0001209191-14-043170.txt : 20140626
0001209191-14-043170.hdr.sgml : 20140626
20140623192747
ACCESSION NUMBER: 0001209191-14-043170
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140620
FILED AS OF DATE: 20140623
DATE AS OF CHANGE: 20140623
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HANMI FINANCIAL CORP
CENTRAL INDEX KEY: 0001109242
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 954788120
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3660 WILSHIRE BLVD SUITE PH-A
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
BUSINESS PHONE: 2133822200
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RHO JOSEPH K
CENTRAL INDEX KEY: 0001200304
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30421
FILM NUMBER: 14936174
MAIL ADDRESS:
STREET 1: 3660 WILSHIRS BLVD PH-A
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-06-20
0
0001109242
HANMI FINANCIAL CORP
HAFC
0001200304
RHO JOSEPH K
3660 WILSHIRE BOULEVARD
PENTHOUSE "A"
LOS ANGELES
CA
90010
1
0
0
0
Common Stock
2014-06-20
4
X
0
2500
10.80
A
367466
D
Common Stock
2014-06-20
4
X
0
7500
12.54
A
374966
D
Stock Option
10.80
2014-06-20
4
X
0
2500
10.80
D
2010-04-08
2019-04-08
Stock Option
2500
18000
D
Stock Option
12.54
2014-06-20
4
X
0
7500
12.54
D
2012-12-12
2022-12-12
Stock Option
7500
10500
D
/s/ Joseph K. Rho
2014-06-23