||||||||
ISIN
|
DE0008404005
|
Agenda
|
702877842 - Management
|
|||||||||||
City
|
MUENCHEN
|
Holding Recon Date
|
02-May-2011
|
|||||||||||
Country
|
Germany
|
Vote Deadline Date
|
15-Apr-2011
|
|||||||||||
SEDOL(s)
|
0018490 - 0048646 -
5231485 - 5242487 -
5479531 - 5766749 - 7158333 - B030T87 - B1FVBS9 |
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
PLEASE
NOTE THAT PURSUANT TO THE ARTICLES OF
ASSOCIATION OF THE ISSUER THE DISCLOSURE OF THE BENEFICIAL OWNER DATA WILL BE REQUIRED WHEN EXCEEDING A CERTAIN LIMIT OF SHARE HOLDINGS OF THE STATUTORY SHARE CAPITAL. THEREFORE BROADRIDGE WILL BE DISCLOSING THE BENEFICIAL OWNER DATA FOR ALL VOTED ACCOUNTS TO THE RESPECTIVE LOCAL SUB CUSTODIAN. PLEASE NOTE THAT DEPENDING ON THE PROCESSING OF THE LOCAL SUB CUSTODIAN BLOCKING MAY APPLY. THE VOTE DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE HAS OBTAINED ALL LOCAL SUB CUSTODIANS' CONFIRMATIONS REGARDING THEIR DEADLINE FOR INSTRUCTIONS. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE-. THANK YOU. |
Non-Voting
|
|||||||||||||
ACCORDING
TO GERMAN LAW, IN CASE OF SPECIFIC
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. |
Non-Voting
|
|||||||||||||
PLEASE NOTE THAT IN
SOME CASES DEPENDING ON THE
PROCESSING OF THE LOCAL SUB CUSTODIAN THESE SHARES MAY BE BLOCKED. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. |
Non-Voting
|
|||||||||||||
COUNTER
PROPOSALS MAY BE SUBMITTED UNTIL
19.04.2011. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. |
Non-Voting
|
|||||||||||||
1.
|
Presentation
of the approved Annual Financial Statements and
the approved Consolidated Financial Statements as at December 31, 2010, and of the Management Reports for Allianz SE and for the Group, the Explanatory Reports on the information pursuant to paragraph 289 (4), paragraph 315 (4) and paragraph 289 (5) of the German Commercial Code (HGB), as well as the Report of the Supervisory Board for fiscal year 2010 |
Non-Voting
|
||||||||||||
2.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
4.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
5.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
6.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
7.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
8.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
BAE SYS PLC
|
||||||||||||||
Security
|
G06940103
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
04-May-2011
|
||||||||||||
ISIN
|
GB0002634946
|
Agenda
|
702886118 - Management
|
|||||||||||
City
|
WESTMINSTER
|
Holding Recon Date
|
02-May-2011
|
|||||||||||
Country
|
United Kingdom
|
Vote Deadline Date
|
20-Apr-2011
|
|||||||||||
SEDOL(s)
|
0263494 - 2100425 -
5473759 - B02S669
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
4
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
5
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
6
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
7
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
8
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
9
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
10
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
11
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
12
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
13
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
14
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
15
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
16
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
17
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
18
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
19
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
20
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
21
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
22
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
23
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
BANK RAKYAT INDONESIA
(PERSERO) TBK, PT
|
||||||||||||||
Security
|
Y0697U112
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
28-Apr-2011
|
||||||||||||
ISIN
|
ID1000118201
|
Agenda
|
702961788 - Management
|
|||||||||||
City
|
JAKARTA
|
Holding Recon Date
|
12-Apr-2011
|
|||||||||||
Country
|
Indonesia
|
Vote Deadline Date
|
26-Apr-2011
|
|||||||||||
SEDOL(s)
|
Quick Code
|
|||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
4
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
5
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
6
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
7
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
BAYER AG, LEVERKUSEN
|
||||||||||||||
Security
|
D0712D163
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
29-Apr-2011
|
||||||||||||
ISIN
|
DE000BAY0017
|
Agenda
|
702812252 - Management
|
|||||||||||
City
|
KOELN
|
Holding Recon Date
|
27-Apr-2011
|
|||||||||||
Country
|
Germany
|
Vote Deadline Date
|
14-Apr-2011
|
|||||||||||
SEDOL(s)
|
0070520 - 5069192 -
5069211 - 5069459 -
5069493 - 5073461 - 5073472 - 5074497 - 5077894 - 6093877 |
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
ACCORDING
TO GERMAN LAW, IN CASE OF SPECIFIC
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. |
Non-Voting
|
|||||||||||||
PLEASE NOTE THAT THESE
SHARES MAY BE BLOCKED
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. |
Non-Voting
|
|||||||||||||
COUNTER
PROPOSALS MAY BE SUBMITTED UNTIL 14 04
2011. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. |
Non-Voting
|
|||||||||||||
1.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
2.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
4.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
5.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
6.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
BERJAYA SPORTS TOTO
BHD
|
||||||||||||||
Security
|
Y0849N107
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
20-Oct-2010
|
||||||||||||
ISIN
|
MYL1562OO007
|
Agenda
|
702620560 - Management
|
|||||||||||
City
|
KUALA LIMPUR
|
Holding Recon Date
|
18-Oct-2010
|
|||||||||||
Country
|
Malaysia
|
Vote Deadline Date
|
11-Oct-2010
|
|||||||||||
SEDOL(s)
|
6331566 - B3BGKP2
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
4
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
5
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
6
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
7
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
8
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
9
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
CONTD
|
CONTD.
AGM at which the ordinary resolution for the Proposed
Mandate will be passed, at which time it will lapse, unless by a resolution passed at a general meeting, the authority is renewed; (ii) the expiration of the period within which the next AGM after the date it is required to be held pursuant to Section 143(1) of the Companies Act, 1965 (but shall not extend to such extension as may be allowed pursuant to Section 143(2) of the Companies Act, 1965); or (iii) revoked or varied by resolution passed by the shareholders at a general meeting; whichever is the earlier; and further authorize the Directors of the Company and its subsidiary Companies to complete and do all such acts and things (including executing such documents as may be required) to give effect to such transactions as authorised by this Ordinary Resolution |
Non-Voting
|
||||||||||||
10
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
CONTD
|
CONTD.
powers to assent to any conditions, modifications,
revaluations, variations and/or amendments (if any) as may be imposed by the relevant authorities from time to time and to do all such acts and things in the best interests of the Company, subject further to the following:- 1) the maximum number of ordinary shares which may be purchased and held by the Company shall be equivalent to (10%) of the total issued and paid-up share capital of the Company inclusive of the 13,530,072 BToto Shares already purchased and retained as treasury shares; 2) the maximum funds to be allocated by the Company for the purpose of purchasing the ordinary shares shall not exceed the total retained profit or share premium reserve of the Company or both; 3)-the authority shall commence immediately upon passing of this resolution until: (a) the conclusion of the next AGM of the Company CONTD. |
Non-Voting
|
||||||||||||
CONTD
|
CONTD.
following the general meeting at which such resolution
was passed at which time it will lapse unless by ordinary resolution passed at that meeting, the authority is renewed, either unconditionally or subject to conditions; or (b) the expiration of the period within which the next AGM after that date is required by law to be held; or (c) revoked or varied by ordinary resolution passed by the shareholders in general meeting; whichever occurs first; and that upon completion of the purchase(s) of the BToto Shares or any part thereof by the Company, to deal with any BToto Shares so purchased by the Company in the following manner: (a) cancel all the BToto Shares so CONTD. |
Non-Voting
|
||||||||||||
CONTD
|
CONTD.
purchased; or (b) retain all the BToto Shares as treasury
shares for future resale or for distribution as dividend to the shareholders of the Company; or (c) retain part thereof as treasury shares and subsequently cancelling the balance; or (d) any other manner as prescribed by the Act, rules, regulations and orders made pursuant to the Act and the requirements of the Exchange and any other relevant authority for the time being in force |
Non-Voting
|
||||||||||||
11
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
BHP BILLITON LTD
|
||||||||||||||
Security
|
Q1498M100
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
16-Nov-2010
|
||||||||||||
ISIN
|
AU000000BHP4
|
Agenda
|
702616612 - Management
|
|||||||||||
City
|
PERTH
|
Holding Recon Date
|
12-Nov-2010
|
|||||||||||
Country
|
Australia
|
Vote Deadline Date
|
08-Nov-2010
|
|||||||||||
SEDOL(s)
|
0144403 - 0144414 -
5709506 - 6144690 -
6144764 - 6146760 - B02KCV2 |
Quick Code
|
503607000
|
|||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
4
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
5
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
6
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
7
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
8
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
9
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
10
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
11
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
12
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
13
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
14
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
15
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
16
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
17
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
BNP PARIBAS, PARIS
|
||||||||||||||
Security
|
F1058Q238
|
Meeting Type
|
MIX
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
11-May-2011
|
||||||||||||
ISIN
|
FR0000131104
|
Agenda
|
702830604 - Management
|
|||||||||||
City
|
PARIS
|
Holding Recon Date
|
05-May-2011
|
|||||||||||
Country
|
France
|
Vote Deadline Date
|
27-Apr-2011
|
|||||||||||
SEDOL(s)
|
4133667 - 4144681 -
4904357 - 6222187 -
6507000 - 7166057 - 7309681 - 7309692 - 7309766 - 7310070 - 7529757 - B01DCX4 - B0CRJ34 - B0Z5388 - B19GH59 |
Quick Code
|
525017000
|
|||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
CMMT
|
PLEASE NOTE IN THE
FRENCH MARKET THAT THE ONLY
VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. |
Non-Voting
|
||||||||||||
CMMT
|
French
Resident Shareowners must complete, sign and forward
the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non- Resident Shareowners: Proxy Cards: Voting instructions will be forwarded to the Global Custodians that have become Registered Intermediaries, on the Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact your representative |
Non-Voting
|
||||||||||||
CMMT
|
PLEASE NOTE THAT
IMPORTANT ADDITIONAL MEETING
INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:https://balo.journal- officiel.gouv.fr/pdf/2011/0309/201103091100594.pdf |
Non-Voting
|
||||||||||||
O.1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.4
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.5
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.6
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.7
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.8
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.9
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.10
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.11
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.12
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.13
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.14
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.15
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.16
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.17
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.18
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
BOC HONG KONG HLDGS
LTD
|
||||||||||||||
Security
|
Y0920U103
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
25-May-2011
|
||||||||||||
ISIN
|
HK2388011192
|
Agenda
|
702937559 - Management
|
|||||||||||
City
|
HONG KONG
|
Holding Recon Date
|
19-May-2011
|
|||||||||||
Country
|
Hong Kong
|
Vote Deadline Date
|
11-May-2011
|
|||||||||||
SEDOL(s)
|
6536112 - B01XWZ6 -
B06MVT5 - B16MTV0
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
CMMT
|
PLEASE NOTE THAT THE
COMPANY NOTICE IS AVAILABLE
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110412/LTN2 0110412043.pdf |
Non-Voting
|
||||||||||||
CMMT
|
PLEASE NOTE IN THE
HONG KONG MARKET THAT A VOTE
OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. |
Non-Voting
|
||||||||||||
1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3a
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3b
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3c
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3d
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
4
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
5
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
6
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
7
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
BOC HONG KONG HLDGS
LTD
|
||||||||||||||
Security
|
Y0920U103
|
Meeting Type
|
ExtraOrdinary General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
25-May-2011
|
||||||||||||
ISIN
|
HK2388011192
|
Agenda
|
702940380 - Management
|
|||||||||||
City
|
QUEENSWAY
|
Holding Recon Date
|
19-May-2011
|
|||||||||||
Country
|
Hong Kong
|
Vote Deadline Date
|
11-May-2011
|
|||||||||||
SEDOL(s)
|
6536112 - B01XWZ6 -
B06MVT5 - B16MTV0
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
CMMT
|
PLEASE NOTE THAT THE
COMPANY NOTICE IS AVAILABLE
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110412/LTN2 0110412053.pdf |
Non-Voting
|
||||||||||||
CMMT
|
PLEASE NOTE IN THE
HONG KONG MARKET THAT A VOTE
OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. |
Non-Voting
|
||||||||||||
1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
CMMT
|
PLEASE NOTE THAT THIS
IS A REVISION DUE TO RECEIPT
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting
|
||||||||||||
CHUNGHWA TELECOM CO
LTD
|
||||||||||||||
Security
|
Y1613J108
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
24-Jun-2011
|
||||||||||||
ISIN
|
TW0002412004
|
Agenda
|
703097116 - Management
|
|||||||||||
City
|
TAIPEI
|
Holding Recon Date
|
25-Apr-2011
|
|||||||||||
Country
|
Taiwan, Province of China
|
Vote Deadline Date
|
20-Jun-2011
|
|||||||||||
SEDOL(s)
|
6287841 - B03R4H2
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
CMMT
|
PLEASE
NOTE THAT IN CASES WHERE THE CLIENT
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU |
Non-Voting
|
||||||||||||
A.1
|
The 2010 business
operations
|
Non-Voting
|
||||||||||||
A.2
|
The 2010 audited
reports
|
Non-Voting
|
||||||||||||
A.3
|
The code of business
with integrity
|
Non-Voting
|
||||||||||||
A.4
|
The establishment of
the code of conduct
|
Non-Voting
|
||||||||||||
B.1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
B.2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
B.3
|
Other Business
|
Management
|
For
|
Against
|
||||||||||
DEUTSCHE POST AG,
BONN
|
||||||||||||||
Security
|
D19225107
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
25-May-2011
|
||||||||||||
ISIN
|
DE0005552004
|
Agenda
|
702951698 - Management
|
|||||||||||
City
|
FRANKFURT AM
MAIN
|
Holding Recon Date
|
23-May-2011
|
|||||||||||
Country
|
Germany
|
Vote Deadline Date
|
11-May-2011
|
|||||||||||
SEDOL(s)
|
4617859 - 7158441 -
B01DG65 - B0ZKVD4
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
ACCORDING
TO GERMAN LAW, IN CASE OF SPECIFIC
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. |
Non-Voting
|
|||||||||||||
PLEASE NOTE THAT IN
SOME CASES DEPENDING ON THE
PROCESSING OF THE LOCAL SUB CUSTODIAN THESE SHARES MAY BE BLOCKED. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. |
Non-Voting
|
|||||||||||||
COUNTER
PROPOSALS MAY BE SUBMITTED UNTIL 10 MAY
2011. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. |
Non-Voting
|
|||||||||||||
1.
