0001209191-14-043170.txt : 20140626 0001209191-14-043170.hdr.sgml : 20140626 20140623192747 ACCESSION NUMBER: 0001209191-14-043170 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140620 FILED AS OF DATE: 20140623 DATE AS OF CHANGE: 20140623 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HANMI FINANCIAL CORP CENTRAL INDEX KEY: 0001109242 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 954788120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3660 WILSHIRE BLVD SUITE PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2133822200 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RHO JOSEPH K CENTRAL INDEX KEY: 0001200304 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30421 FILM NUMBER: 14936174 MAIL ADDRESS: STREET 1: 3660 WILSHIRS BLVD PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-06-20 0 0001109242 HANMI FINANCIAL CORP HAFC 0001200304 RHO JOSEPH K 3660 WILSHIRE BOULEVARD PENTHOUSE "A" LOS ANGELES CA 90010 1 0 0 0 Common Stock 2014-06-20 4 X 0 2500 10.80 A 367466 D Common Stock 2014-06-20 4 X 0 7500 12.54 A 374966 D Stock Option 10.80 2014-06-20 4 X 0 2500 10.80 D 2010-04-08 2019-04-08 Stock Option 2500 18000 D Stock Option 12.54 2014-06-20 4 X 0 7500 12.54 D 2012-12-12 2022-12-12 Stock Option 7500 10500 D /s/ Joseph K. Rho 2014-06-23