0001532155-13-000079.txt : 20130510
0001532155-13-000079.hdr.sgml : 20130510
20130509174236
ACCESSION NUMBER: 0001532155-13-000079
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130510
DATE AS OF CHANGE: 20130509
EFFECTIVENESS DATE: 20130510
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALLIANCEBERNSTEIN L.P.
CENTRAL INDEX KEY: 0001109448
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 134064930
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10562
FILM NUMBER: 13830310
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 2129691000
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIANCE CAPITAL MANAGEMENT L P
DATE OF NAME CHANGE: 20000316
13F-HR/A
1
ab13f_0331-A2.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment [X ]; Amendment Number: _2_
This Amendment (Check only one.):[ ] is a restatement.
[X ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: ALLIANCEBERNSTEIN
Address: 1345 Avenue of the Americas
NewYork, N.Y. 10105
Form 13F File Number: 28-10562
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Laurence Bertan
Title: SVP and Head of Regulatory Reporting
Phone: 212-969-1309
Signature, Place, and Date of Signing:
/s/ Laurence Bertan New York, NY May 9, 2013
-------------------------- -------------------- --------------------
[Signature] [City, State] [Date]
All media outlets, please contact Andrea Prochniak at AllianceBernstein
(212-756-4542) with any questions. All other questions can be directed to
Section13USFilings@alliancebernstein.com
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 11
Form 13F Information Table Value Total: $1,881,288 (Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
01 AXA SA (28-3570)
02 AXA ASSURANCES I.A.R.D. MUTUELLE (28-3636) & AXA ASSURANCES VIE MUTUELLE
(28-3638) (collectively, the "Mutuelles AXA"), as a group
03 AXA FINANCIAL, INC. (28-3344)
FORM 13F INFORMATION TABLE
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
TITLE FAIR SHARES OR PUT/ INVESTMENT DISCRETION VOTING AUTHORITY (SHARES)
OF CUSIP MARKET PRINCIPAL CALL (A) (B) (C) (A) (B) (C)
Name of Issuer CLASS NUMBER VALUE AMOUNT SOLE DEFINED OTHER Managers SOLE SHARED NONE
AMERICAN AXLE & MFG HOL COM 024061103 814 59600 PUT X 01 02 03 59600 0 0
BEAZER HOMES USA INC COM 07556Q881 2717 171500 CAL X 01 02 03 171500 0 0
COINSTAR INC COM 19259P300 637 10900 PUT X 01 02 03 10900 0 0
HASBRO INC COM 418056107 1204 27400 PUT X 01 02 03 27400 0 0
INTERPUBLIC GROUP COS I COM 460690100 343 26300 PUT X 01 02 03 26300 0 0
ISHARES MSCI EMERG MKT COM 464287234 785013 18354300 PUT X 01 02 03 18354300 0 0
ISHARES MSCI EAFE INDEX COM 464287465 977540 16574100 PUT X 01 02 03 16574100 0 0
MARKET VECTORS ETF COM 57060U506 9713 350000 CAL X 01 02 03 350000 0 0
POWERSHS DB US DOLLAR I COM 73936D107 845 37400 CAL X 01 02 03 37400 0 0
SPDR S&P 500 ETF TR COM 78462F103 21150 135000 CAL X 01 02 03 135000 0 0
SPDR S&P 500 ETF TR COM 78462F103 81312 519000 PUT X 01 02 03 519000 0 0
GRAND TOTAL 1,881,288