|
Presentation
of the financial statements and annual report for the
2010 financial year with the report of the Supervisory Board, the group financial statements, the group annual report, and the report pursuant to Sections 289(4), 289(-5) and 315(4) of the German Commercial Code |
Non-Voting
|
||||||||||||
2.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
4.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
5.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
6.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
7.a
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
7.b
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
7.c
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
7.d
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
7.e
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
EUROCOMMERCIAL
|
||||||||||||||
Security
|
N31065142
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
02-Nov-2010
|
||||||||||||
ISIN
|
NL0000288876
|
Agenda
|
702614517 - Management
|
|||||||||||
City
|
AMSTERDAM
|
Holding Recon Date
|
05-Oct-2010
|
|||||||||||
Country
|
Netherlands
|
Vote Deadline Date
|
19-Oct-2010
|
|||||||||||
SEDOL(s)
|
4798271 - 6788452 -
B06Y3N9 - B1293T1 -
B1XGGR0 - B2PFG16 |
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
1
|
Opening
|
Non-Voting
|
||||||||||||
2
|
Receive the annual
report of the Board of Management for the
FYE 30 JUN 2010, which includes compliance with the Netherlands Corporate Governance Code |
Non-Voting
|
||||||||||||
3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
4
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
5
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
6
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
7
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
8
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
9
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
10
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
11
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
12
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
13
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
14
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
15
|
Changes to the
Articles of Association and the Conditions of
Administration of Stichting Administratiekantoor Eurocommercial Properties are mainly required to introduce a global note replacing the CF certificates and to make the record date possible |
Non-Voting
|
||||||||||||
16
|
Transact any other
business
|
Non-Voting
|
||||||||||||
17
|
Closing
|
Non-Voting
|
||||||||||||
CMMT
|
PLEASE NOTE THAT
BLOCKING WILL NOT APPLY WHEN
THERE IS A RECORD DATE ASSOCIATED WITH THIS MEETING. THANK YOU |
Non-Voting
|
||||||||||||
FOSTER'S GROUP
LIMITED
|
||||||||||||||
Security
|
Q3944W187
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
26-Oct-2010
|
||||||||||||
ISIN
|
AU000000FGL6
|
Agenda
|
702615898 - Management
|
|||||||||||
City
|
VICTORIA
|
Holding Recon Date
|
22-Oct-2010
|
|||||||||||
Country
|
Australia
|
Vote Deadline Date
|
12-Oct-2010
|
|||||||||||
SEDOL(s)
|
0349350 - 5993804 -
6349268 - B01FK69
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
CMMT
|
VOTING
EXCLUSIONS APPLY TO THIS MEETING FOR
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSALS WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSALS. BY VOTING (FOR OR AGAINST) ON PROPOSAL (3), YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSALS AND YOU COMPLY WITH THE VOTING EXCLUSION. |
Non-Voting
|
||||||||||||
1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
4
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
FOSTER'S GROUP
LIMITED
|
||||||||||||||
Security
|
Q3944W187
|
Meeting Type
|
Scheme Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
29-Apr-2011
|
||||||||||||
ISIN
|
AU000000FGL6
|
Agenda
|
702934096 - Management
|
|||||||||||
City
|
VICTORIA
|
Holding Recon Date
|
27-Apr-2011
|
|||||||||||
Country
|
Australia
|
Vote Deadline Date
|
15-Apr-2011
|
|||||||||||
SEDOL(s)
|
0349350 - 5993804 -
6349268 - B01FK69
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
FOSTER'S GROUP
LIMITED
|
||||||||||||||
Security
|
Q3944W187
|
Meeting Type
|
ExtraOrdinary General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
29-Apr-2011
|
||||||||||||
ISIN
|
AU000000FGL6
|
Agenda
|
702959959 - Management
|
|||||||||||
City
|
VICTORIA
|
Holding Recon Date
|
27-Apr-2011
|
|||||||||||
Country
|
Australia
|
Vote Deadline Date
|
15-Apr-2011
|
|||||||||||
SEDOL(s)
|
0349350 - 5993804 -
6349268 - B01FK69
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
CMMT
|
PLEASE NOTE THAT THIS
IS A REVISION DUE TO CHANGE
IN MEETING TYPE FROM OGM TO EGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting
|
||||||||||||
GDF SUEZ, PARIS
|
||||||||||||||
Security
|
F42768105
|
Meeting Type
|
MIX
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
02-May-2011
|
||||||||||||
ISIN
|
FR0010208488
|
Agenda
|
702967526 - Management
|
|||||||||||
City
|
PARIS
|
Holding Recon Date
|
26-Apr-2011
|
|||||||||||
Country
|
France
|
Vote Deadline Date
|
18-Apr-2011
|
|||||||||||
SEDOL(s)
|
B0C2CQ3 - B0CYN33 -
B0Z11C6 - B28HB14
- B3B89W8 - B3BQVC6 - B3BVQW6 |
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
CMMT
|
PLEASE NOTE THAT THIS
IS AN AMENDMENT TO MEETING
ID 806203 DUE TO ADDITION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. |
Non-Voting
|
||||||||||||
CMMT
|
PLEASE NOTE IN THE
FRENCH MARKET THAT THE ONLY
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. |
Non-Voting
|
||||||||||||
CMMT
|
French
Resident Shareowners must complete, sign and forward
the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non- Resident Shareowners: Proxy Cards: Voting instructions will be forwarded to the Global Custodians that have become Registered Intermediaries, on the Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact your representative |
Non-Voting
|
||||||||||||
CMMT
|
PLEASE
NOTE THAT IMPORTANT ADDITIONAL MEETING
INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINKS: https://balo.journal- officiel.gouv.fr/pdf/2011-/0328/201103281100891.pdf AND https://balo.journal-officiel.gouv.fr/pdf/2011/0- 413/201104131101250.pdf |
Non-Voting
|
||||||||||||
O.1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.4
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.5
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.6
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.7
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.8
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.9
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.10
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.11
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.12
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.13
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.14
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.15
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.16
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
A
|
Shareholder Proposal
|
Shareholder
|
Against
|
For
|
||||||||||
HSBC HOLDINGS PLC,
LONDON
|
||||||||||||||
Security
|
G4634U169
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
27-May-2011
|
||||||||||||
ISIN
|
GB0005405286
|
Agenda
|
702962259 - Management
|
|||||||||||
City
|
LONDON
|
Holding Recon Date
|
25-May-2011
|
|||||||||||
Country
|
United Kingdom
|
Vote Deadline Date
|
18-May-2011
|
|||||||||||
SEDOL(s)
|
0540528 - 0560582 -
2367543 - 4097279 -
5722592 - 6153221 - 6158163 - 6165464 - B00JZT0 - B2NSSQ6 |
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.a
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.b
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.c
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.d
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.e
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.f
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.g
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.h
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.i
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.j
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.k
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.l
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.m
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.n
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.o
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.p
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.q
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
4
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
5
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
6
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
7
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
8
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
9
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
HSBC HOLDINGS PLC,
LONDON
|
||||||||||||||
Security
|
G4634U169
|
Meeting Type
|
Special General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
19-May-2011
|
||||||||||||
ISIN
|
GB0005405286
|
Agenda
|
703029252 - Management
|
|||||||||||
City
|
HONG KONG
|
Holding Recon Date
|
17-May-2011
|
|||||||||||
Country
|
United Kingdom
|
Vote Deadline Date
|
04-May-2011
|
|||||||||||
SEDOL(s)
|
0540528 - 0560582 -
2367543 - 4097279 -
5722592 - 6153221 - 6158163 - 6165464 - B00JZT0 - B2NSSQ6 |
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
CMMT
|
PLEASE NOTE THAT THIS
IS AN INFORMATION MEETING.
SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR CLIENT REPRESENTATIVE. THANK YOU |
Non-Voting
|
||||||||||||
1
|
To discuss the 2010
results and other matter of interest
|
Non-Voting
|
||||||||||||
HTC CORP
|
||||||||||||||
Security
|
Y3732M103
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
15-Jun-2011
|
||||||||||||
ISIN
|
TW0002498003
|
Agenda
|
703110647 - Management
|
|||||||||||
City
|
TAOYUAN
|
Holding Recon Date
|
15-Apr-2011
|
|||||||||||
Country
|
Taiwan, Province of China
|
Vote Deadline Date
|
09-Jun-2011
|
|||||||||||
SEDOL(s)
|
6510536 - B06P774
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
CMMT
|
PLEASE NOTE THAT THIS
IS AN AMENDMENT TO MEETING
ID 834998 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. |
Non-Voting
|
||||||||||||
CMMT
|
PLEASE
NOTE THAT IN CASES WHERE THE CLIENT
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU |
Non-Voting
|
||||||||||||
A.1
|
The 2010 business
operations
|
Non-Voting
|
||||||||||||
A.2
|
The 2010 audited
reports
|
Non-Voting
|
||||||||||||
A.3
|
The status of buyback
treasury stock
|
Non-Voting
|
||||||||||||
A.4
|
The revision of
conditions for buyback stock of transferring to
employees |
Non-Voting
|
||||||||||||
B.1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
B.2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
B.3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
B.4
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
B.5
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
B.6.1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
B.6.2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
B.7
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
B.8
|
Other Business
|
Management
|
For
|
Against
|
||||||||||
INDUSTRIAS PENOLES
SAB DE CV
|
||||||||||||||
Security
|
P55409141
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
07-Apr-2011
|
||||||||||||
ISIN
|
MXP554091415
|
Agenda
|
702874884 - Management
|
|||||||||||
City
|
MEXICO D.F.
|
Holding Recon Date
|
30-Mar-2011
|
|||||||||||
Country
|
Mexico
|
Vote Deadline Date
|
24-Mar-2011
|
|||||||||||
SEDOL(s)
|
2448200 - B02VBQ3 -
B2Q3MN3
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
I.1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
I.2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
I.3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
I.4
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
I.5
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
II
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
III
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
IV
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
V
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
VI
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
VII
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
K T & G CORP
|
||||||||||||||
Security
|
Y49904108
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
04-Mar-2011
|
||||||||||||
ISIN
|
KR7033780008
|
Agenda
|
702785885 - Management
|
|||||||||||
City
|
DAEJEON
|
Holding Recon Date
|
31-Dec-2010
|
|||||||||||
Country
|
Korea, Republic Of
|
Vote Deadline Date
|
21-Feb-2011
|
|||||||||||
SEDOL(s)
|
6175076 - B06NV43
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
4
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
5
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
CMMT
|
PLEASE NOTE THAT THIS
IS A REVISION DUE TO
MODIFICATION IN NOMINEE NAMES. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting
|
||||||||||||
MASSMART HOLDINGS LTD
|
||||||||||||||
Security
|
S4799N114
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
24-Nov-2010
|
||||||||||||
ISIN
|
ZAE000029534
|
Agenda
|
702696862 - Management
|
|||||||||||
City
|
SANDTON
|
Holding Recon Date
|
23-Nov-2010
|
|||||||||||
Country
|
South Africa
|
Vote Deadline Date
|
17-Nov-2010
|
|||||||||||
SEDOL(s)
|
6268181 - B1HK452 -
B3BJ363
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
1.O.1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
2.O.2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.O.3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
4.O.4
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
5.O.5
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
6.O.6
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
7.O.7
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
8.O.8
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
9.O.9
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
10O10
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
11O11
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
12O12
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
13S.1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
14S.2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
15S.3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
PLEASE NOTE THAT THIS
IS A REVISION DUE TO ADDITION
OF TEXT IN RESOLUTION 8. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting
|
|||||||||||||
MASSMART HOLDINGS LTD
|
||||||||||||||
Security
|
S4799N114
|
Meeting Type
|
Ordinary General
Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
17-Jan-2011
|
||||||||||||
ISIN
|
ZAE000029534
|
Agenda
|
702729091 - Management
|
|||||||||||
City
|
SANDTON
|
Holding Recon Date
|
14-Jan-2011
|
|||||||||||
Country
|
South Africa
|
Vote Deadline Date
|
10-Jan-2011
|
|||||||||||
SEDOL(s)
|
6268181 - B1HK452 -
B3BJ363
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
MASSMART HOLDINGS LTD
|
||||||||||||||
Security
|
S4799N114
|
Meeting Type
|
Scheme Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
17-Jan-2011
|
||||||||||||
ISIN
|
ZAE000029534
|
Agenda
|
702729320 - Management
|
|||||||||||
City
|
TBD
|
Holding Recon Date
|
13-Jan-2011
|
|||||||||||
Country
|
South Africa
|
Vote Deadline Date
|
07-Jan-2011
|
|||||||||||
SEDOL(s)
|
6268181 - B1HK452 -
B3BJ363
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
PLEASE NOTE THAT THIS
IS A REVISION DUE TO CHANGE
IN MEETING TYPE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting
|
|||||||||||||
MTN GROUP LTD
|
||||||||||||||
Security
|
S8039R108
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
22-Jun-2011
|
||||||||||||
ISIN
|
ZAE000042164
|
Agenda
|
703114859 - Management
|
|||||||||||
City
|
GAUTENG
|
Holding Recon Date
|
21-Jun-2011
|
|||||||||||
Country
|
South Africa
|
Vote Deadline Date
|
08-Jun-2011
|
|||||||||||
SEDOL(s)
|
5949799 - 6563206 -
B02P3W5
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
4
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
5
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
6
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
7
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
8
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
9
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
10
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
11
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
12
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
13
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
S.1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
S.2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
S.3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
CMMT
|
PLEASE
NOTE THAT THIS IS A REVISION DUE TO DUE TO
CHANGE IN NUMBERING FOR RESOLUTIONS 14, 15 AND 16 AND CORRECT IN DIRECTOR NAMES. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting
|
||||||||||||
MUENCHENER
RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG
|
||||||||||||||
Security
|
D55535104
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
20-Apr-2011
|
||||||||||||
ISIN
|
DE0008430026
|
Agenda
|
702847116 - Management
|
|||||||||||
City
|
MUENCHEN
|
Holding Recon Date
|
18-Apr-2011
|
|||||||||||
Country
|
Germany
|
Vote Deadline Date
|
05-Apr-2011
|
|||||||||||
SEDOL(s)
|
4904409 - 5294121 -
7159239 - 7389081 -
B018RN4 - B10RVR1 - B1G0J36 |
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
Please
note that shareholders must be registered in beneficial
owner name to be eligible to vote at this meeting. Broadridge will disclose the beneficial owner information for voted accounts and blocking may apply. Please contact your client service representative for further details. The vote deadline as displayed is still subject to change as we are currently still awaiting confirmation on the sub custodian vote deadlines and will be updating this information on-PE accordingly. |
Non-Voting
|
|||||||||||||
ACCORDING
TO GERMAN LAW, IN CASE OF SPECIFIC
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. |
Non-Voting
|
|||||||||||||
PLEASE NOTE THAT THESE
SHARES MAY BE BLOCKED
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. |
Non-Voting
|
|||||||||||||
COUNTER
PROPOSALS MAY BE SUBMITTED UNTIL
05.04.2011. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. |
Non-Voting
|
|||||||||||||
1.a
|
Submission of the
report of the Supervisory Board and the
corporate governance report including the remuneration report for the financial year 2010 |
Non-Voting
|
||||||||||||
1.b
|
Submission
of the adopted Company financial statements and
management report for the financial year 2010, the approved consolidated financial statements and management report for the Group for the financial year 2010, and the explanatory report on the information in accordance with Sections 289 para. 4 and 315 para. 4 of the German Commercial Code |
Non-Voting
|
||||||||||||
2.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
4.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
5.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
6.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
7.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
8.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
9.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
NITTO DENKO
CORPORATION
|
||||||||||||||
Security
|
J58472119
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
17-Jun-2011
|
||||||||||||
ISIN
|
JP3684000007
|
Agenda
|
703112831 - Management
|
|||||||||||
City
|
OSAKA
|
Holding Recon Date
|
31-Mar-2011
|
|||||||||||
Country
|
Japan
|
Vote Deadline Date
|
07-Jun-2011
|
|||||||||||
SEDOL(s)
|
4253714 - 6641801 -
B19PJR2 - B1R1SP3
|
Quick Code
|
69880
|
|||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
Please reference
meeting materials.
|
Non-Voting
|
|||||||||||||
1.
|
Approve Appropriation
of Retained Earnings
|
Management
|
For
|
For
|
||||||||||
2.
|
Approve Payment of
Bonuses to Corporate Officers
|
Management
|
For
|
For
|
||||||||||
3.1
|
Appoint a Director
|
Management
|
For
|
For
|
||||||||||
3.2
|
Appoint a Director
|
Management
|
For
|
For
|
||||||||||
3.3
|
Appoint a Director
|
Management
|
For
|
For
|
||||||||||
3.4
|
Appoint a Director
|
Management
|
For
|
For
|
||||||||||
3.5
|
Appoint a Director
|
Management
|
For
|
For
|
||||||||||
3.6
|
Appoint a Director
|
Management
|
For
|
For
|
||||||||||
3.7
|
Appoint a Director
|
Management
|
For
|
For
|
||||||||||
3.8
|
Appoint a Director
|
Management
|
For
|
For
|
||||||||||
3.9
|
Appoint a Director
|
Management
|
For
|
For
|
||||||||||
3.10
|
Appoint a Director
|
Management
|
For
|
For
|
||||||||||
4.
|
Appoint a Corporate
Auditor
|
Management
|
For
|
For
|
||||||||||
5.
