0001562180-21-006529.txt : 20211019 0001562180-21-006529.hdr.sgml : 20211019 20211019155310 ACCESSION NUMBER: 0001562180-21-006529 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211018 FILED AS OF DATE: 20211019 DATE AS OF CHANGE: 20211019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anderson Robert S. CENTRAL INDEX KEY: 0001667838 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30777 FILM NUMBER: 211330864 MAIL ADDRESS: STREET 1: 949 SOUTH COAST DRIVE STREET 2: 3RD FLOOR CITY: COSTA MESA STATE: CA ZIP: 92626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC MERCANTILE BANCORP CENTRAL INDEX KEY: 0001109546 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 330898238 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 949 SOUTH COAST DRIVE STREET 2: THIRD FLOOR CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 714-438-2500 MAIL ADDRESS: STREET 1: 949 SOUTH COAST DRIVE STREET 2: THIRD FLOOR CITY: COSTA MESA STATE: CA ZIP: 92626 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-10-18 true 0001109546 PACIFIC MERCANTILE BANCORP PMBC 0001667838 Anderson Robert S. 949 SOUTH COAST DRIVE THIRD FLOOR COSTA MESA CA 92626 false true false false EVP & Chief Credit Officer Common Stock 2021-10-18 4 S false 126438.00 9.31 D 0.00 D Common Stock 2021-10-18 4 S false 3100.00 9.31 D 0.00 I Spouse Common Stock Option 8.15 2021-10-18 4 S false 11513.00 9.31 D 2028-02-21 Common Stock 11513.00 0.00 D Common Stock Option 7.10 2021-10-18 4 S false 7933.00 9.31 D 2025-02-17 Common Stock 7933.00 0.00 D Common Stock Option 6.77 2021-10-18 4 S false 20588.00 9.31 D 2026-02-16 Common Stock 20588.00 0.00 D Common Stock Option 6.24 2021-10-18 4 S false 12500.00 9.31 D 2023-09-03 Common Stock 12500.00 0.00 D Pursuant to the Merger Agreement by and between Pacific Mercantile Bancorp and Banc of California, Inc. dated March 22, 2021 (the "Agreement"), all vested shares of Pacific Mercantile Bancorp will be converted to Banc of California, Inc. shares at a 2:1 ratio. The vesting of all options, RSAs and RSUs (the "Incentives") were accelerated and cashed out upon the close of the merger that occurred on October 18, 2021. The price per share used to cash out these Incentives was $9.31, and was determined pursuant to the Agreement. /s/ Curt A. Christianssen, as attorney in fact for Robert Anderson 2021-10-19