8-K 1 a03-3726_18k.htm 8-K

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C.  20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):

 

September 30, 2003

 

 

 

 

 

ALLIANCE CAPITAL MANAGEMENT L.P.

(Exact name of registrant as specified in its charter)

 

 

 

 

 

Delaware

 

000-29961

 

13-4064930

(State or other jurisdiction of
incorporation or organization)

 

(Commission
File Number)

 

(I.R.S. Employer
Identification Number)

 

 

 

 

 

1345 Avenue of the Americas, New York, New York

 

10105

(Address of principal executive offices)

 

(Zip Code)

 

 

 

 

 

Registrant’s telephone number, including area code:

 

212-969-1000

 

 



 

Item 1.

Changes in Control of Registrant.

 

 

 

 

Not applicable.

 

 

 

Item 2.

Acquisition or Disposition of Assets.

 

 

 

 

 

Not applicable.

 

 

 

Item 3.

Bankruptcy or Receivership.

 

 

 

 

 

Not applicable.

 

 

 

Item 4.

Changes in Registrant’s Certifying Accountant.

 

 

 

 

 

Not applicable.

 

 

 

Item 5.

Other Events and Regulation FD Disclosure.

 

 

 

 

 

Not applicable.

 

 

 

Item 6.

Resignations of Registrant’s Directors.

 

 

 

 

 

Not applicable.

 

 

 

Item 7.

Financial Statements and Exhibits.

 

 

 

 

 

 

(a)

Financial Statements of Businesses Acquired

 

 

 

 

 

 

 

None.

 

 

 

 

 

 

(b)

Pro Forma Financial Information

 

 

 

 

 

 

 

None.

 

 

 

 

 

 

(c)

Exhibits

 

 

 

 

 

 

 

99.18

Alliance Capital Management L.P. is furnishing its News Release dated September 30, 2003.

 

 

 

 

Item 8.

Change in Fiscal Year.

 

 

 

 

 

 

Not applicable.

 

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Item 9.

Regulation FD Disclosure.

 

 

 

 

 

 

Alliance Capital Management L.P. is furnishing its News Release dated September 30, 2003. The News Release is attached hereto as Exhibit 99.18.

 

 

 

 

Item 10.

Amendments to the Registrant’s Code of Ethics, or
Waiver of a Provision of the Code of Ethics.

 

 

 

 

 

 

Not applicable.

 

 

 

 

Item 11.

Temporary Suspension of Trading under Registrant’s
Employee Benefit Plans.

 

 

 

 

 

 

Not applicable.

 

 

 

 

Item 12.

Results of Operations and Financial Condition

 

 

 

 

 

 

Not applicable.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

 

ALLIANCE CAPITAL MANAGEMENT L.P.

 

 

 

Dated: September 30, 2003

By:

Alliance Capital Management
Corporation, General Partner

 

 

 

 

 

 

 

By:

/s/ Adam R. Spilka

 

 

 

Adam R. Spilka

 

 

Senior Vice President and Counsel

 

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