|
Approve Details of
Compensation as Stock Options for Corporate
Officers |
Management
|
For
|
For
|
||||||||||
NOVATEK
MICROELECTRONICS CORP
|
||||||||||||||
Security
|
Y64153102
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
10-Jun-2011
|
||||||||||||
ISIN
|
TW0003034005
|
Agenda
|
703057768 - Management
|
|||||||||||
City
|
HSINCHU
|
Holding Recon Date
|
11-Apr-2011
|
|||||||||||
Country
|
Taiwan, Province of China
|
Vote Deadline Date
|
01-Jun-2011
|
|||||||||||
SEDOL(s)
|
6346333 - B06P893
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
CMMT
|
PLEASE
NOTE THAT IN CASES WHERE THE CLIENT
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU |
Non-Voting
|
||||||||||||
A.1
|
The 2010 business
operations
|
Non-Voting
|
||||||||||||
A.2
|
The 2010 audited
reports
|
Non-Voting
|
||||||||||||
B.1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
B.2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
B.3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
B.4
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
B.5
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
B.6
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
B.7
|
Other Business
|
Management
|
For
|
Against
|
||||||||||
ORASCOM CONSTR INDS S
A E
|
||||||||||||||
Security
|
68554N106
|
Meeting Type
|
ExtraOrdinary General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
20-Sep-2010
|
||||||||||||
ISIN
|
US68554N1063
|
Agenda
|
702591290 - Management
|
|||||||||||
City
|
CAIRO
|
Holding Recon Date
|
26-Aug-2010
|
|||||||||||
Country
|
Egypt
|
Vote Deadline Date
|
10-Sep-2010
|
|||||||||||
SEDOL(s)
|
3178380 - B063MZ1 -
B09KVP2
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
CMMT
|
IMPORTANT
MARKET PROCESSING REQUIREMENT: A
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE |
Non-Voting
|
||||||||||||
1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
4
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
PRYSMIAN SPA
|
||||||||||||||
Security
|
T7630L105
|
Meeting Type
|
MIX
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
21-Jan-2011
|
||||||||||||
ISIN
|
IT0004176001
|
Agenda
|
702746097 - Management
|
|||||||||||
City
|
MILANO
|
Holding Recon Date
|
12-Jan-2011
|
|||||||||||
Country
|
Italy
|
Vote Deadline Date
|
06-Jan-2011
|
|||||||||||
SEDOL(s)
|
B1W4V69 - B1W7L24 -
B2900S2 - B2Q7CC4
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
CMMT
|
PLEASE
NOTE IN THE EVENT THE MEETING DOES NOT
REACH QUORUM, THERE WILL BE SECOND CALL OF THE EGM ON 22 JAN 2011 (AND A SECOND CALL OF AGM AND THIRD CALL OF EGM ON 24 JAN 2011). CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. |
Non-Voting
|
||||||||||||
A.1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
PRYSMIAN SPA
|
||||||||||||||
Security
|
T7630L105
|
Meeting Type
|
MIX
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
12-Apr-2011
|
||||||||||||
ISIN
|
IT0004176001
|
Agenda
|
702834513 - Management
|
|||||||||||
City
|
MILANO
|
Holding Recon Date
|
01-Apr-2011
|
|||||||||||
Country
|
Italy
|
Vote Deadline Date
|
29-Mar-2011
|
|||||||||||
SEDOL(s)
|
B1W4V69 - B1W7L24 -
B2900S2 - B2Q7CC4
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
CMMT
|
PLEASE
NOTE IN THE EVENT THE MEETING DOES NOT
REACH QUORUM, THERE WILL BE SECOND CALL OF THE EGM ON 13 APR 2011 (AND A SECOND CALL OF OGM AND THIRD CALL OF EGM ON 14 APR 2011). CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. |
Non-Voting
|
||||||||||||
O.1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
o.2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
o.3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
o.4
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
e.1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
e.2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
e.3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
e.4
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
PT BK RAKYAT
|
||||||||||||||
Security
|
Y0697U104
|
Meeting Type
|
ExtraOrdinary General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
24-Nov-2010
|
||||||||||||
ISIN
|
ID1000096001
|
Agenda
|
702701497 - Management
|
|||||||||||
City
|
JAKARTA
|
Holding Recon Date
|
08-Nov-2010
|
|||||||||||
Country
|
Indonesia
|
Vote Deadline Date
|
22-Nov-2010
|
|||||||||||
SEDOL(s)
|
6709099 - B01Z5X1 -
B1BJTH2
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
CMMT
|
PLEASE NOTE THAT THIS
IS AN AMENDMENT TO MEETING
755002 DUE TO DELETION OF A RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. |
Non-Voting
|
||||||||||||
1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
PLEASE NOTE THAT THIS
IS A REVISION DUE TO DELETION
OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting
|
|||||||||||||
RAMSAY HEALTH CARE
LTD RHC
|
||||||||||||||
Security
|
Q7982Y104
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
16-Nov-2010
|
||||||||||||
ISIN
|
AU000000RHC8
|
Agenda
|
702633240 - Management
|
|||||||||||
City
|
SYDNEY
|
Holding Recon Date
|
12-Nov-2010
|
|||||||||||
Country
|
Australia
|
Vote Deadline Date
|
05-Nov-2010
|
|||||||||||
SEDOL(s)
|
6041995 - B03BHH5 -
B1HKD66
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
CMMT
|
VOTING
EXCLUSIONS APPLY TO THIS MEETING FOR
PROPOSALS 4.1, 4.2, 5 AND 6 VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSALS WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE-"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSALS. BY VOTING (FOR OR AGAINST) ON PROPOSAL (4.1, 4.2, 5 AND-6), YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSALS AND YOU COMPLY WITH THE VOTING EXCLUSION. |
Non-Voting
|
||||||||||||
2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
4.1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
4.2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
5
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
6
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
7
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
ROYAL DUTCH SHELL PLC
|
||||||||||||||
Security
|
G7690A118
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
17-May-2011
|
||||||||||||
ISIN
|
GB00B03MM408
|
Agenda
|
702962297 - Management
|
|||||||||||
City
|
HAGUE
|
Holding Recon Date
|
13-May-2011
|
|||||||||||
Country
|
United Kingdom
|
Vote Deadline Date
|
03-May-2011
|
|||||||||||
SEDOL(s)
|
B03MM40 - B09CBN6 -
B0DX3B7 -
B0F7DX9 - B1SSBM1 |
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
4
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
5
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
6
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
7
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
8
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
9
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
10
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
11
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
12
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
13
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
14
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
15
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
16
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
17
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
18
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
CONT
|
CONTD rights to
subscribe for or convert securities into shares
under any such offer or agreement as if the authority had not ended |
Non-Voting
|
||||||||||||
19
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
CONT
|
CONTD
make any arrangements which it considers necessary or
appropriate to deal with treasury shares, fractional entitlements, record dates, or legal or practical problems arising in any overseas territory, the requirements of any regulatory body or stock exchange or any other matter whatsoever; and (B) in the case of the authority granted under Resolution 18 and/or in the case of any sale of treasury shares for cash, to the allotment (otherwise than under paragraph (A) above) of equity securities or sale of treasury shares up to a nominal amount of EUR 21 million, such power to apply until the end of next year's AGM (or, if earlier, until the close of business on August 17, 2012) but, in each case, during this period the Company may make offers and enter into agreements which would, or might, require equity securities CONTD |
Non-Voting
|
||||||||||||
CONT
|
CONTD to be allotted
(and treasury shares to be sold) after the
power ends, and the Board may allot equity securities (and sell treasury shares) under any such offer or agreement as if the power had not ended |
Non-Voting
|
||||||||||||
20
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
CONT
|
CONTD
is carried out, in each case, exclusive of expenses; such
power to apply until the end of next year's Annual General Meeting (or, if earlier, August 17, 2012) but in each case so that the Company may enter into a contract to purchase Ordinary Shares which will or may be completed or executed wholly or partly after the power ends and the Company may purchase Ordinary Shares pursuant to any such contract as if the power had not ended |
Non-Voting
|
||||||||||||
21
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
CONT
|
CONTD "political
organisation" and "political expenditure" have
the meanings given to them by Sections 363 to 365 of the Companies Act 2006 |
Non-Voting
|
||||||||||||
SIEMENS A G
|
||||||||||||||
Security
|
D69671218
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
25-Jan-2011
|
||||||||||||
ISIN
|
DE0007236101
|
Agenda
|
702738545 - Management
|
|||||||||||
City
|
MUENCHEN
|
Holding Recon Date
|
21-Jan-2011
|
|||||||||||
Country
|
Germany
|
Vote Deadline Date
|
07-Jan-2011
|
|||||||||||
SEDOL(s)
|
0798725 - 4617008 -
5727973 - 5735222 -
5735233 - 5735288 - 5750399 - 5751615 - B0395G4 - B19GK05 |
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
ACCORDING
TO GERMAN LAW, IN CASE OF SPECIFIC
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. |
Non-Voting
|
|||||||||||||
PLEASE NOTE THAT THESE
SHARES MAY BE BLOCKED
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. |
Non-Voting
|
|||||||||||||
1.
|
To receive and
consider the Report of the supervisory Board, the
corporate Governance Report and the Compensation Report as well as the Compliance Report for fiscal year 2010 |
Non-Voting
|
||||||||||||
2.
|
To
receive and consider the adopted Annual Financial Statements
of Siemens AG and the approved Consolidated Financial Statements, together with the Combined Management's Discussion and Analysis of Siemens AG and the Siemens Group, including the Explanatory Report on the information required pursuant to section-289 (4) and (5) and section 315 (4) of the German Code (HGB) as of September 3-0, 2010 |
Non-Voting
|
||||||||||||
3.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
4.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
5.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
6.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
7.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
8.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
9.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
10.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
11.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
12.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
13.
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
14.
|
Shareholder Proposal
|
Shareholder
|
Against
|
For
|
||||||||||
SINGAPORE
TELECOMMUNICATIONS LTD
|
||||||||||||||
Security
|
Y79985209
|
Meeting Type
|
ExtraOrdinary General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
30-Jul-2010
|
||||||||||||
ISIN
|
SG1T75931496
|
Agenda
|
702534555 - Management
|
|||||||||||
City
|
SINGAPORE
|
Holding Recon Date
|
28-Jul-2010
|
|||||||||||
Country
|
Singapore
|
Vote Deadline Date
|
23-Jul-2010
|
|||||||||||
SEDOL(s)
|
B02PY00 - B02PY11 -
B02PY22 - B02QGD0
- B02VD01 |
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
SINGAPORE
TELECOMMUNICATIONS LTD
|
||||||||||||||
Security
|
Y79985209
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
30-Jul-2010
|
||||||||||||
ISIN
|
SG1T75931496
|
Agenda
|
702534783 - Management
|
|||||||||||
City
|
SINGAPORE
|
Holding Recon Date
|
28-Jul-2010
|
|||||||||||
Country
|
Singapore
|
Vote Deadline Date
|
23-Jul-2010
|
|||||||||||
SEDOL(s)
|
B02PY00 - B02PY11 -
B02PY22 - B02QGD0
- B02VD01 |
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
4
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
5
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
0
|
Transact any other
business
|
Non-Voting
|
||||||||||||
6
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
CONT
|
CONTD.
this resolution including shares to be
issued in
pursuance of Instruments made or granted pursuant to this Resolution does not exceed 50% of the total number of issued shares excluding treasury shares in the capital of the Company as calculated in accordance with Sub-Paragraph (II), of which the aggregate number of shares to be issued other than on a pro rata basis to shareholders of the Company including shares to be issued in pursuance of Instruments made or granted pursuant to this Resolution does not exceed 5% of the total number of issued shares excluding treasury shares in the capital of the Company as calculated in accordance with sub-Paragraph (II); subject to such manner of calculation as may be prescribed by the Singapore Exchange Securities Trading Limited SGX-ST for the purpose of determining the CONTD. |
Non-Voting
|
||||||||||||
CONT
|
CONTD.
aggregate number of shares that may be issued under
this resolution, the percentage of issued shares shall be based on the total number of issued shares excluding treasury shares in the capital of the Company at the time this Resolution is passed, after adjusting for: a) new shares arising from the conversion or exercise of any convertible securities or share options or vesting of share awards which are outstanding or subsisting at the time this Resolution is passed; and b) any subsequent bonus issue or consolidation or sub-division of shares; in exercising the authority conferred by this Resolution, the Company shall comply with the provisions of the Listing Manual of the SGX-ST and the rules CONTD. |
Non-Voting
|
||||||||||||
CONT
|
CONTD.
of any other stock exchange on which the shares of the
Company may for the time being be listed or quoted Other Exchange for the time being in force unless such compliance has been waived by the SGX-ST or, as the case may be, the Other Exchange and the Articles of Association for the time being of the Company; and Authority shall continue in force until the conclusion of the next AGM of the Company or the date by which the next AGM of the Company is required by law to be held |
Non-Voting
|
||||||||||||
7
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
8
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
CONT
|
CONTD.
