0001562180-21-006529.txt : 20211019
0001562180-21-006529.hdr.sgml : 20211019
20211019155310
ACCESSION NUMBER: 0001562180-21-006529
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211018
FILED AS OF DATE: 20211019
DATE AS OF CHANGE: 20211019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Anderson Robert S.
CENTRAL INDEX KEY: 0001667838
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30777
FILM NUMBER: 211330864
MAIL ADDRESS:
STREET 1: 949 SOUTH COAST DRIVE
STREET 2: 3RD FLOOR
CITY: COSTA MESA
STATE: CA
ZIP: 92626
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PACIFIC MERCANTILE BANCORP
CENTRAL INDEX KEY: 0001109546
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 330898238
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 949 SOUTH COAST DRIVE
STREET 2: THIRD FLOOR
CITY: COSTA MESA
STATE: CA
ZIP: 92626
BUSINESS PHONE: 714-438-2500
MAIL ADDRESS:
STREET 1: 949 SOUTH COAST DRIVE
STREET 2: THIRD FLOOR
CITY: COSTA MESA
STATE: CA
ZIP: 92626
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2021-10-18
true
0001109546
PACIFIC MERCANTILE BANCORP
PMBC
0001667838
Anderson Robert S.
949 SOUTH COAST DRIVE
THIRD FLOOR
COSTA MESA
CA
92626
false
true
false
false
EVP & Chief Credit Officer
Common Stock
2021-10-18
4
S
false
126438.00
9.31
D
0.00
D
Common Stock
2021-10-18
4
S
false
3100.00
9.31
D
0.00
I
Spouse
Common Stock Option
8.15
2021-10-18
4
S
false
11513.00
9.31
D
2028-02-21
Common Stock
11513.00
0.00
D
Common Stock Option
7.10
2021-10-18
4
S
false
7933.00
9.31
D
2025-02-17
Common Stock
7933.00
0.00
D
Common Stock Option
6.77
2021-10-18
4
S
false
20588.00
9.31
D
2026-02-16
Common Stock
20588.00
0.00
D
Common Stock Option
6.24
2021-10-18
4
S
false
12500.00
9.31
D
2023-09-03
Common Stock
12500.00
0.00
D
Pursuant to the Merger Agreement by and between Pacific Mercantile Bancorp and Banc of California, Inc. dated March 22, 2021 (the "Agreement"), all vested shares of Pacific Mercantile Bancorp will be converted to Banc of California, Inc. shares at a 2:1 ratio. The vesting of all options, RSAs and RSUs (the "Incentives") were accelerated and cashed out upon the close of the merger that occurred on October 18, 2021. The price per share used to cash out these Incentives was $9.31, and was determined pursuant to the Agreement.
/s/ Curt A. Christianssen, as attorney in fact for Robert Anderson
2021-10-19