0001562180-20-003474.txt : 20200507
0001562180-20-003474.hdr.sgml : 20200507
20200507191345
ACCESSION NUMBER: 0001562180-20-003474
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200506
FILED AS OF DATE: 20200507
DATE AS OF CHANGE: 20200507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Anderson Robert S.
CENTRAL INDEX KEY: 0001667838
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30777
FILM NUMBER: 20858203
MAIL ADDRESS:
STREET 1: 949 SOUTH COAST DRIVE
STREET 2: 3RD FLOOR
CITY: COSTA MESA
STATE: CA
ZIP: 92626
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PACIFIC MERCANTILE BANCORP
CENTRAL INDEX KEY: 0001109546
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 330898238
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 949 SOUTH COAST DRIVE
STREET 2: THIRD FLOOR
CITY: COSTA MESA
STATE: CA
ZIP: 92626
BUSINESS PHONE: 714-438-2500
MAIL ADDRESS:
STREET 1: 949 SOUTH COAST DRIVE
STREET 2: THIRD FLOOR
CITY: COSTA MESA
STATE: CA
ZIP: 92626
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2020-05-06
false
0001109546
PACIFIC MERCANTILE BANCORP
PMBC
0001667838
Anderson Robert S.
949 SOUTH COAST DRIVE
THIRD FLOOR
COSTA MESA
CA
92626
false
true
false
false
EVP & Chief Credit Officer
Common Stock
2020-05-06
4
P
false
12000.00
3.61
A
110067.00
D
Common Stock
2020-05-06
4
P
false
8000.00
3.31
A
118067.00
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.39 to $3.62 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.29 to $3.32 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The reporting person's purchase of PMBC common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 1,721 shares, with the reporting person's sale of shares of PMBC common stock on February 20, 2020 and February 21, 2020. The reporting person has agreed to pay to PMBC, upon settlement of the purchase, $6,051, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.
/s/ Nancy Gray, attorney in fact for ROBERT ANDERSON
2020-05-07