the date of this AGM of the Company and ending on the
date of the next AGM of the Company or the date by which the next AGM of the Company is required by law to be held, whichever is the earlier, shall not exceed 1% of the total number of issued shares excluding treasury shares in the capital of the Company from time to time |
Non-Voting
|
||||||||||||
CMMT
|
VOTING
EXCLUSIONS APPLY TO THIS MEETING FOR
PROPOSAL 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSALS WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") FOR THE RELEVANT PROPOSAL ITEMS. |
Non-Voting
|
||||||||||||
SONIC HEALTHCARE
LIMITED
|
||||||||||||||
Security
|
Q8563C107
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
18-Nov-2010
|
||||||||||||
ISIN
|
AU000000SHL7
|
Agenda
|
702650688 - Management
|
|||||||||||
City
|
SYDNEY
|
Holding Recon Date
|
16-Nov-2010
|
|||||||||||
Country
|
Australia
|
Vote Deadline Date
|
09-Nov-2010
|
|||||||||||
SEDOL(s)
|
5975589 - 6821120 -
B3BJRY9
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
CMMT
|
VOTING
EXCLUSIONS APPLY TO THIS MEETING FOR
PROPOSAL 5 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSALS WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSAL (5), YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSALS AND YOU COMPLY WITH THE VOTING EXCLUSION. |
Non-Voting
|
||||||||||||
1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
4
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
5
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
STELLA INTERNATIONAL
HOLDINGS LTD
|
||||||||||||||
Security
|
G84698102
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
06-May-2011
|
||||||||||||
ISIN
|
KYG846981028
|
Agenda
|
702888275 - Management
|
|||||||||||
City
|
HONG KONG
|
Holding Recon Date
|
03-May-2011
|
|||||||||||
Country
|
Cayman Islands
|
Vote Deadline Date
|
02-May-2011
|
|||||||||||
SEDOL(s)
|
B1Z6560 - B233KG5 -
B2376R0
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
CMMT
|
PLEASE NOTE THAT THE
COMPANY NOTICE IS AVAILABLE
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110329/LTN2 0110329341.pdf |
Non-Voting
|
||||||||||||
CMMT
|
PLEASE NOTE IN THE
HONG KONG MARKET THAT A VOTE
OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. |
Non-Voting
|
||||||||||||
1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.i
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.ii
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.iii
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.iv
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3.v
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
4
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
5
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
6
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
7
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
8
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
TAIWAN SEMICONDUCTOR
MFG CO LTD
|
||||||||||||||
Security
|
Y84629107
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
09-Jun-2011
|
||||||||||||
ISIN
|
TW0002330008
|
Agenda
|
703051944 - Management
|
|||||||||||
City
|
HSINCHU
|
Holding Recon Date
|
08-Apr-2011
|
|||||||||||
Country
|
Taiwan, Province of China
|
Vote Deadline Date
|
31-May-2011
|
|||||||||||
SEDOL(s)
|
6889106 - B16TKV8
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
CMMT
|
PLEASE
NOTE THAT IN CASES WHERE THE CLIENT
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU |
Non-Voting
|
||||||||||||
A.1
|
The 2010 business
operations
|
Non-Voting
|
||||||||||||
A.2
|
The 2010 audited
reports
|
Non-Voting
|
||||||||||||
B.1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
B.2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
B.3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
B.4
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
B.5.1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
B.5.2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
B.6
|
Other Business
|
Management
|
For
|
Against
|
||||||||||
CMMT
|
PLEASE NOTE IF YOU
WISH TO DISSENT PLEASE CONTACT
YOUR GLOBAL CUSTODIAN. THANK YOU. |
Non-Voting
|
||||||||||||
CMMT
|
PLEASE NOTE THERE ARE
TWO PARTS TO THIS MEETING
ANNUAL SHAREHOLDER MEETING AS WELL AS MERGER OR SPIN OFF. PLEASE CONTACT YOUR GLOBAL CUSTODIAN CLIENT IF YOU WISH TO PARTICIPATE IN THE SPIN OFF EVENT. |
Non-Voting
|
||||||||||||
CMMT
|
PLEASE NOTE THAT THIS
IS A REVISION DUE TO RECEIPT
OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting
|
||||||||||||
UNITED OVERSEAS BANK
LTD, SINGAPORE
|
||||||||||||||
Security
|
V96194127
|
Meeting Type
|
Annual General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
29-Apr-2011
|
||||||||||||
ISIN
|
SG1M31001969
|
Agenda
|
702901287 - Management
|
|||||||||||
City
|
SINGAPORE
|
Holding Recon Date
|
27-Apr-2011
|
|||||||||||
Country
|
Singapore
|
Vote Deadline Date
|
22-Apr-2011
|
|||||||||||
SEDOL(s)
|
5812716 - 6916781 -
6916877 - B06P5N6
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
4
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
5
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
6
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
7
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
8
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
9
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
10
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
11
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
12
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
13
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
14
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
CONT
|
CONTD
or granted by the Directors while this Resolution was in
force, provided that: (1) the aggregate number of ordinary shares to be issued pursuant to this Resolution (including shares to be issued in pursuance of Instruments made or granted pursuant to this Resolution) does not exceed 50-per cent of the total number of issued shares, excluding treasury shares, in the capital of the Company (as calculated in accordance with paragraph (2)-below), of which the aggregate number of shares to be issued other than on a pro-rata basis to shareholders of the Company (including shares to be issued in pursuance of Instruments made or granted pursuant to this Resolution) does not exceed 20 per cent of the total number of issued shares, excluding treasury shares, in CONTD |
Non-Voting
|
||||||||||||
CONT
|
CONTD
the capital of the Company (as calculated in accordance
with paragraph-(2) below); (2) (subject to such manner of calculation as may be prescribed by the Singapore Exchange Securities Trading Limited ("SGX-ST")) for the purpose of determining the aggregate number of shares that may be issued under paragraph (1) above, the percentage of issued shares shall be based on the total number of issued shares, excluding treasury shares, in the capital of the Company at the time this Resolution is passed, after adjusting for: (i) new ordinary shares arising from the conversion or exercise of any convertible securities or share options or vesting of share awards which are outstanding or subsisting at the time this Resolution is passed; and (ii) any subsequent bonus issue, CONTD |
Non-Voting
|
||||||||||||
CONT
|
CONTD
consolidation or subdivision of shares; (3) in exercising
the authority conferred by this Resolution, the Company shall comply with the provisions of the Listing Manual of the SGX-ST for the time being in force (unless such compliance has been waived by the SGX-ST) and the Articles of Association for the time being of the Company; and (4) (unless revoked or varied by the Company in general meeting) the authority conferred by this Resolution shall continue in force until the conclusion of the next Annual General Meeting of the Company or the date by which the next Annual General Meeting of the Company is required by law to be held, whichever is earlier |
Non-Voting
|
||||||||||||
15
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
16
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
CONT
|
CONTD
this Resolution was in force; (b) the Directors be
authorised to do all such things and execute all such documents as they may consider necessary or appropriate to give effect to this Resolution as they may deem fit; and (c) (unless revoked or varied by the Company in general meeting) the authority conferred by this Resolution shall continue in force until the conclusion of the next Annual General Meeting of the Company or the date by which the next Annual General Meeting of the Company is required by law to be held, whichever is earlier |
Non-Voting
|
||||||||||||
UNITED OVERSEAS BANK
LTD, SINGAPORE
|
||||||||||||||
Security
|
V96194127
|
Meeting Type
|
ExtraOrdinary General Meeting
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
29-Apr-2011
|
||||||||||||
ISIN
|
SG1M31001969
|
Agenda
|
702904334 - Management
|
|||||||||||
City
|
MARINA SQUARE,
SINGAPORE
|
Holding Recon Date
|
27-Apr-2011
|
|||||||||||
Country
|
Singapore
|
Vote Deadline Date
|
22-Apr-2011
|
|||||||||||
SEDOL(s)
|
5812716 - 6916781 -
6916877 - B06P5N6
|
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
CONT
|
CONTD
scheme(s) shall satisfy all the conditions prescribed by
the Companies Act, and otherwise in accordance with all other laws and regulations and rules of SGX-ST as may for the time being be applicable, be and is hereby authorised and approved generally and unconditionally (the "Share Purchase Mandate"); (b) unless varied or revoked by the Company in general meeting, the authority conferred on the Directors of the Company pursuant to the Share Purchase Mandate may be exercised by the Directors of the Company at any time and from time to time during the period commencing from the date of the passing of this Resolution and expiring on the earlier of: (i) the date on which the next annual general meeting of the Company ("AGM") is held; and (ii) the date by which the next AGM is required by law to be held; (c) in this CONTD |
Non-Voting
|
||||||||||||
CONT
|
CONTD
Resolution: "Relevant Period" means the period
commencing from the date on which the last AGM was held and expiring on the date the next AGM is held or is required by law to be held, whichever is the earlier, after the date of this Resolution; "Maximum Limit" means that number of Shares representing five per cent. (5%) of the total number of issued Shares (excluding any Shares which are held as treasury shares) as at the date of the passing of this Resolution unless the Company has effected a reduction of the share capital of the Company in accordance with the applicable provisions of the Companies Act, at any time during the Relevant Period, in which event the issued Shares shall be taken to be the total number of the issued Shares as altered by such capital reduction (excluding any Shares which are held as CONTD |
Non-Voting
|
||||||||||||
CONT
|
CONTD
treasury shares as at that date); and "Maximum Price" in
relation to a Share to be purchased or acquired, means the purchase price (excluding brokerage, commission, applicable goods and services tax and other related expenses) which shall not exceed: (i) in the case of a market purchase-("Market Purchase") of a Share, 105 per cent. of the Average Closing Price of the Shares; and (ii) in the case of an off-market purchase ("Off- Market Purchase") of a Share pursuant to an equal access scheme, 110 per cent. of the Average Closing Price of the Shares, where: "Average Closing Price" means the average of the last dealt prices of the Shares for the five consecutive market days on which the Shares were transacted on the SGX-ST immediately preceding the date of the market purchase by the Company or, as the case may be, the CONTD |
Non-Voting
|
||||||||||||
CONT
|
CONTD
date of the making of the offer pursuant to the Off-Market
Purchase, and deemed to be adjusted in accordance with the listing rules of the SGX-ST for any corporate action which occurs after the relevant five-day period; and "date of the making of the offer" means the date on which the Company announces its intention to make an offer for an Off-Market Purchase, stating therein the purchase price (which shall not be more than the Maximum Price calculated on the foregoing basis) for each Share and the relevant terms of the equal access scheme for effecting the Off-Market Purchase; and (d) the Directors of the Company and/or any of them be and are hereby authorised to complete and do all such acts and things (including executing such documents as may be required) as they and/or he may consider expedient or necessary to CONTD |
Non-Voting
|
||||||||||||
CONT
|
CONTD give effect to
the transactions contemplated and/or
authorised by this Resolution |
Non-Voting
|
||||||||||||
VALLOUREC SA
|
||||||||||||||
Security
|
F95922104
|
Meeting Type
|
MIX
|
|||||||||||
Ticker Symbol
|
Meeting Date
|
07-Jun-2011
|
||||||||||||
ISIN
|
FR0000120354
|
Agenda
|
702995258 - Management
|
|||||||||||
City
|
PARIS
|
Holding Recon Date
|
31-May-2011
|
|||||||||||
Country
|
France
|
Vote Deadline Date
|
24-May-2011
|
|||||||||||
SEDOL(s)
|
4926447 - 5014255 -
B030R61 - B197DR6 -
B1980P6 - B19CQ83 - B28N1M3 |
Quick Code
|
||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
||||||||||
CMMT
|
