0001209191-13-042595.txt : 20130830 0001209191-13-042595.hdr.sgml : 20130830 20130830182529 ACCESSION NUMBER: 0001209191-13-042595 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130828 FILED AS OF DATE: 20130830 DATE AS OF CHANGE: 20130830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HANMI FINANCIAL CORP CENTRAL INDEX KEY: 0001109242 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 954788120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3660 WILSHIRE BLVD SUITE PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2133822200 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yoon Shick CENTRAL INDEX KEY: 0001565229 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30421 FILM NUMBER: 131073589 MAIL ADDRESS: STREET 1: 21941 CHATSWORTH PLACE CITY: CHATSWORTH STATE: CA ZIP: 91311 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-08-28 0 0001109242 HANMI FINANCIAL CORP HAFC 0001565229 Yoon Shick 3660 WILSHIRE BLVD. SUITE PH-A LOS ANGELES CA 90010 0 1 0 0 EVP & Chief Financial Officer Common Stock Grant 2013-08-28 4 A 0 12500 0.00 A 18311 D Option for Common Stock 16.43 2013-08-28 4 A 0 25000 A 2014-08-28 2023-08-28 Option for Common Stock 25000 30500 D Stock grant issued under the 2013 Equity Compensation Plan and will vest ratably in equal installments over three years. Stock option issued under the 2013 Equity Compensation Plan and will vest ratably in equal installments over three years. /s/ Shick (Mark) Yoon 2013-08-30