0001062993-22-009318.txt : 20220404 0001062993-22-009318.hdr.sgml : 20220404 20220404115051 ACCESSION NUMBER: 0001062993-22-009318 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220404 DATE AS OF CHANGE: 20220404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERZIN ANN C CENTRAL INDEX KEY: 0001215820 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16169 FILM NUMBER: 22800998 MAIL ADDRESS: STREET 1: C/O INGERSOLL-RAND COMPANY STREET 2: 155 CHESTNUT RIDGE ROAD CITY: MONTVALE STATE: NJ ZIP: 07645 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXELON CORP CENTRAL INDEX KEY: 0001109357 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 232990190 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 805398 CITY: CHICAGO STATE: IL ZIP: 60680-5398 BUSINESS PHONE: 3123947399 MAIL ADDRESS: STREET 1: PO BOX 805398 CITY: CHICAGO STATE: IL ZIP: 60680-5398 FORMER COMPANY: FORMER CONFORMED NAME: EXELON Corp DATE OF NAME CHANGE: 20180928 FORMER COMPANY: FORMER CONFORMED NAME: EXELON CORP DATE OF NAME CHANGE: 20000315 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-03-31 0001109357 EXELON CORP EXC 0001215820 BERZIN ANN C 10 SOUTH DEARBORN STREET 54TH FLOOR CHICAGO IL 60603 1 0 0 0 Common Stock (Deferred Stock Units) 2022-03-31 4 A 0 889 43.60 A 52616 I By Exelon Directors' Deferred Stock Unit Plan Phantom Stock Units Common Stock 42350 42350 I By CEG Deferred Compensation Plan for Non-employee Directors Deferred Compensation - Phantom Share Equivalents 2022-03-31 4 A 0 871 47.63 A Common Stock 871 53509 D Balance includes 397 shares acquired on March 10, 2022 through automatic dividend reinvestment. In connection with the separation of Constellation Energy Corp. (Constellation) from Exelon effective February 1, 2022 (the Spin-Off), the balance of deferred stock units immediately prior to the Spin-Off was adjusted to preserve the overall value of the account balance post-Spin-Off. As a result the deferred stock unit balance was increased by an additional 12,396 units. Such adjustment is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the Exchange Act) pursuant to Rule 16a-9 under the Exchange Act. Phantom deferred stock units converted from the legacy Constellation Energy Group Inc. (CEG) Deferred Compensation Plan for Non-employee Directors to be settled in cash on a 1 for 1 basis upon the termination of the reporting person's service. Balance updated to reflect 325 additional stock units credited on March 10, 2022 through the dividend reinvestment feature of the plan and 10,149 additional stock units through the Spin-Off related adjustment explained in Note #2. Phantom share equivalents acquired in the reporting person's Exelon stock fund account that is part of a multi-fund, non-qualified deferred compensation plan and that will be settled in cash on a 1 for 1 basis upon the termination of the reporting person's service. Balance also reflects 316 share equivalents accrued on February 24, 2022 through automatic dividend reinvestment. Elizabeth M. Hensen, Attorney in Fact for Ann C. Berzin 2022-04-04