0001209191-13-042589.txt : 20130830 0001209191-13-042589.hdr.sgml : 20130830 20130830182140 ACCESSION NUMBER: 0001209191-13-042589 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130828 FILED AS OF DATE: 20130830 DATE AS OF CHANGE: 20130830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HANMI FINANCIAL CORP CENTRAL INDEX KEY: 0001109242 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 954788120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3660 WILSHIRE BLVD SUITE PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2133822200 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kum Chong Guk CENTRAL INDEX KEY: 0001392539 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30421 FILM NUMBER: 131073583 MAIL ADDRESS: STREET 1: 3048 CALLE DE MAREJADA CITY: CAMARILLO STATE: CA ZIP: 93010 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-08-28 0 0001109242 HANMI FINANCIAL CORP HAFC 0001392539 Kum Chong Guk 3660 WILSHIRE BLVD., PH-A LOS ANGELES CA 90010 1 1 0 0 President & CEO Common Stock Grant 2013-08-28 4 A 0 41832 0.00 A 56832 D Option for Common Stock 16.43 2013-08-28 4 A 0 180000 A 2014-08-28 2023-08-28 Option for Common Stock 180000 180000 D Stock grant issued under the 2013 Equity Compensation Plan and will vest ratably in equal installments over three years. Stock option issued under the 2013 Equity Compensation Plan and will vest ratably in equal installments over three years. /s/ C. G. Kum 2013-08-30