0001209191-19-041746.txt : 20190710 0001209191-19-041746.hdr.sgml : 20190710 20190710183749 ACCESSION NUMBER: 0001209191-19-041746 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190708 FILED AS OF DATE: 20190710 DATE AS OF CHANGE: 20190710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANTAROSA ROMOLO CENTRAL INDEX KEY: 0001392537 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30421 FILM NUMBER: 19950174 MAIL ADDRESS: STREET 1: 6538 VERDE RIDGE ROAD CITY: RANCHO PALOS VERDES STATE: CA ZIP: 90275 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HANMI FINANCIAL CORP CENTRAL INDEX KEY: 0001109242 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 954788120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3660 WILSHIRE BLVD SUITE PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2133822200 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-07-08 0 0001109242 HANMI FINANCIAL CORP HAFC 0001392537 SANTAROSA ROMOLO 3660 WILSHIRE BLVD., PH-A LOS ANGELES CA 90010 0 1 0 0 SEVP, Chief Financial Officer Common Stock 2019-07-08 4 A 0 17914 0.00 A 35142 D Option for Common Stock 23.31 2016-06-08 2025-06-08 Options 25000 25000 D Restricted stock grant issued under the 2013 Equity Compensation Plan vesting in approximately three equal installments on July 1, 2020, July 1, 2021 and May 6, 2022. Reflects adjustment due to shares withheld by HAFC to satisfy taxes payable in connection with the vesting of previously awarded restricted stocks. /s/ Romolo Santarosa 2019-07-10