0001532155-13-000079.txt : 20130510 0001532155-13-000079.hdr.sgml : 20130510 20130509174236 ACCESSION NUMBER: 0001532155-13-000079 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130510 DATE AS OF CHANGE: 20130509 EFFECTIVENESS DATE: 20130510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCEBERNSTEIN L.P. CENTRAL INDEX KEY: 0001109448 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 134064930 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10562 FILM NUMBER: 13830310 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2129691000 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE CAPITAL MANAGEMENT L P DATE OF NAME CHANGE: 20000316 13F-HR/A 1 ab13f_0331-A2.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [X ]; Amendment Number: _2_ This Amendment (Check only one.):[ ] is a restatement. [X ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ALLIANCEBERNSTEIN Address: 1345 Avenue of the Americas NewYork, N.Y. 10105 Form 13F File Number: 28-10562 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Laurence Bertan Title: SVP and Head of Regulatory Reporting Phone: 212-969-1309 Signature, Place, and Date of Signing: /s/ Laurence Bertan New York, NY May 9, 2013 -------------------------- -------------------- -------------------- [Signature] [City, State] [Date] All media outlets, please contact Andrea Prochniak at AllianceBernstein (212-756-4542) with any questions. All other questions can be directed to Section13USFilings@alliancebernstein.com Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 11 Form 13F Information Table Value Total: $1,881,288 (Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] 01 AXA SA (28-3570) 02 AXA ASSURANCES I.A.R.D. MUTUELLE (28-3636) & AXA ASSURANCES VIE MUTUELLE (28-3638) (collectively, the "Mutuelles AXA"), as a group 03 AXA FINANCIAL, INC. (28-3344) FORM 13F INFORMATION TABLE
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 TITLE FAIR SHARES OR PUT/ INVESTMENT DISCRETION VOTING AUTHORITY (SHARES) OF CUSIP MARKET PRINCIPAL CALL (A) (B) (C) (A) (B) (C) Name of Issuer CLASS NUMBER VALUE AMOUNT SOLE DEFINED OTHER Managers SOLE SHARED NONE AMERICAN AXLE & MFG HOL COM 024061103 814 59600 PUT X 01 02 03 59600 0 0 BEAZER HOMES USA INC COM 07556Q881 2717 171500 CAL X 01 02 03 171500 0 0 COINSTAR INC COM 19259P300 637 10900 PUT X 01 02 03 10900 0 0 HASBRO INC COM 418056107 1204 27400 PUT X 01 02 03 27400 0 0 INTERPUBLIC GROUP COS I COM 460690100 343 26300 PUT X 01 02 03 26300 0 0 ISHARES MSCI EMERG MKT COM 464287234 785013 18354300 PUT X 01 02 03 18354300 0 0 ISHARES MSCI EAFE INDEX COM 464287465 977540 16574100 PUT X 01 02 03 16574100 0 0 MARKET VECTORS ETF COM 57060U506 9713 350000 CAL X 01 02 03 350000 0 0 POWERSHS DB US DOLLAR I COM 73936D107 845 37400 CAL X 01 02 03 37400 0 0 SPDR S&P 500 ETF TR COM 78462F103 21150 135000 CAL X 01 02 03 135000 0 0 SPDR S&P 500 ETF TR COM 78462F103 81312 519000 PUT X 01 02 03 519000 0 0 GRAND TOTAL 1,881,288