0001209191-16-151756.txt : 20161122 0001209191-16-151756.hdr.sgml : 20161122 20161122171816 ACCESSION NUMBER: 0001209191-16-151756 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161118 FILED AS OF DATE: 20161122 DATE AS OF CHANGE: 20161122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HANMI FINANCIAL CORP CENTRAL INDEX KEY: 0001109242 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 954788120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3660 WILSHIRE BLVD SUITE PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2133822200 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Greg D CENTRAL INDEX KEY: 0001653931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30421 FILM NUMBER: 162014079 MAIL ADDRESS: STREET 1: 3660 WILSHIRE BLVD., PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-18 0 0001109242 HANMI FINANCIAL CORP HAFC 0001653931 Kim Greg D 3660 WILSHIRE BLVD., PH-A LOS ANGELES CA 90010 0 1 0 0 Chief Administrative Officer Common Stock 2016-11-18 4 M 0 1000 10.80 A 14969 D Common Stock 2016-11-18 4 M 0 5500 12.54 A 20469 D Common Stock 2016-11-18 4 M 0 25000 16.43 A 45469 D Common Stock 2016-11-18 4 F 0 16000 30.81 D 29469 D Common Stock 2016-11-22 4 S 0 3000 31.40 D 26469 D Stock Options 10.80 2016-11-18 4 M 0 1000 10.80 D 2010-04-08 2019-04-08 Common Stock 1000 30500 D Stock Options 12.54 2016-11-18 4 M 0 5500 12.54 D 2013-12-12 2022-12-12 Common Stock 5500 25000 D Stock Options 16.43 2016-11-18 4 M 0 25000 16.43 D 2014-08-28 2023-08-28 Common Stock 25000 0 D There was an inadvertent error on reporting person's Form 3 which resulted in an incorrect number of total shares reported. This filing updates and corrects that figure. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.75 to $30.90. The reporting person undertakes to provide to Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. The option vested 20% one year from the grant date of 4/8/2009, and the remaining fully vested at the end of each four-year period through 4/8/2014. The option vested 25% immediately on the grant date of 12/12/2012, and additional 25% vested on each the anniversary date, with full vesting occurring on 12/12/2015. The option vested one-third each year on the anniversary of the grant date with full vesting occurring on 8/28/2016. /s/ Greg D. Kim 2016-11-22