0001209191-20-009898.txt : 20200218 0001209191-20-009898.hdr.sgml : 20200218 20200218113743 ACCESSION NUMBER: 0001209191-20-009898 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200122 FILED AS OF DATE: 20200218 DATE AS OF CHANGE: 20200218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Anthony I. CENTRAL INDEX KEY: 0001802019 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-30421 FILM NUMBER: 20624130 MAIL ADDRESS: STREET 1: 3660 WILSHIRE BLVD., PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HANMI FINANCIAL CORP CENTRAL INDEX KEY: 0001109242 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 954788120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3660 WILSHIRE BLVD SUITE PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2133822200 3/A 1 doc3a.xml FORM 3/A SUBMISSION X0206 3/A 2020-01-22 2020-02-03 0 0001109242 HANMI FINANCIAL CORP HAFC 0001802019 Kim Anthony I. 3660 WILSHIRE BLVD., PH-A LOS ANGELES CA 0 1 0 0 Chief Banking Officer Common Stock 19302 D Common Stock Grant 1868 D Common Stock Grant 6000 D Options for Common Stock 22.25 2015-04-23 2024-04-23 Common Stock 15000 D Common stock grant issued under the 2013 Equity Compensation Plan, vesting over two years from the grant date, May 23, 2019. Common stock grant issued under the 2013 Equity Compensation Plan, vesting over three years from the grant date, June 3, 2019. Options for common stock issued under the 2013 Equity Compensation Plan, vesting over three years from the grant date, April 23, 2014. /s/ Anthony Kim 2020-02-18