0001209191-16-110444.txt : 20160324
0001209191-16-110444.hdr.sgml : 20160324
20160324171939
ACCESSION NUMBER: 0001209191-16-110444
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160323
FILED AS OF DATE: 20160324
DATE AS OF CHANGE: 20160324
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HANMI FINANCIAL CORP
CENTRAL INDEX KEY: 0001109242
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 954788120
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3660 WILSHIRE BLVD SUITE PH-A
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
BUSINESS PHONE: 2133822200
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ahn John J
CENTRAL INDEX KEY: 0001389959
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30421
FILM NUMBER: 161528006
MAIL ADDRESS:
STREET 1: 150 SOUTH FIFTH STREET
STREET 2: SUITE 1360
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-03-23
0
0001109242
HANMI FINANCIAL CORP
HAFC
0001389959
Ahn John J
3660 WILSHIRE BLVD., PH-A
LOS ANGELES
CA
90010
1
0
0
0
Common Stock Grant
2016-03-23
4
A
0
3000
0.00
A
3000
D
Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, March 23, 2016.
/s/ John J. Ahn
2016-03-24
EX-24.4_644659
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY FOR SECTION 16 FILINGS
I, JOHN J. AHN, of [REDACTED], do hereby make, constitute and appoint JULIET
STONE or VIVIAN KIM ("Attorneys-In-Fact"), having an address at 3660 Wilshire
Blvd., Suite PH-A, Los Angeles, CA 90010, to act as my true and lawful attorney
for the purposes hereinafter set forth, effective as of this 17th day of
February, 2016.
I hereby grant to my Attorney-In-Fact, for me and in my name, place and stead,
the power to:
1. if necessary, prepare, execute and submit to the United States Securities and
Exchange Commission (the "SEC") a Form ID, including amendments thereto, and any
other documents necessary or appropriate to obtain codes, passwords, and
passphrases enabling the undersigned to make electronic filings with the SEC of
reports required by Section 16(a) of the Securities Exchange Act of 1934, as
amended (the "Exchange Act") or any rule or regulation of the SEC;
2. execute for and on my behalf, in my capacity as an officer, director or
stockholder of HANMI FINANCIAL CORPORATION, a Delaware corporation (the
"Company'), any Forms 3, 4 and 5 or any amendments thereto, in accordance with
Section 16(a) of the Exchange Act;
3. do and perform any and all acts for and on my behalf that many be necessary
or desirable to complete and execute any such Forms 3, 4 and 5 and any
amendments thereto, and to timely file such form or amendment with the SEC and
any stock exchange or similar authority; and
4. take any other action of any type whatsoever that, in the opinion of my
Attorney-In-Fact, may be necessary or desirable in connection with the foregoing
grant of authority, it being understood that the documents executed by my
Attorney-In-Fact pursuant to this limited power of attorney shall be in such
form and shall contain such terms and conditions as my Attorney-In-Fact may
approve.
I hereby grant to my Attorney-In-Fact full power and authority to do and to
perform any and every act and thing whatsoever requisite, necessary, or proper
to be done in the exercise of any of the rights and powers herein granted, as
fully to all intents and purposes as I might or could do if personally present,
with full power of substitution or revocation, hereby ratifying and confirming
all that my Attorney-In-Fact shall lawfully do or cause to be done by virtue of
this limited power of attorney and the rights and powers herein granted. I
acknowledge and agree that neither my Attorney-In-Fact nor the Company is
assuming any of my responsibilities to comply with Section 16 of the Exchange
Act.
This limited power of attorney shall remain in full force and effect until I am
no longer required to file any Forms 3, 4 and 5 with respect to my holdings of,
and transactions in, securities issued by the Company, unless earlier revoked by
me in a signed writing delivered to the foregoing Attorney-In-Fact. This
limited power of attorney may be filed with the SEC as a confirming statement of
the authority granted herein.
IN WITNESS WHEREOF, the undersigned has caused this limited power of attorney
to be executed this 17th day of February, 2016.
/s/ John J. Ahn
JOHN J. AHN
STATE OF CALIFORNIA
COUNTY OF LOS ANGELES
On February 17, 2016 before me, Anna Yoon Cheong, Notary Public, personally
appeared John J. Ahn who proved to me on the basis of satisfactory evidence to
be the person whose name is subscribed to the within instrument and acknowledged
to me that he executed the same in his authorized capacity, and that by his
signature on the instrument the person, or the entity upon behalf of which the
person acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California
that the foregoing paragraph is true and correct.
WITNESS my hand and official seal.
/s/ Anna Yoon Cheong
Notary Public
Commission #2071216
_________________________________
My Commission Expires: 06/24/2018