0001562180-20-003474.txt : 20200507 0001562180-20-003474.hdr.sgml : 20200507 20200507191345 ACCESSION NUMBER: 0001562180-20-003474 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200506 FILED AS OF DATE: 20200507 DATE AS OF CHANGE: 20200507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anderson Robert S. CENTRAL INDEX KEY: 0001667838 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30777 FILM NUMBER: 20858203 MAIL ADDRESS: STREET 1: 949 SOUTH COAST DRIVE STREET 2: 3RD FLOOR CITY: COSTA MESA STATE: CA ZIP: 92626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC MERCANTILE BANCORP CENTRAL INDEX KEY: 0001109546 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 330898238 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 949 SOUTH COAST DRIVE STREET 2: THIRD FLOOR CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 714-438-2500 MAIL ADDRESS: STREET 1: 949 SOUTH COAST DRIVE STREET 2: THIRD FLOOR CITY: COSTA MESA STATE: CA ZIP: 92626 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2020-05-06 false 0001109546 PACIFIC MERCANTILE BANCORP PMBC 0001667838 Anderson Robert S. 949 SOUTH COAST DRIVE THIRD FLOOR COSTA MESA CA 92626 false true false false EVP & Chief Credit Officer Common Stock 2020-05-06 4 P false 12000.00 3.61 A 110067.00 D Common Stock 2020-05-06 4 P false 8000.00 3.31 A 118067.00 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.39 to $3.62 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.29 to $3.32 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The reporting person's purchase of PMBC common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 1,721 shares, with the reporting person's sale of shares of PMBC common stock on February 20, 2020 and February 21, 2020. The reporting person has agreed to pay to PMBC, upon settlement of the purchase, $6,051, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs. /s/ Nancy Gray, attorney in fact for ROBERT ANDERSON 2020-05-07