0001109357-17-000068.txt : 20170728 0001109357-17-000068.hdr.sgml : 20170728 20170728175440 ACCESSION NUMBER: 0001109357-17-000068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170727 FILED AS OF DATE: 20170728 DATE AS OF CHANGE: 20170728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thayer Jonathan W CENTRAL INDEX KEY: 0001448765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16169 FILM NUMBER: 17991109 MAIL ADDRESS: STREET 1: CONSTELLATION ENERGY GROUP, INC. STREET 2: 100 CONSTELLATION WAY, SUITE 1800P CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXELON CORP CENTRAL INDEX KEY: 0001109357 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 232990190 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 805398 CITY: CHICAGO STATE: IL ZIP: 60680-5398 BUSINESS PHONE: 3123947399 MAIL ADDRESS: STREET 1: PO BOX 805398 CITY: CHICAGO STATE: IL ZIP: 60680-5398 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-07-27 0001109357 EXELON CORP EXC 0001448765 Thayer Jonathan W 10 SOUTH DEARBORN STREET 54TH FLOOR CHICAGO IL 60603 0 1 0 0 Senior EVP and CFO Common Stock 2017-07-27 4 M 0 155708 21.25 A 237181 D Common Stock 2017-07-27 4 S 0 155708 38.00 D 81473 D Common stock 2017-07-27 4 S 0 47242 38.00 D 34231 D Common Stock 2017-07-28 4 M 0 11961 21.25 A 46192 D Common Stock 2017-07-28 4 S 0 11961 38.01 D 34231 D Common Stock 2017-07-28 4 S 0 758 38.01 D 33473 D Common Stock (401k Shares) 1811 I By 401k Plan NQ Stock Options 02/27/2009 21.25 2017-07-27 4 M 0 155708 D Common Stock 155708 11961 D NQ Stock Options 02/27/2009 21.25 2017-07-28 4 M 0 11961 D Common Stock 11961 0 D Exercise & sale of shares made pursuant to a Rule 10b5-1 Trading Plan executed on December 16, 2016. Shares were sold in lots ranging in price from $38.00 to $38.03. Mr. Thayer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price. Shares held as of June 30, 2017 in a multi-fund 401(k) Plan to be settled in cash upon the reporting person's termination of employment for any reason on a 1:1 basis. Shares are acquired through regular periodic contributions, company matching contributions, and the automatic reinvestment of dividends. Non-qualified employee stock options originally granted by Constellation Energy Group that vested and were converted pursuant to the Merger Agreement. Each Constellation option was converted into an option to purchase Exelon common stock at the rate of 0.93 shares of Exelon common stock for each share of Constellation common stock at a strike price equal to the quotient of the original Constellation strike price and 0.93. The grant is fully vested and will expire on the tenth anniversary of the grant date referenced in Column 1. Shares were sold in lots ranging in price from $38.00 to $38.04. Mr. Thayer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price. Shares were sold in lots ranging in price from $38.00 to $38.06. Mr. Thayer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price. Scott N. Peters, Attorney in Fact for Jonathan W. Thayer 2017-07-28