0001209191-12-058481.txt : 20121218 0001209191-12-058481.hdr.sgml : 20121218 20121218204650 ACCESSION NUMBER: 0001209191-12-058481 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121212 FILED AS OF DATE: 20121218 DATE AS OF CHANGE: 20121218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RHO JOSEPH K CENTRAL INDEX KEY: 0001200304 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30421 FILM NUMBER: 121272918 MAIL ADDRESS: STREET 1: 3660 WILSHIRS BLVD PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HANMI FINANCIAL CORP CENTRAL INDEX KEY: 0001109242 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 954788120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3660 WILSHIRE BLVD SUITE PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2133822200 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-12-12 0 0001109242 HANMI FINANCIAL CORP HAFC 0001200304 RHO JOSEPH K 3660 WILSHIRE BOULEVARD PENTHOUSE "A" LOS ANGELES CA 90010 1 0 0 0 Option for Common Stock 12.54 2012-12-12 4 A 0 15000 A 2012-12-12 2022-12-12 Option for Common Stock 15000 20500 D The transaction is not being reported early. 25% of total stock options are vested annually beginning on 12/12/2012. Stock options issued under the 2007 Equity Compensation Plan. /s/ Joseph K Rho 2012-12-18