0001209191-11-033760.txt : 20110608 0001209191-11-033760.hdr.sgml : 20110607 20110608194233 ACCESSION NUMBER: 0001209191-11-033760 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100721 FILED AS OF DATE: 20110608 DATE AS OF CHANGE: 20110608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HANMI FINANCIAL CORP CENTRAL INDEX KEY: 0001109242 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 954788120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3660 WILSHIRE BLVD SUITE PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2133822200 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALL JOHN ALAN CENTRAL INDEX KEY: 0001456501 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-30421 FILM NUMBER: 11901928 MAIL ADDRESS: STREET 1: 3660 WILSHIRE BLVD PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0303 4/A 2010-07-21 2010-08-06 0 0001109242 HANMI FINANCIAL CORP HAFC 0001456501 HALL JOHN ALAN 3660 WILSHIRE BLVD. PH-A LOS ANGELES CA 90010 1 0 0 0 common stock 2010-07-21 4 P 0 9000 1.20 A 27000 D Stock Option 1.35 2010-04-08 2019-04-07 common stock 20000 20000 D X was incorrect since it was a private purchase of non-derivative security. 6,000 shares was incorrect. 9,000 shares is the correct amount. This includes 3,000 common stock purchased in 2009, 9,000 common stock purchased by rights offering and 15,000 restricted stock bonus award granted on April 8, 2009 which vests over 5 years. /s/ John A. Hall 2010-08-06