0001532155-13-000078.txt : 20130509
0001532155-13-000078.hdr.sgml : 20130509
20130509162302
ACCESSION NUMBER: 0001532155-13-000078
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130509
DATE AS OF CHANGE: 20130509
EFFECTIVENESS DATE: 20130509
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALLIANCEBERNSTEIN L.P.
CENTRAL INDEX KEY: 0001109448
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 134064930
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10562
FILM NUMBER: 13829212
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 2129691000
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIANCE CAPITAL MANAGEMENT L P
DATE OF NAME CHANGE: 20000316
13F-HR/A
1
ab13f_0331-A1.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment [X ]; Amendment Number: _1_
This Amendment (Check only one.):[ ] is a restatement.
[X ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: ALLIANCEBERNSTEIN
Address: 1345 Avenue of the Americas
NewYork, N.Y. 10105
Form 13F File Number: 28-10562
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Laurence Bertan
Title: SVP and Head of Regulatory Reporting
Phone: 212-969-1309
Signature, Place, and Date of Signing:
/s/ Laurence Bertan New York, NY May 9, 2013
-------------------------- -------------------- --------------------
[Signature] [City, State] [Date]
All media outlets, please contact Andrea Prochniak at AllianceBernstein
(212-756-4542) with any questions. All other questions can be directed to
Section13USFilings@alliancebernstein.com
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 27
Form 13F Information Table Value Total: $1,063,613 (Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
01 AXA SA (28-3570)
02 AXA ASSURANCES I.A.R.D. MUTUELLE (28-3636) & AXA ASSURANCES VIE MUTUELLE
(28-3638) (collectively, the "Mutuelles AXA"), as a group
03 AXA FINANCIAL, INC. (28-3344)
FORM 13F INFORMATION TABLE
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
TITLE FAIR SHARES OR INVESTMENT DISCRETION VOTING AUTHORITY (SHARES)
OF CUSIP MARKET PRINCIPAL (A) (B) (C) (A) (B) (C)
Name of Issuer CLASS NUMBER VALUE AMOUNT SOLE DEFINED OTHER Managers SOLE SHARED NONE
ISHARES MSCI TURKEY INVSTBLE MSC 464286715 3247 45610 X 01 02 03 45610 0 0
ISHARES MSCI CHILE CAPPED IN MSC 464286640 1900 29270 X 01 02 03 29270 0 0
ISHARES MSCI TAIWAN INDEX FD MSC 464286731 15269 1144581 X 01 02 03 1144581 0 0
ISHARES DJ SELECT DIVIDEND MSC 464287168 340 5362 X 01 02 03 5362 0 0
ISHARES BARCLAYS TIPS BOND MSC 464287176 767 6323 X 01 02 03 6323 0 0
ISHARES MSCI EMERGING MKT IN MSC 464287234 561247 13122456 X 01 02 03 13122456 0 0
ISHARES IBOXX INV GR CORP BD MSC 464287242 290 2415 X 01 02 03 2415 0 0
ISHARES MSCI EAFE INDEX FUND MSC 464287465 5182 87854 X 01 02 03 87854 0 0
ISHARES NASDAQ BIOTECH INDX MSC 464287556 1297 8112 X 01 02 03 8112 0 0
ISHARES RUSSELL 2000 MSC 464287655 422 4468 X 01 02 03 4468 0 0
ISHARES DJ US HEALTHCARE SEC MSC 464287762 714 7400 X 01 02 03 7400 0 0
ISHARES DJ US ENERGY SECTOR MSC 464287796 609 13500 X 01 02 03 13500 0 0
ISHARES CORE MSCI EMERGING MSC 46434G103 3728 73436 X 01 02 03 73436 0 0
MARKET VECTORS GOLD MINERS MSC 5706OU100 37845 999860 X 01 02 03 999860 0 0
MARKET VECTORS OIL SERVICE E MSC 57060U191 51042 1189510 X 01 02 03 1189510 0 0
POWERSHARES QQQ NASDAQ 100 MSC 73935A104 207 3000 X 01 02 03 3000 0 0
PROSHARES ULTRA VIX ST FUTUR MSC 74347W411 80 10402 X 01 02 03 10402 0 0
SPDR S&P 500 ETF TRUST MSC 78462F103 275485 1758376 X 01 02 03 1758376 0 0
SPDR S&P HOMEBUILDERS ETF MSC 78464A888 329 10956 X 01 02 03 10956 0 0
SPDR S&P MIDCAP 400 ETF TRUS MSC 78467Y107 228 1086 X 01 02 03 1086 0 0
HEALTH CARE SELECT SECTOR MSC 81369Y209 81535 1772149 X 01 02 03 1772149 0 0
VANGUARD FTSE EMERGING MARKETS MSC 922042858 17889 417052 X 01 02 03 417052 0 0
VANGUARD S&P 500 ETF MSC 922908413 374 5215 X 01 02 03 5215 0 0
VANGUARD REIT ETF MSC 922908553 709 10051 X 01 02 03 10051 0 0
VANGUARD MID-CAP ETF MSC 922908629 376 4050 X 01 02 03 4050 0 0
VANGUARD SMALL-CAP ETF MSC 922908751 370 4060 X 01 02 03 4060 0 0
WISDOMTREE INDIA EARNINGS MSC 97717W422 2132 118659 X 01 02 03 118659 0 0
GRAND TOTAL 1,063,613