-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NIbI6X6jdYPekGMztQuwSkHz/DknvFyv18tezykKZeHmKKlOkyb6MSdfK0463gaD VkvWgqIDqh8DccyvI4Bo/Q== 0001209191-10-041648.txt : 20100806 0001209191-10-041648.hdr.sgml : 20100806 20100806210029 ACCESSION NUMBER: 0001209191-10-041648 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100721 FILED AS OF DATE: 20100806 DATE AS OF CHANGE: 20100806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RHO JOSEPH K CENTRAL INDEX KEY: 0001200304 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30421 FILM NUMBER: 10999775 MAIL ADDRESS: STREET 1: 3660 WILSHIRS BLVD PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HANMI FINANCIAL CORP CENTRAL INDEX KEY: 0001109242 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 954788120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3660 WILSHIRE BLVD SUITE PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2133822200 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-07-21 0 0001109242 HANMI FINANCIAL CORP HAFC 0001200304 RHO JOSEPH K 3660 WILSHIRE BOULEVARD PENTHOUSE "A" LOS ANGELES CA 90010 1 0 0 0 common stock 2010-07-21 4 X 0 1295000 1.20 A 2904838 D common stock 2010-07-26 4 J 0 30000 1.20 A 2934838 D Subscription Rights 1.20 2010-07-21 4 X 0 1295000 0.00 D 2010-06-11 2010-07-06 common stock 1295000 0 D Stock Option 1.35 2010-04-08 2019-04-07 common stock 20000 20000 D Stock Option 21.63 2007-11-15 2016-11-14 common stock 24000 24000 D This total includes 15,000 shares of stock bonus award granted on April 8, 2009 which vests over five years. 30,000 shares were purchased by a family member. 20% of stock option will be vested on each anniversary date for the next five years. 33.33% of stock option will be vested on each anniversary date for the next three years. /s/ Joseph K. Rho 2010-08-06 -----END PRIVACY-ENHANCED MESSAGE-----