-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NnbfnjabmAsr//MbFQEOU0Ee2pgpHkcrHA2f9pcBWyS3So8Ni8Imz4g972K7221a pUYsYrz+pr/e+TN2jnJhqg== 0001209191-04-023649.txt : 20040504 0001209191-04-023649.hdr.sgml : 20040504 20040504173841 ACCESSION NUMBER: 0001209191-04-023649 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040430 FILED AS OF DATE: 20040504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RHO JOSEPH K CENTRAL INDEX KEY: 0001200304 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30421 FILM NUMBER: 04778871 MAIL ADDRESS: STREET 1: 3660 WILSHIRS BLVD PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HANMI FINANCIAL CORP CENTRAL INDEX KEY: 0001109242 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 954788120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3660 WILSHIRE BLVD SUITE PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2133822200 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-04-30 0 0001109242 HANMI FINANCIAL CORP HAFC 0001200304 RHO JOSEPH K 20418 SEABOARD RD MALIBU CA 90265 1 0 0 0 Common Stock 2004-04-30 4 P 0 98947.0000 19.0000 A 767547.0000 D Common Stock 2004-04-30 4 J 0 11560.0000 0 A 779107.0000 D Pursuant to the merger agreement between Hanmi Financial Corporation (the "Issuer"), Hanmi Bank and Pacific Union Bank ("PUB"), each share of PUB's common stock was converted into the right to receive 1.1560 shares of the Issuer's common stock. Mr. Rho owned 10,000 shares of PUB's common stock prior to the merger. /s/Joseph K. Rho 2004-05-04 -----END PRIVACY-ENHANCED MESSAGE-----