-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wcr/9MW8SUm5/hx7j9aYD2Z6WV/CjLc+tU2diDl4CHoXFZxUo87nphPHLv9lDrFT Dd08p7T/xPM7a8T67eaLEw== 0000901309-03-000058.txt : 20030213 0000901309-03-000058.hdr.sgml : 20030213 20030213164225 ACCESSION NUMBER: 0000901309-03-000058 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BRUKER DALTONICS INC CENTRAL INDEX KEY: 0001109354 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 043110160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30833 FILM NUMBER: 03560339 BUSINESS ADDRESS: STREET 1: 44 MANNING RD CITY: BILLERICA STATE: MA ZIP: 01821 MAIL ADDRESS: STREET 1: 44 MANNING RD CITY: BILLERICA STATE: MA ZIP: 01821 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: LAUKIEN ISOLDE CENTRAL INDEX KEY: 0001133647 RELATIONSHIP: OWNER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 8 BRIGHAM ROAD CITY: LEXINGTON STATE: MA ZIP: 02713 MAIL ADDRESS: STREET 1: 8 BRIGHAM ROAD CITY: LEXINGTON STATE: MA ZIP: 02713 5 1 laukienform5.htm Form 5
Form 5

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

ANNUAL STATEMENT OF CHANGES BENEFICIAL OWNERSHIP


Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL
OMB Number:  3235-0362
Expires: January 31, 2005

[_]

 

[_]

[X]

Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See instructions 1(b).

Form 3 Holdings Reported

Form 4 Transactions Reported

Estimated average burden
hours per response. . . 1.0
1. Name and Address of Reporting Person*
Laukien, Isolde
2. Issuer Name and Ticker or Trading Symbol
Bruker Daltonics Inc. (BDAL)

6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
[_]    Director                    [X]     10% Owner
[_]    Officer (give             [_]    Other (specify
                  title below)                     below)


(Last)             (First)            (Middle)

19 Volunteer Way
     
3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary)

4. Statement for Month/Year
 December 31, 2002
(Street)


Lexington, MA  02420
5. If Amendment, Date of Original (Month/Year)
7. Individual or Joint/Group Filing
(Check Applicable Line)
[X]  Form filed by One Reporting Person
[_] Form filed by More than One Reporting Person
(City)             (State)             (Zip) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security
(Instr. 3)

2. Trans-
action
Date
(mm/dd/yy)

2A.
Deemed
Execution
Date, if
any
(mm/dd/yy
3. Transaction
Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned at the end of Issuer's Fiscal Year(Instr. 3 and 4) 6. Owner-
ship Form:
Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Amount (A)
or
(D)
Price
Common Stock 3/11/02   S(1)  10,000 D $10.29   D  
Common Stock 3/11/02   S(1)  7,800 D $10.30   D  
Common Stock 3/11/02   S(1)  10,000 D $10.52   D  
Common Stock 3/11/02   S(1)  2,800 D $10.42   D  
Common Stock 3/11/02   S(1)  2,200 D $10.26   D  
Common Stock 3/11/02   S(1)  2,000 D $10.53   D  
Common Stock 3/11/02   S(1)  200 D $10.35 8,565,000 D  
                    

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instructions 4(b)(v).

 
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently vaild OMB Number.
(Over)
SEC 2270 (9-02)
FORM 5 (continued)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
 
1.Title of Derivative Security
(Instr.3)
2. Conversion or
Exercise
Price of
Derivative
Security
3. Transaction
Date
(Month/
Day/
Year)

3. A Deemed
Execution
Date, if Any
(Month/
Day/
Year)

4. Transaction Code
(Instr. 8)
5. Number of Derivative
Securities
Acquired (A) or Disposed of(D)
(Instr. 3, 4 and 5)
6. Date Exercisable
and Expiration Date
(Month/Day/Year)
7. Title and Amount of
Underlying Securities
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned at End of Year (Instr. 4)

10. Ownership of Derivative Security: Direct (D) or Indirect (I)(Instr. 4) 11. Nature of Indirect Beneficial Ownership(Instr. 4)
(A) (D) Date
Exercisable
Expiration
Date
Title Amount or
Number
of Shares
                               
                               
                               
                               
Explanation of Responses:

(1)       Sale effected pursuant to a written 10b5-1 trading plan.


** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ Isolde Laukien
**Signature of Reporting Person
2/10/03 
Date
Note: File three copies of this Form, one of which must be manually signed.If space provided is insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB Number.
Page 2


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