0001209191-15-074959.txt : 20151009
0001209191-15-074959.hdr.sgml : 20151009
20151009130835
ACCESSION NUMBER: 0001209191-15-074959
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151009
FILED AS OF DATE: 20151009
DATE AS OF CHANGE: 20151009
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HANMI FINANCIAL CORP
CENTRAL INDEX KEY: 0001109242
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 954788120
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3660 WILSHIRE BLVD SUITE PH-A
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
BUSINESS PHONE: 2133822200
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lim Jean
CENTRAL INDEX KEY: 0001653932
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30421
FILM NUMBER: 151152552
MAIL ADDRESS:
STREET 1: 3660 WILSHIRE BLVD., PH-A
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2015-10-09
0
0001109242
HANMI FINANCIAL CORP
HAFC
0001653932
Lim Jean
3660 WILSHIRE BLVD., PH-A
LOS ANGELES
CA
90010
0
1
0
0
Chief Risk Officer
Common Stock
13646
D
Option for Common Stock
152.24
2007-08-07
2016-08-07
Option for Common Stock
1875
D
Option for Common Stock
10.80
2010-04-08
2019-04-08
Option for Common Stock
1250
D
Option for Common Stock
12.54
2013-12-12
2022-12-12
Option for Common Stock
5500
D
Option for Common Stock
16.43
2014-08-28
2023-08-28
Option for Common Stock
25000
D
Includes 3,334 common stock grants that are scheduled to vest on August 28, 2016.
The option vested 20% one year from the grant date of 8/7/2006, and the remaining fully vested at the end of each four-year period through 8/7/2011.
The option vested 20% one year from the grant date of 4/8/2009, and the remaining fully vested at the end of each four-year period through 4/8/2014.
The option vested 25% immediately on the grant date of 12/12/2012, and an additional 25% vested at the end of each two-year period through 12/12/2014. The remaining 25% will vest on 12/12/2015.
The option vested 33.3% one year from the grant date of 8/23/2013, and an additional 33.3% vested on 8/28/2015. The remaining 33.4% will vest on 8/28/2016.
/s/ Jean Lim
2015-10-09