0001209191-20-006163.txt : 20200203 0001209191-20-006163.hdr.sgml : 20200203 20200203205856 ACCESSION NUMBER: 0001209191-20-006163 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200122 FILED AS OF DATE: 20200203 DATE AS OF CHANGE: 20200203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Anthony I. CENTRAL INDEX KEY: 0001802019 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30421 FILM NUMBER: 20570391 MAIL ADDRESS: STREET 1: 3660 WILSHIRE BLVD., PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HANMI FINANCIAL CORP CENTRAL INDEX KEY: 0001109242 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 954788120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3660 WILSHIRE BLVD SUITE PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2133822200 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2020-01-22 0 0001109242 HANMI FINANCIAL CORP HAFC 0001802019 Kim Anthony I. 3660 WILSHIRE BLVD., PH-A LOS ANGELES CA 0 1 0 0 Chief Banking Officer Common Stock 5000 D Common Stock Grant 2000 D Common Stock Grant 1868 D Common Stock Grant 6000 D Options for Common Stock 22.25 2015-04-23 2024-04-23 Common Stock 15000 D Common stock grant issued under the 2013 Equity Compensation Plan, vesting on February 13, 2020. Common stock grant issued under the 2013 Equity Compensation Plan, vesting over two years from the grant date, May 23, 2019. Common stock grant issued under the 2013 Equity Compensation Plan, vesting over three years from the grant date, June 3, 2019. Options for common stock issued under the 2013 Equity Compensation Plan, vesting over three years from the grant date, April 23, 2014. /s/ Anthony I. Kim 2020-02-03