UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A
Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934
Filed by the Registrant ☑
Filed by a Party other than the Registrant ☐
Check the appropriate box:
| ☐ | Preliminary Proxy Statement |
| ☐ | Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
| ☐ | Definitive Proxy Statement |
| ☑ | Definitive Additional Materials |
| ☐ | Soliciting Material Pursuant to §240.14a-12 |
HANMI FINANCIAL CORPORATION
(Name of Registrant as Specified In Its Charter)
Not Applicable
(Name of Person(s) Filing Proxy Statement, if Other Than the Registrant)
| ☑ | No fee required. |
| ☐ | Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. |
| (1) | Title of each class of securities to which transaction applies: |
| (2) | Aggregate number of securities to which transaction applies: |
| (3) | Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): |
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| (5) | Total fee paid: |
| ☐ | Fee paid previously with preliminary materials. |
| ☐ | Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. |
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*** Exercise Your Right to Vote ***
Important
Notice Regarding the Availability of Proxy Materials for the Stockholder Meeting to Be Held on May 17, 2017.
Meeting Information
HANMI FINANCIAL CORPORATION
Meeting Type: Annual Meeting
For holders as of: March 28, 2017
Date: May 17, 2017
Time: 10:30 AM Pacific Time
Location: Oxford Palace Hotel
745 S. Oxford Ave.
Los Angeles, California
HANMI FINANCIAL CORPORATION
3660 WILSHIRE BLVD.
SUITE PH-A
LOS ANGELES, CA 90010
You are receiving this communication because you hold shares in the company named above.
This
is not a ballot. You cannot use this notice to vote these shares. This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. You may view the proxy materials online at
www.proxyvote.com or easily request a paper copy (see reverse side).
We encourage you to access and review all of the important information contained in the proxy
materials before voting.
See the reverse side of this notice to obtain proxy materials and voting instructions.
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— Before You Vote —
How to Access the
Proxy Materials
Proxy Materials Available to VIEW or RECEIVE:
NOTICE, PROXY
STATEMENT AND ANNUAL REPORT
How to View Online:
Have the information that is
printed in the box marked by the arrow (located on the following page) and visit: www.proxyvote.com.
How to Request and Receive a Paper or E-MAIL Copy:
If you want to receive a paper or e-mail copy of these documents, you must request one. There is NO charge for requesting a copy. Please
choose one of the following methods to make your request:
1) BY INTERNET: www.proxyvote.com
2) BY TELEPHONE: 1-800-579-1639
3) BY E-MAIL*: sendmaterial@proxyvote.com
* If
requesting materials by e-mail, please send a blank e-mail with the information that is printed in the box marked by the arrow (located on the following page) in the subject line.
Requests, instructions and other inquiries sent to this e-mail address will NOT be forwarded to your investment advisor. Please make the
request as instructed above on or before May 3, 2017 to facilitate timely delivery.
— How To Vote —
Please Choose One of the Following Voting Methods
Vote In Person: Many stockholder meetings
have attendance requirements. Please check the meeting materials for any special requirements for meeting attendance. At the meeting, you will need to request a ballot to vote these shares.
Vote By Internet: To vote now by Internet, go to www.proxyvote.com. Have the information that is printed in the box marked by the arrow (located on the following page) available
and follow the instructions.
Vote By Mail: You can vote by mail by requesting a paper copy of the materials, which will include a proxy card.
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Voting items
The Board of Directors recommends you
vote FOR all nominees for Director:
1. Election of Directors
Nominees:
1a. John J. Ahn
1b. Christie K. Chu
1c. Harry Chung
1d. C. G. Kum
1e. Joseph K. Rho
1f. David L. Rosenblum
1g. Thomas J. Williams
1h. Michael Yang
The Board of Directors recommends you vote FOR Proposals 2 and 4 and 1 YEAR for Proposal 3:
2.
Advisory, non-binding vote to approve the compensation of the Company’s Named Executive Officers (“say-on-pay”
vote).
3. Advisory, non-binding vote on the frequency of future say-on-pay votes.
4. Ratification of KPMG LLP as the Company’s independent registered public accounting firm for the
fiscal year ending December 31, 2017.
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