PLEASE NOTE IN THE
FRENCH MARKET THAT THE ONLY
VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. |
Non-Voting
|
||||||||||||
CMMT
|
French
Resident Shareowners must complete, sign and forward
the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non- Resident Shareowners: Proxy Cards: Voting instructions will be forwarded to the Global Custodians that have become Registered Intermediaries, on the Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact your representative |
Non-Voting
|
||||||||||||
CMMT
|
PLEASE
NOTE THAT IMPORTANT ADDITIONAL MEETING
INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2011/0420/201104201101471.pdf AND https://balo.journal- officiel.gouv.fr/pdf/2011/0518/201105181102423.pdf |
Non-Voting
|
||||||||||||
O.1
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.2
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.3
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.4
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.5
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.6
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.7
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.8
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.9
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.10
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
O.11
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.12
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.13
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.14
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.15
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.16
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.17
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.18
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.19
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.20
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.21
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.22
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.23
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.24
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.25
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.26
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.27
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.28
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.29
|
Management Proposal
|
Management
|
For
|
For
|
||||||||||
E.30
|
Management Proposal
|
Management
|
For
|
For
|
CULLEN SMALL CAP
VALUE FUND
|
|||||||||||||||||||||||
AMERON INTERNATIONAL
CORPORATION
|
|||||||||||||||||||||||
Security
|
030710107
|
Meeting Type
|
Contested Annual
|
||||||||||||||||||||
Ticker Symbol
|
AMN
|
Meeting Date
|
30-Mar-2011
|
||||||||||||||||||||
ISIN
|
US0307101073
|
Agenda
|
933376166 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
15-Feb-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
29-Mar-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Election of Directors
|
Management
|
|||||||||||||||||||||
1
|
JAMES S. MARLEN
|
Withheld
|
Against
|
||||||||||||||||||||
2
|
DAVID DAVENPORT
|
Withheld
|
Against
|
||||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation
|
Management
|
Against
|
Against
|
|||||||||||||||||||
04
|
14A Executive
Compensation Vote Frequency
|
Management
|
1 Year
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
1200
|
0
|
15-Mar-2011
|
15-Mar-2011
|
||||||||||||||||||
AMERON INTERNATIONAL
CORPORATION
|
|||||||||||||||||||||||
Security
|
030710107
|
Meeting Type
|
Contested Annual
|
||||||||||||||||||||
Ticker Symbol
|
AMN
|
Meeting Date
|
30-Mar-2011
|
||||||||||||||||||||
ISIN
|
US0307101073
|
Agenda
|
933376178 - Opposition
|
||||||||||||||||||||
City
|
Holding Recon Date
|
15-Feb-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
29-Mar-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Election of Directors
|
Management
|
|||||||||||||||||||||
1
|
JAMES A. MITAROTONDA
|
||||||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
|||||||||||||||||||||
03
|
14A Executive
Compensation
|
Management
|
|||||||||||||||||||||
04
|
14A Executive
Compensation Vote Frequency
|
Management
|
|||||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
1200
|
0
|
||||||||||||||||||||
AVNET, INC
|
|||||||||||||||||||||||
Security
|
053807103
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
AVT
|
Meeting Date
|
05-Nov-2010
|
||||||||||||||||||||
ISIN
|
US0538071038
|
Agenda
|
933330920 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
08-Sep-2010
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
04-Nov-2010
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Election of Directors
|
Management
|
|||||||||||||||||||||
1
|
ELEANOR BAUM
|
For
|
For
|
||||||||||||||||||||
2
|
J. VERONICA BIGGINS
|
For
|
For
|
||||||||||||||||||||
3
|
EHUD HOUMINER
|
For
|
For
|
||||||||||||||||||||
4
|
FRANK R. NOONAN
|
For
|
For
|
||||||||||||||||||||
5
|
RAY M. ROBINSON
|
For
|
For
|
||||||||||||||||||||
6
|
WILLIAM H. SCHUMANN III
|
For
|
For
|
||||||||||||||||||||
7
|
WILLIAM P. SULLIVAN
|
For
|
For
|
||||||||||||||||||||
8
|
GARY L. TOOKER
|
For
|
For
|
||||||||||||||||||||
9
|
ROY VALLEE
|
For
|
For
|
||||||||||||||||||||
02
|
Approve Stock
Compensation Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
3200
|
0
|
23-Sep-2010
|
23-Sep-2010
|
||||||||||||||||||
BABCOCK & WILCOX
CO
|
|||||||||||||||||||||||
Security
|
05615F102
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
BWC
|
Meeting Date
|
12-May-2011
|
||||||||||||||||||||
ISIN
|
US05615F1021
|
Agenda
|
933396360 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
14-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
11-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Election of Directors
|
Management
|
|||||||||||||||||||||
1
|
BRANDON C. BETHARDS*
|
For
|
For
|
||||||||||||||||||||
2
|
D. BRADLEY MCWILLIAMS*
|
For
|
For
|
||||||||||||||||||||
3
|
ANNE R. PRAMAGGIORE*
|
For
|
For
|
||||||||||||||||||||
4
|
LARRY L. WEYERS**
|
For
|
For
|
||||||||||||||||||||
02
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
Against
|
|||||||||||||||||||
04
|
Amend Stock
Compensation Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
05
|
Amend Stock
Compensation Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
06
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
3900
|
0
|
29-Mar-2011
|
29-Mar-2011
|
||||||||||||||||||
BANK OF THE OZARKS,
INC.
|
|||||||||||||||||||||||
Security
|
063904106
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
OZRK
|
Meeting Date
|
19-Apr-2011
|
||||||||||||||||||||
ISIN
|
US0639041062
|
Agenda
|
933377788 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
18-Feb-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
18-Apr-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Election of Directors
|
Management
|
|||||||||||||||||||||
1
|
GEORGE GLEASON
|
For
|
For
|
||||||||||||||||||||
2
|
MARK ROSS
|
For
|
For
|
||||||||||||||||||||
3
|
JEAN AREHART
|
For
|
For
|
||||||||||||||||||||
4
|
RICHARD CISNE
|
For
|
For
|
||||||||||||||||||||
5
|
ROBERT EAST
|
For
|
For
|
||||||||||||||||||||
6
|
LINDA GLEASON
|
For
|
For
|
||||||||||||||||||||
7
|
WALTER KIMBROUGH
|
For
|
For
|
||||||||||||||||||||
8
|
HENRY MARIANI
|
For
|
For
|
||||||||||||||||||||
9
|
ROBERT PROOST
|
For
|
For
|
||||||||||||||||||||
10
|
R.L. QUALLS
|
For
|
For
|
||||||||||||||||||||
11
|
KENNITH SMITH
|
For
|
For
|
||||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
Against
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
2500
|
0
|
17-Mar-2011
|
17-Mar-2011
|
||||||||||||||||||
BERRY PETROLEUM
COMPANY
|
|||||||||||||||||||||||
Security
|
085789105
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
BRY
|
Meeting Date
|
11-May-2011
|
||||||||||||||||||||
ISIN
|
US0857891057
|
Agenda
|
933398453 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
14-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
10-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1
|
Election of Directors
|
Management
|
|||||||||||||||||||||
1
|
R. BUSCH III
|
For
|
For
|
||||||||||||||||||||
2
|
W. BUSH
|
For
|
For
|
||||||||||||||||||||
3
|
S. CROPPER
|
For
|
For
|
||||||||||||||||||||
4
|
J. GAUL
|
For
|
For
|
||||||||||||||||||||
5
|
S. HADDEN
|
For
|
For
|
||||||||||||||||||||
6
|
R. HEINEMANN
|
For
|
For
|
||||||||||||||||||||
7
|
T. JAMIESON
|
For
|
For
|
||||||||||||||||||||
8
|
J. KELLER
|
For
|
For
|
||||||||||||||||||||
9
|
M. REDDIN
|
For
|
For
|
||||||||||||||||||||
10
|
M. YOUNG
|
For
|
For
|
||||||||||||||||||||
2
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
3
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
4
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
Against
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
2150
|
0
|
30-Mar-2011
|
30-Mar-2011
|
||||||||||||||||||
BORGWARNER INC.
|
|||||||||||||||||||||||
Security
|
099724106
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
BWA
|
Meeting Date
|
27-Apr-2011
|
||||||||||||||||||||
ISIN
|
US0997241064
|
Agenda
|
933378994 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
01-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
26-Apr-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1D
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
700
|
0
|
17-Mar-2011
|
17-Mar-2011
|
||||||||||||||||||
CABLE & WIRELESS
COMMUNICATIONS PLC, LONDON
|
|||||||||||||||||||||||
Security
|
G1839G102
|
Meeting Type
|
Annual General Meeting
|
||||||||||||||||||||
Ticker Symbol
|
Meeting Date
|
21-Jul-2010
|
|||||||||||||||||||||
ISIN
|
GB00B5KKT968
|
Agenda
|
702535901 - Management
|
||||||||||||||||||||
City
|
LONDON
|
Holding Recon Date
|
19-Jul-2010
|
||||||||||||||||||||
Country
|
United Kingdom
|
Vote Deadline Date
|
12-Jul-2010
|
||||||||||||||||||||
SEDOL(s)
|
B4WD6C8 - B4YDGK4 -
B5KKT96
|
Quick Code
|
|||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1.
|
Management Proposal
|
Management
|
For
|
For
|
|||||||||||||||||||
2.
|
Management Proposal
|
Management
|
For
|
For
|
|||||||||||||||||||
3.
|
Management Proposal
|
Management
|
For
|
For
|
|||||||||||||||||||
4.
|
Management Proposal
|
Management
|
For
|
For
|
|||||||||||||||||||
5.
|
Management Proposal
|
Management
|
For
|
For
|
|||||||||||||||||||
6.
|
Management Proposal
|
Management
|
For
|
For
|
|||||||||||||||||||
7.
|
Management Proposal
|
Management
|
For
|
For
|
|||||||||||||||||||
8.
|
Management Proposal
|
Management
|
For
|
For
|
|||||||||||||||||||
S.9
|
Management Proposal
|
Management
|
For
|
For
|
|||||||||||||||||||
S.10
|
Management Proposal
|
Management
|
For
|
For
|
|||||||||||||||||||
S.11
|
Management Proposal
|
Management
|
For
|
For
|
|||||||||||||||||||
12.
|
Management Proposal
|
Management
|
For
|
For
|
|||||||||||||||||||
13.
|
Management Proposal
|
Management
|
For
|
For
|
|||||||||||||||||||
14.
|
Management Proposal
|
Management
|
For
|
For
|
|||||||||||||||||||
15.
|
Management Proposal
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
888337
|
55P
|
74100
|
0
|
02-Jul-2010
|
15-Jul-2010
|
||||||||||||||||||
CANADIAN PACIFIC
RAILWAY LIMITED
|
|||||||||||||||||||||||
Security
|
13645T100
|
Meeting Type
|
Annual and Special Meeting
|
||||||||||||||||||||
Ticker Symbol
|
CP
|
Meeting Date
|
12-May-2011
|
||||||||||||||||||||
ISIN
|
CA13645T1003
|
Agenda
|
933435035 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
24-Mar-2011
|
|||||||||||||||||||||
Country
|
Canada
|
Vote Deadline Date
|
10-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
Election of Directors
|
Management
|
|||||||||||||||||||||
1
|
JOHN E. CLEGHORN
|
For
|
For
|
||||||||||||||||||||
2
|
TIM W. FAITHFULL
|
For
|
For
|
||||||||||||||||||||
3
|
RICHARD L. GEORGE
|
For
|
For
|
||||||||||||||||||||
4
|
FREDERIC J. GREEN
|
For
|
For
|
||||||||||||||||||||
5
|
KRYSTYNA T. HOEG
|
For
|
For
|
||||||||||||||||||||
6
|
RICHARD C. KELLY
|
For
|
For
|
||||||||||||||||||||
7
|
THE HON. JOHN P. MANLEY
|
For
|
For
|
||||||||||||||||||||
8
|
LINDA J. MORGAN
|
For
|
For
|
||||||||||||||||||||
9
|
MADELEINE PAQUIN
|
For
|
For
|
||||||||||||||||||||
10
|
MICHAEL E.J. PHELPS
|
For
|
For
|
||||||||||||||||||||
11
|
ROGER PHILIPPS
|
For
|
For
|
||||||||||||||||||||
12
|
DAVID W. RAISBECK
|
For
|
For
|
||||||||||||||||||||
13
|
HARTLEY T. RICHARDSON
|
For
|
For
|
||||||||||||||||||||
03
|
Ratify Shareholder
Rights Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
Amend Incentive Stock
Option Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
05
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
1380
|
0
|
22-Apr-2011
|
22-Apr-2011
|
||||||||||||||||||
CHARLES RIVER
LABORATORIES INTL., INC.
|
|||||||||||||||||||||||
Security
|
159864107
|
Meeting Type
|
Special
|
||||||||||||||||||||
Ticker Symbol
|
CRL
|
Meeting Date
|
05-Aug-2010
|
||||||||||||||||||||
ISIN
|
US1598641074
|
Agenda
|
933308719 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
30-Jun-2010
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
04-Aug-2010
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Miscellaneous
Corporate Actions
|
Management
|
Against
|
Against
|
|||||||||||||||||||
02
|
Approve Motion to
Adjourn Meeting
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
2380
|
0
|
28-Jul-2010
|
28-Jul-2010
|
||||||||||||||||||
CHARLES RIVER
LABORATORIES INTL., INC.
