0001209191-20-029665.txt : 20200515 0001209191-20-029665.hdr.sgml : 20200515 20200515145137 ACCESSION NUMBER: 0001209191-20-029665 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200513 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ahn John J CENTRAL INDEX KEY: 0001389959 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30421 FILM NUMBER: 20884176 MAIL ADDRESS: STREET 1: 150 SOUTH FIFTH STREET STREET 2: SUITE 1360 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HANMI FINANCIAL CORP CENTRAL INDEX KEY: 0001109242 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 954788120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3660 WILSHIRE BLVD SUITE PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2133822200 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-13 0 0001109242 HANMI FINANCIAL CORP HAFC 0001389959 Ahn John J 3660 WILSHIRE BLVD., PH-A LOS ANGELES CA 90010 1 0 0 0 Common Stock 2020-05-13 4 P 0 5000 7.7832 A 26862 D Common Stock 2020-05-13 4 P 0 2000 7.7832 A 6000 I By Child I Common Stock 2020-05-13 4 P 0 2000 7.7832 A 6000 I By Child II This transaction was executed in multiple trades at prices ranging from $7.715 to $7.8725. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ John Ahn 2020-05-15