0001209191-16-151756.txt : 20161122
0001209191-16-151756.hdr.sgml : 20161122
20161122171816
ACCESSION NUMBER: 0001209191-16-151756
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161118
FILED AS OF DATE: 20161122
DATE AS OF CHANGE: 20161122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HANMI FINANCIAL CORP
CENTRAL INDEX KEY: 0001109242
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 954788120
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3660 WILSHIRE BLVD SUITE PH-A
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
BUSINESS PHONE: 2133822200
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kim Greg D
CENTRAL INDEX KEY: 0001653931
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30421
FILM NUMBER: 162014079
MAIL ADDRESS:
STREET 1: 3660 WILSHIRE BLVD., PH-A
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-11-18
0
0001109242
HANMI FINANCIAL CORP
HAFC
0001653931
Kim Greg D
3660 WILSHIRE BLVD., PH-A
LOS ANGELES
CA
90010
0
1
0
0
Chief Administrative Officer
Common Stock
2016-11-18
4
M
0
1000
10.80
A
14969
D
Common Stock
2016-11-18
4
M
0
5500
12.54
A
20469
D
Common Stock
2016-11-18
4
M
0
25000
16.43
A
45469
D
Common Stock
2016-11-18
4
F
0
16000
30.81
D
29469
D
Common Stock
2016-11-22
4
S
0
3000
31.40
D
26469
D
Stock Options
10.80
2016-11-18
4
M
0
1000
10.80
D
2010-04-08
2019-04-08
Common Stock
1000
30500
D
Stock Options
12.54
2016-11-18
4
M
0
5500
12.54
D
2013-12-12
2022-12-12
Common Stock
5500
25000
D
Stock Options
16.43
2016-11-18
4
M
0
25000
16.43
D
2014-08-28
2023-08-28
Common Stock
25000
0
D
There was an inadvertent error on reporting person's Form 3 which resulted in an incorrect number of total shares reported. This filing updates and corrects that figure.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.75 to $30.90. The reporting person undertakes to provide to Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The option vested 20% one year from the grant date of 4/8/2009, and the remaining fully vested at the end of each four-year period through 4/8/2014.
The option vested 25% immediately on the grant date of 12/12/2012, and additional 25% vested on each the anniversary date, with full vesting occurring on 12/12/2015.
The option vested one-third each year on the anniversary of the grant date with full vesting occurring on 8/28/2016.
/s/ Greg D. Kim
2016-11-22