0001209191-17-024340.txt : 20170403 0001209191-17-024340.hdr.sgml : 20170403 20170403203326 ACCESSION NUMBER: 0001209191-17-024340 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170330 FILED AS OF DATE: 20170403 DATE AS OF CHANGE: 20170403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HANMI FINANCIAL CORP CENTRAL INDEX KEY: 0001109242 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 954788120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3660 WILSHIRE BLVD SUITE PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2133822200 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kum Chong Guk CENTRAL INDEX KEY: 0001392539 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30421 FILM NUMBER: 17735997 MAIL ADDRESS: STREET 1: 3048 CALLE DE MAREJADA CITY: CAMARILLO STATE: CA ZIP: 93010 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-30 0 0001109242 HANMI FINANCIAL CORP HAFC 0001392539 Kum Chong Guk 3660 WILSHIRE BLVD., PH-A LOS ANGELES CA 90010 1 1 0 0 President & CEO Common Stock 2017-03-30 4 D 0 7835 31.00 D 100803 D Pursuant to the approval of the Compensation and Human Resources Committee on March 30, 2017, the reporting person surrendered these shares to the issuer and the issuer applied $31 per share (the closing price in respect of shares of the issuer's common stock on the Nasdaq Stock Market on that date) as withholding against the reporting person's tax obligations arising from his previously reported award of shares on March 22, 2017. /s/ C. G. Kum 2017-04-03