0001109357-16-000094.txt : 20160119 0001109357-16-000094.hdr.sgml : 20160118 20160119171503 ACCESSION NUMBER: 0001109357-16-000094 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160119 DATE AS OF CHANGE: 20160119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXELON CORP CENTRAL INDEX KEY: 0001109357 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 232990190 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 805398 CITY: CHICAGO STATE: IL ZIP: 60680-5398 BUSINESS PHONE: 3123947399 MAIL ADDRESS: STREET 1: PO BOX 805398 CITY: CHICAGO STATE: IL ZIP: 60680-5398 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Brien Denis P. CENTRAL INDEX KEY: 0001411723 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16169 FILM NUMBER: 161349018 MAIL ADDRESS: STREET 1: 10 SOUTH DEARBORN STREET STREET 2: 54TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 5 1 edgar.xml PRIMARY DOCUMENT X0306 5 2015-12-31 0 0 0001109357 EXELON CORP EXC 0001411723 O'Brien Denis P. 10 SOUTH DEARBORN STREET 54TH FLOOR CHICAGO IL 60603 0 1 0 0 Sr. Executive Vice President Common Stock 43919 D Common Stock 20000 I Held by spouse Common Stock (ESPP Shares) 1405 D Common Stock (Deferred Shares) 8699 I By Stock Deferral Plan Restricted Stock Unit Awards 0 Common Stock 51870 51870 D Deferred Compensation Equivalent Shares 0 Common Stock 5774 5774 D NQ Stock Option 03/12/2012 39.81 Common Stock 102000 102000 D NQ Stock Option 01/24/2011 43.4 Common Stock 49000 49000 D NQ Stock Option 01/25/2010 46.09 Common Stock 27000 27000 D NQ Stock Option 01/26/2009 56.51 Common Stock 30700 30700 D NQ Stock Option 01/28/2008 73.29 Common Stock 22000 22000 D NQ Stock Option 01/22/2007 59.96 Common Stock 19000 19000 D NQ Stock Option 01/23/2006 58.55 Common Stock 20000 20000 D Balance includes the following shares acquired through dividend reinvestment: 81, 76, 89 and 101 shares acquired on March 10, 2015, June 10, 2015, September 10, 2015 and December 10, 2015 respectively. Restricted stock unit awards made pursuant to the Exelon Long Term Incentive Plan. Share awards are made annually in January at the Compensation and Leadership Development committee's meeting and vest in 1/3 increments on the date of the committee's January meeting in the first, second and third years after the award was made. Balance consists of unvested shares remaining from the awards granted in January of the previous three years along with reinvested dividends as follows: 481, 456, 529 and 600 shares acquired on March 10, 2015, June 10, 2015, September 10, 2015 and December 10, 2015 respectively. Phantom share equivalents representing units held in the Exelon stock fund in a multi-fund, non-qualified deferred compensation plan. The Exelon stock fund is a unitized fund that consists of Exelon common stock and short term investments. Units of the fund will be settled upon the reporting person's separation from the board for any reason. Units will be settled in cash. Units are acquired through regular periodic contributions, company matching contributions and the reinvestment of dividend equivalents. The balance of phantom share equivalents may fluctuate from time to time due to fluctuations in the fund composition. Balance inlcudes 49, 52, 53 and 61 share equivalents accrued on February 11, 2015, May 13, 2015, August 12, 2015 and November 11, 2015 thorugh automatic dividend reinvestment. Non qualified employee stock options, awarded pursuant to the Exelon Long Term Incentive Plan. Options vest in 1/4 increments on each of the first four anniversaries of the grant date, referenced in column one, and expire on the tenth anniversay of the grant date. Scott N. Peters, Esq. Attorney in Fact for Denis P. O'Brien 2016-01-14