|
|||||||||||||||||||||||
Security
|
159864107
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
CRL
|
Meeting Date
|
10-May-2011
|
||||||||||||||||||||
ISIN
|
US1598641074
|
Agenda
|
933408800 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
18-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
09-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Election of Directors
|
Management
|
|||||||||||||||||||||
1
|
JAMES C. FOSTER
|
For
|
For
|
||||||||||||||||||||
2
|
ROBERT J. BERTOLINI
|
For
|
For
|
||||||||||||||||||||
3
|
STEPHEN D. CHUBB
|
For
|
For
|
||||||||||||||||||||
4
|
DEBORAH T. KOCHEVAR
|
For
|
For
|
||||||||||||||||||||
5
|
GEORGE E. MASSARO
|
For
|
For
|
||||||||||||||||||||
6
|
GEORGE M. MILNE, JR.
|
For
|
For
|
||||||||||||||||||||
7
|
C. RICHARD REESE
|
For
|
For
|
||||||||||||||||||||
8
|
SAMUEL O. THIER
|
For
|
For
|
||||||||||||||||||||
9
|
RICHARD F. WALLMAN
|
For
|
For
|
||||||||||||||||||||
10
|
WILLIAM H. WALTRIP
|
For
|
For
|
||||||||||||||||||||
02
|
Amend Stock
Compensation Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
Against
|
|||||||||||||||||||
05
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
2950
|
0
|
06-Apr-2011
|
06-Apr-2011
|
||||||||||||||||||
CIMAREX ENERGY CO.
|
|||||||||||||||||||||||
Security
|
171798101
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
XEC
|
Meeting Date
|
18-May-2011
|
||||||||||||||||||||
ISIN
|
US1717981013
|
Agenda
|
933395762 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
22-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
17-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
2
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
3
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
For
|
|||||||||||||||||||
4
|
Approve Stock
Compensation Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
5
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
1200
|
0
|
26-Mar-2011
|
26-Mar-2011
|
||||||||||||||||||
COMMUNITY HEALTH
SYSTEMS, INC.
|
|||||||||||||||||||||||
Security
|
203668108
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
CYH
|
Meeting Date
|
17-May-2011
|
||||||||||||||||||||
ISIN
|
US2036681086
|
Agenda
|
933419144 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
25-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
16-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1D
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1E
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
Against
|
|||||||||||||||||||
04
|
Amend Stock Option
Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
05
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
3300
|
0
|
13-Apr-2011
|
13-Apr-2011
|
||||||||||||||||||
COMPANHIA DE
SANEAMENTO BASICO DO ESTADO
|
|||||||||||||||||||||||
Security
|
20441A102
|
Meeting Type
|
Special
|
||||||||||||||||||||
Ticker Symbol
|
SBS
|
Meeting Date
|
09-Aug-2010
|
||||||||||||||||||||
ISIN
|
US20441A1025
|
Agenda
|
933312770 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
19-Jul-2010
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
04-Aug-2010
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Approve Article
Amendments
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
1750
|
0
|
23-Jul-2010
|
23-Jul-2010
|
||||||||||||||||||
COMPANHIA DE
SANEAMENTO BASICO DO ESTADO
|
|||||||||||||||||||||||
Security
|
20441A102
|
Meeting Type
|
Special
|
||||||||||||||||||||
Ticker Symbol
|
SBS
|
Meeting Date
|
28-Apr-2011
|
||||||||||||||||||||
ISIN
|
US20441A1025
|
Agenda
|
933424931 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
08-Apr-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
25-Apr-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
A1
|
Approve Financial
Statements, Allocation of Income, and
Discharge Directors |
Management
|
For
|
For
|
|||||||||||||||||||
A2
|
Approve Financial
Statements, Allocation of Income, and
Discharge Directors |
Management
|
For
|
For
|
|||||||||||||||||||
A3
|
Approve Previous
Board's Actions
|
Management
|
For
|
For
|
|||||||||||||||||||
A4
|
Miscellaneous
Compensation Plans
|
Management
|
For
|
For
|
|||||||||||||||||||
E1
|
Approve Charter
Amendment
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
2440
|
0
|
15-Apr-2011
|
15-Apr-2011
|
||||||||||||||||||
CRACKER BARREL OLD
COUNTRY STORE INC
|
|||||||||||||||||||||||
Security
|
22410J106
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
CBRL
|
Meeting Date
|
01-Dec-2010
|
||||||||||||||||||||
ISIN
|
US22410J1060
|
Agenda
|
933338849 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
04-Oct-2010
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
30-Nov-2010
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Election of Directors
|
Management
|
|||||||||||||||||||||
1
|
ROBERT V. DALE
|
For
|
For
|
||||||||||||||||||||
2
|
RICHARD J. DOBKIN
|
For
|
For
|
||||||||||||||||||||
3
|
ROBERT C. HILTON
|
For
|
For
|
||||||||||||||||||||
4
|
CHARLES E. JONES, JR.
|
For
|
For
|
||||||||||||||||||||
5
|
B.F. "JACK" LOWERY
|
For
|
For
|
||||||||||||||||||||
6
|
MARTHA M. MITCHELL
|
For
|
For
|
||||||||||||||||||||
7
|
ANDREA M. WEISS
|
For
|
For
|
||||||||||||||||||||
8
|
JIMMIE D. WHITE
|
For
|
For
|
||||||||||||||||||||
9
|
MICHAEL A. WOODHOUSE
|
For
|
For
|
||||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
Approve Stock
Compensation Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
1750
|
0
|
19-Oct-2010
|
19-Oct-2010
|
||||||||||||||||||
CVB FINANCIAL CORP.
|
|||||||||||||||||||||||
Security
|
126600105
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
CVBF
|
Meeting Date
|
18-May-2011
|
||||||||||||||||||||
ISIN
|
US1266001056
|
Agenda
|
933431948 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
25-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
17-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Election of Directors
|
Management
|
|||||||||||||||||||||
1
|
GEORGE A. BORBA
|
For
|
For
|
||||||||||||||||||||
2
|
JOHN A. BORBA
|
For
|
For
|
||||||||||||||||||||
3
|
ROBERT M. JACOBY, C.P.A
|
For
|
For
|
||||||||||||||||||||
4
|
RONALD O. KRUSE
|
For
|
For
|
||||||||||||||||||||
5
|
CHRISTOPHER D. MYERS
|
For
|
For
|
||||||||||||||||||||
6
|
JAMES C. SELEY
|
For
|
For
|
||||||||||||||||||||
7
|
SAN E. VACCARO
|
For
|
For
|
||||||||||||||||||||
8
|
D. LINN WILEY
|
For
|
For
|
||||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
19200
|
0
|
21-Apr-2011
|
21-Apr-2011
|
||||||||||||||||||
GRANITE CONSTRUCTION
INCORPORATED
|
|||||||||||||||||||||||
Security
|
387328107
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
GVA
|
Meeting Date
|
20-May-2011
|
||||||||||||||||||||
ISIN
|
US3873281071
|
Agenda
|
933412087 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
23-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
19-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
Against
|
|||||||||||||||||||
04
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
5400
|
0
|
08-Apr-2011
|
08-Apr-2011
|
||||||||||||||||||
HUBBELL INCORPORATED
|
|||||||||||||||||||||||
Security
|
443510201
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
HUBB
|
Meeting Date
|
02-May-2011
|
||||||||||||||||||||
ISIN
|
US4435102011
|
Agenda
|
933384858 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
04-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
29-Apr-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Election of Directors
|
Management
|
|||||||||||||||||||||
1
|
TIMOTHY H. POWERS
|
For
|
For
|
||||||||||||||||||||
2
|
LYNN J. GOOD
|
For
|
For
|
||||||||||||||||||||
3
|
ANTHONY J. GUZZI
|
For
|
For
|
||||||||||||||||||||
4
|
NEAL J. KEATING
|
For
|
For
|
||||||||||||||||||||
5
|
ANDREW MCNALLY IV
|
For
|
For
|
||||||||||||||||||||
6
|
G. JACKSON RATCLIFFE
|
For
|
For
|
||||||||||||||||||||
7
|
CARLOS A. RODRIGUEZ
|
For
|
For
|
||||||||||||||||||||
8
|
RICHARD J. SWIFT
|
For
|
For
|
||||||||||||||||||||
9
|
DANIEL S. VAN RIPER
|
For
|
For
|
||||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
Amend Stock
Compensation Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
05
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
1800
|
0
|
17-Mar-2011
|
17-Mar-2011
|
||||||||||||||||||
HUDBAY MINERALS INC.
|
|||||||||||||||||||||||
Security
|
443628102
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
HBM
|
Meeting Date
|
16-Jun-2011
|
||||||||||||||||||||
ISIN
|
CA4436281022
|
Agenda
|
933465444 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
04-May-2011
|
|||||||||||||||||||||
Country
|
Canada
|
Vote Deadline Date
|
13-Jun-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Election of Directors
(Majority Voting)
|
Management
|
|||||||||||||||||||||
1
|
J. BRUCE BARRACLOUGH
|
For
|
For
|
||||||||||||||||||||
2
|
DAVID GAROFALO
|
For
|
For
|
||||||||||||||||||||
3
|
ALAN R. HIBBEN
|
For
|
For
|
||||||||||||||||||||
4
|
W. WARREN HOLMES
|
For
|
For
|
||||||||||||||||||||
5
|
JOHN L. KNOWLES
|
For
|
For
|
||||||||||||||||||||
6
|
ALAN J. LENCZNER
|
For
|
For
|
||||||||||||||||||||
7
|
KENNETH G. STOWE
|
For
|
For
|
||||||||||||||||||||
8
|
G. WESLEY VOORHEIS
|
For
|
For
|
||||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
14800
|
0
|
26-May-2011
|
26-May-2011
|
||||||||||||||||||
JAKKS PACIFIC, INC.
|
|||||||||||||||||||||||
Security
|
47012E106
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
JAKK
|
Meeting Date
|
01-Oct-2010
|
||||||||||||||||||||
ISIN
|
US47012E1064
|
Agenda
|
933323709 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
16-Aug-2010
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
30-Sep-2010
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1
|
Election of Directors
|
Management
|
|||||||||||||||||||||
1
|
STEPHEN G. BERMAN
|
For
|
For
|
||||||||||||||||||||
2
|
DAN ALMAGOR
|
For
|
For
|
||||||||||||||||||||
3
|
MARVIN W. ELLIN
|
For
|
For
|
||||||||||||||||||||
4
|
ROBERT E. GLICK
|
For
|
For
|
||||||||||||||||||||
5
|
MICHAEL G. MILLER
|
For
|
For
|
||||||||||||||||||||
6
|
MURRAY L. SKALA
|
For
|
For
|
||||||||||||||||||||
2
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
5150
|
0
|
28-Aug-2010
|
28-Aug-2010
|
||||||||||||||||||
KBR, INC.
|
|||||||||||||||||||||||
Security
|
48242W106
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
KBR
|
Meeting Date
|
19-May-2011
|
||||||||||||||||||||
ISIN
|
US48242W1062
|
Agenda
|
933412239 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
21-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
18-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Election of Directors
|
Management
|
|||||||||||||||||||||
1
|
JOHN R. HUFF
|
For
|
For
|
||||||||||||||||||||
2
|
LESTER L. LYLES
|
For
|
For
|
||||||||||||||||||||
3
|
RICHARD J. SLATER
|
For
|
For
|
||||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
Against
|
|||||||||||||||||||
05
|
S/H Proposal - Create
a Non-Discriminatory Sexual Orientation
Policy |
Shareholder
|
Against
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
3950
|
0
|
08-Apr-2011
|
08-Apr-2011
|
||||||||||||||||||
LABORATORY CORP. OF
AMERICA HOLDINGS
|
|||||||||||||||||||||||
Security
|
50540R409
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
LH
|
Meeting Date
|
11-May-2011
|
||||||||||||||||||||
ISIN
|
US50540R4092
|
Agenda
|
933398554 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
14-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
10-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1D
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1E
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1F
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1G
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1H
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1I
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1J
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
Against
|
|||||||||||||||||||
04
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
1060
|
0
|
30-Mar-2011
|
30-Mar-2011
|
||||||||||||||||||
LINCOLN ELECTRIC
HOLDINGS, INC.
