0001562180-21-006532.txt : 20211019 0001562180-21-006532.hdr.sgml : 20211019 20211019155333 ACCESSION NUMBER: 0001562180-21-006532 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211018 FILED AS OF DATE: 20211019 DATE AS OF CHANGE: 20211019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wagner Tom CENTRAL INDEX KEY: 0001666927 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30777 FILM NUMBER: 211330867 MAIL ADDRESS: STREET 1: 949 SOUTH COAST DRIVE STREET 2: 3RD FLOOR CITY: COSTA MESA STATE: CA ZIP: 92626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC MERCANTILE BANCORP CENTRAL INDEX KEY: 0001109546 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 330898238 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 949 SOUTH COAST DRIVE STREET 2: THIRD FLOOR CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 714-438-2500 MAIL ADDRESS: STREET 1: 949 SOUTH COAST DRIVE STREET 2: THIRD FLOOR CITY: COSTA MESA STATE: CA ZIP: 92626 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-10-18 true 0001109546 PACIFIC MERCANTILE BANCORP PMBC 0001666927 Wagner Tom 949 SOUTH COAST DRIVE THIRD FLOOR COSTA MESA CA 92626 false true false false EVP, Corporate Finance Common Stock 2021-10-18 4 S false 13990.00 9.31 D 0.00 D Stock Option (Right to Buy) 8.40 2021-10-18 4 S false 4336.00 9.31 D 2028-02-23 Common Stock 4336.00 0.00 D Stock Option (Right to Buy) 6.87 2021-10-18 4 S false 11330.00 9.31 D 2024-08-21 Common Stock 11330.00 0.00 D Stock Options (Right to buy) 7.10 2021-10-18 4 S false 5167.00 9.31 D 2025-02-17 Common Stock 5167.00 0.00 D Stock Options (Right to buy) 6.77 2021-10-18 4 S false 23588.00 9.31 D 2026-02-16 Common Stock 23588.00 0.00 D Pursuant to the Merger Agreement by and between Pacific Mercantile Bancorp and Banc of California, Inc. dated March 22, 2021 (the "Agreement"), all vested shares of Pacific Mercantile Bancorp will be converted to Banc of California, Inc. shares at a 2:1 ratio. The vesting of all options, RSAs and RSUs (the "Incentives") were accelerated and cashed out upon the close of the merger that occurred on October 18, 2021. The price per share used to cash out these Incentives was $9.31, and was determined pursuant to the Agreement. /s/ Curt A. Christianssen, attorney in fact for Thomas R. Wagner 2021-10-19