0001209191-15-075105.txt : 20151009 0001209191-15-075105.hdr.sgml : 20151009 20151009172111 ACCESSION NUMBER: 0001209191-15-075105 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151009 FILED AS OF DATE: 20151009 DATE AS OF CHANGE: 20151009 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HANMI FINANCIAL CORP CENTRAL INDEX KEY: 0001109242 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 954788120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3660 WILSHIRE BLVD SUITE PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2133822200 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Greg D CENTRAL INDEX KEY: 0001653931 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30421 FILM NUMBER: 151153983 MAIL ADDRESS: STREET 1: 3660 WILSHIRE BLVD., PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2015-10-09 0 0001109242 HANMI FINANCIAL CORP HAFC 0001653931 Kim Greg D 3660 WILSHIRE BLVD., PH-A LOS ANGELES CA 90010 0 1 0 0 Chief Administrative Officer Common Stock 14892 D Option for Common Stock 144.00 2007-04-19 2016-04-19 Option for Common Stock 1250 D Option for Common Stock 10.80 2010-04-08 2019-04-08 Option for Common Stock 1000 D Option for Common Stock 12.54 2013-12-12 2022-12-12 Option for Common Stock 5500 D Option for Common Stock 16.43 2014-08-28 2023-08-28 Option for Common Stock 25000 D Includes 3,334 common stock grants that are scheduled to vest on August 28, 2016. The option vested 20% one year from the grant date of 4/19/2006, and the remaining fully vested at the end of each four-year period through 4/19/2011. The option vested 20% one year from the grant date of 4/8/2009, and the remaining fully vested at the end of each four-year period through 4/8/2014. The option vested 25% immediately on the grant date of 12/12/2012, and an additional 25% vested at the end of each two-year period through 12/12/2014. The remaining 25% will vest on 12/12/2015. The option vested 33.3% one year from the grant date of 8/23/2013, and an aditional 33.3% vested on 8/28/2015. The remaining 33.4% will vest on 8/28/2016. /s/ Greg D Kim 2015-10-09