|
|||||||||||||||||||||||
Security
|
533900106
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
LECO
|
Meeting Date
|
29-Apr-2011
|
||||||||||||||||||||
ISIN
|
US5339001068
|
Agenda
|
933388666 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
02-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
28-Apr-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Election of Directors
|
Management
|
|||||||||||||||||||||
1
|
DAVID H. GUNNING
|
For
|
For
|
||||||||||||||||||||
2
|
G. RUSSELL LINCOLN
|
For
|
For
|
||||||||||||||||||||
3
|
CHRISTOPHER L. MAPES
|
For
|
For
|
||||||||||||||||||||
4
|
HELLENE S. RUNTAGH
|
For
|
For
|
||||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
Against
|
|||||||||||||||||||
05
|
Amend Stock
Compensation Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
1800
|
0
|
22-Mar-2011
|
22-Mar-2011
|
||||||||||||||||||
NII HOLDINGS, INC.
|
|||||||||||||||||||||||
Security
|
62913F201
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
NIHD
|
Meeting Date
|
10-May-2011
|
||||||||||||||||||||
ISIN
|
US62913F2011
|
Agenda
|
933406604 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
18-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
09-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Election of Directors
|
Management
|
|||||||||||||||||||||
1
|
CHARLES M. HERINGTON
|
For
|
For
|
||||||||||||||||||||
2
|
ROSENDO G. PARRA
|
For
|
For
|
||||||||||||||||||||
3
|
JOHN W. RISNER
|
For
|
For
|
||||||||||||||||||||
02
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
Against
|
|||||||||||||||||||
04
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
2200
|
0
|
05-Apr-2011
|
05-Apr-2011
|
||||||||||||||||||
OMNICARE, INC.
|
|||||||||||||||||||||||
Security
|
681904108
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
OCR
|
Meeting Date
|
24-May-2011
|
||||||||||||||||||||
ISIN
|
US6819041087
|
Agenda
|
933436657 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
01-Apr-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
23-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1A
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1B
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1C
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1D
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
1E
|
Election of Directors
(Majority Voting)
|
Management
|
For
|
For
|
|||||||||||||||||||
02
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
Against
|
|||||||||||||||||||
04
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
5150
|
0
|
26-Apr-2011
|
26-Apr-2011
|
||||||||||||||||||
PARTNERRE LTD.
|
|||||||||||||||||||||||
Security
|
G6852T105
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
PRE
|
Meeting Date
|
19-May-2011
|
||||||||||||||||||||
ISIN
|
BMG6852T1053
|
Agenda
|
933408103 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
22-Mar-2011
|
|||||||||||||||||||||
Country
|
Bermuda
|
Vote Deadline Date
|
18-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Election of Directors
|
Management
|
|||||||||||||||||||||
1
|
JUDITH HANRATTY
|
For
|
For
|
||||||||||||||||||||
2
|
COSTAS MIRANTHIS
|
For
|
For
|
||||||||||||||||||||
3
|
REMY SAUTTER
|
For
|
For
|
||||||||||||||||||||
4
|
JURGEN ZECH
|
For
|
For
|
||||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
Amend Stock
Compensation Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
Adopt Employee Stock
Purchase Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
05
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
06
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
1780
|
0
|
06-Apr-2011
|
06-Apr-2011
|
||||||||||||||||||
RALCORP HOLDINGS,
INC.
|
|||||||||||||||||||||||
Security
|
751028101
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
RAH
|
Meeting Date
|
18-Jan-2011
|
||||||||||||||||||||
ISIN
|
US7510281014
|
Agenda
|
933357609 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
15-Nov-2010
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
14-Jan-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Election of Directors
|
Management
|
|||||||||||||||||||||
1
|
BENJAMIN OLA. AKANDE
|
For
|
For
|
||||||||||||||||||||
2
|
JONATHAN E. BAUM
|
For
|
For
|
||||||||||||||||||||
3
|
KEVIN J. HUNT
|
For
|
For
|
||||||||||||||||||||
4
|
DAVID W. KEMPER
|
For
|
For
|
||||||||||||||||||||
5
|
DAVID R. WENZEL
|
For
|
For
|
||||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
1500
|
0
|
09-Dec-2010
|
09-Dec-2010
|
||||||||||||||||||
RTI INTERNATIONAL
METALS, INC.
|
|||||||||||||||||||||||
Security
|
74973W107
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
RTI
|
Meeting Date
|
29-Apr-2011
|
||||||||||||||||||||
ISIN
|
US74973W1071
|
Agenda
|
933408672 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
15-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
28-Apr-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Election of Directors
|
Management
|
|||||||||||||||||||||
1
|
DANIEL I. BOOKER
|
For
|
For
|
||||||||||||||||||||
2
|
RONALD L. GALLATIN
|
For
|
For
|
||||||||||||||||||||
3
|
CHARLES C. GEDEON
|
For
|
For
|
||||||||||||||||||||
4
|
ROBERT M. HERNANDEZ
|
For
|
For
|
||||||||||||||||||||
5
|
DAWNE S. HICKTON
|
For
|
For
|
||||||||||||||||||||
6
|
EDITH E. HOLIDAY
|
For
|
For
|
||||||||||||||||||||
7
|
BRYAN T. MOSS
|
For
|
For
|
||||||||||||||||||||
8
|
JAMES A. WILLIAMS
|
For
|
For
|
||||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
Against
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
4000
|
0
|
06-Apr-2011
|
06-Apr-2011
|
||||||||||||||||||
SPIRIT AEROSYSTEMS
HOLDINGS INC
|
|||||||||||||||||||||||
Security
|
848574109
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
SPR
|
Meeting Date
|
03-May-2011
|
||||||||||||||||||||
ISIN
|
US8485741099
|
Agenda
|
933404256 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
11-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
02-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Election of Directors
|
Management
|
|||||||||||||||||||||
1
|
CHARLES L. CHADWELL
|
For
|
For
|
||||||||||||||||||||
2
|
IVOR EVANS
|
For
|
For
|
||||||||||||||||||||
3
|
PAUL FULCHINO
|
For
|
For
|
||||||||||||||||||||
4
|
RICHARD GEPHARDT
|
For
|
For
|
||||||||||||||||||||
5
|
ROBERT JOHNSON
|
For
|
For
|
||||||||||||||||||||
6
|
RONALD KADISH
|
For
|
For
|
||||||||||||||||||||
7
|
TAWFIQ POPATIA
|
For
|
For
|
||||||||||||||||||||
8
|
FRANCIS RABORN
|
For
|
For
|
||||||||||||||||||||
9
|
JEFFREY L. TURNER
|
For
|
For
|
||||||||||||||||||||
10
|
JAMES L. WELCH
|
For
|
For
|
||||||||||||||||||||
02
|
Amend Stock
Compensation Plan
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
For
|
|||||||||||||||||||
05
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
5520
|
0
|
02-Apr-2011
|
02-Apr-2011
|
||||||||||||||||||
TIDEWATER INC.
|
|||||||||||||||||||||||
Security
|
886423102
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
TDW
|
Meeting Date
|
22-Jul-2010
|
||||||||||||||||||||
ISIN
|
US8864231027
|
Agenda
|
933302894 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
28-May-2010
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
21-Jul-2010
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
1
|
Election of Directors
|
Management
|
|||||||||||||||||||||
1
|
M. JAY ALLISON
|
For
|
For
|
||||||||||||||||||||
2
|
JAMES C. DAY
|
For
|
For
|
||||||||||||||||||||
3
|
RICHARD T. DU MOULIN
|
For
|
For
|
||||||||||||||||||||
4
|
MORRIS E. FOSTER
|
For
|
For
|
||||||||||||||||||||
5
|
J. WAYNE LEONARD
|
For
|
For
|
||||||||||||||||||||
6
|
JON C. MADONNA
|
For
|
For
|
||||||||||||||||||||
7
|
JOSEPH H. NETHERLAND
|
For
|
For
|
||||||||||||||||||||
8
|
RICHARD A. PATTAROZZI
|
For
|
For
|
||||||||||||||||||||
9
|
NICHOLAS J. SUTTON
|
For
|
For
|
||||||||||||||||||||
10
|
CINDY B. TAYLOR
|
For
|
For
|
||||||||||||||||||||
11
|
DEAN E. TAYLOR
|
For
|
For
|
||||||||||||||||||||
12
|
JACK E. THOMPSON
|
For
|
For
|
||||||||||||||||||||
2
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
1480
|
0
|
18-Jun-2010
|
18-Jun-2010
|
||||||||||||||||||
VIEWPOINT FINANCIAL
GROUP INC
|
|||||||||||||||||||||||
Security
|
92672A101
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
VPFG
|
Meeting Date
|
24-May-2011
|
||||||||||||||||||||
ISIN
|
US92672A1016
|
Agenda
|
933433853 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
04-Apr-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
23-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Election of Directors
|
Management
|
|||||||||||||||||||||
1
|
JAMES B. MCCARLEY
|
For
|
For
|
||||||||||||||||||||
2
|
KAREN H. O'SHEA
|
For
|
For
|
||||||||||||||||||||
02
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
04
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
9950
|
0
|
22-Apr-2011
|
22-Apr-2011
|
||||||||||||||||||
W. R. BERKLEY
CORPORATION
|
|||||||||||||||||||||||
Security
|
084423102
|
Meeting Type
|
Annual
|
||||||||||||||||||||
Ticker Symbol
|
WRB
|
Meeting Date
|
17-May-2011
|
||||||||||||||||||||
ISIN
|
US0844231029
|
Agenda
|
933405385 - Management
|
||||||||||||||||||||
City
|
Holding Recon Date
|
22-Mar-2011
|
|||||||||||||||||||||
Country
|
United States
|
Vote Deadline Date
|
16-May-2011
|
||||||||||||||||||||
SEDOL(s)
|
Quick Code
|
||||||||||||||||||||||
Item
|
Proposal
|
Type
|
Vote
|
For/Against
Management |
|||||||||||||||||||
01
|
Election of Directors
|
Management
|
|||||||||||||||||||||
1
|
RODNEY A. HAWES, JR.
|
For
|
For
|
||||||||||||||||||||
2
|
JACK H. NUSBAUM
|
For
|
For
|
||||||||||||||||||||
3
|
MARK L. SHAPIRO
|
For
|
For
|
||||||||||||||||||||
02
|
14A Executive
Compensation
|
Management
|
For
|
For
|
|||||||||||||||||||
03
|
14A Executive
Compensation Vote Frequency
|
Management
|
3 Years
|
For
|
|||||||||||||||||||
04
|
Ratify Appointment of
Independent Auditors
|
Management
|
For
|
For
|
|||||||||||||||||||
Account Number
|
Custodian
|
Ballot Shares
|
Unavailable
Shares |
Vote Date
|
Date Confirmed
|
||||||||||||||||||
000888337
|
93I
|
5100
|
0
|
05-Apr-2011
|
05-Apr-2011
|
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Cullen Funds Trust
By: | /s/ James P. Cullen |
|
|
Name: | James P. Cullen |
Title: | Trustee and President |
Date: | August 12, 2011 |