-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ge2qMprCDmg2GTjxbstyCbNf1RcTbKw90rknopTJNvzn+aVllm49cNfqY1brLYx/ 3I2fJ2BRWORna2qSUjdlyg== 0001209191-10-041649.txt : 20100806 0001209191-10-041649.hdr.sgml : 20100806 20100806210212 ACCESSION NUMBER: 0001209191-10-041649 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100721 FILED AS OF DATE: 20100806 DATE AS OF CHANGE: 20100806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HANMI FINANCIAL CORP CENTRAL INDEX KEY: 0001109242 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 954788120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3660 WILSHIRE BLVD SUITE PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2133822200 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stolte William Joseph CENTRAL INDEX KEY: 0001462812 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-30421 FILM NUMBER: 10999777 MAIL ADDRESS: STREET 1: 3660 WILSHIRE BLVD. PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0303 4/A 2010-07-21 2010-08-02 0 0001109242 HANMI FINANCIAL CORP HAFC 0001462812 Stolte William Joseph 3660 WILSHIRE BLVD. PH-A LOS ANGELES CA 90010 1 0 0 0 common stock 2010-07-21 4 X 0 31000 1.20 A 47000 D Subscription Rights 1.20 2010-07-21 4 X 0 31000 0.00 D 2010-07-11 2010-07-06 common stock 31000 0 D Stock Option 1.57 2010-04-22 2019-04-21 common stock 20000 20000 D This total includes 15,000 shares of stock bonus award granted on April 8, 2009 which vests over five years. 20% of stock option will be vested on each anniversary date for the next five years. /s/William Joseph Stolte 2010-08-06 -----END PRIVACY-ENHANCED MESSAGE-----