-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FL9OYwSeb4FZFkpULoIE6CIOM6i4+kizSh1vPu1zX+APaLrGrcEIJR47c+l32g25 9PBd4XRpol92/LEqSSljzQ== 0000950148-08-000441.txt : 20081215 0000950148-08-000441.hdr.sgml : 20081215 20081215172721 ACCESSION NUMBER: 0000950148-08-000441 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20081212 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20081215 DATE AS OF CHANGE: 20081215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HANMI FINANCIAL CORP CENTRAL INDEX KEY: 0001109242 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 954788120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-30421 FILM NUMBER: 081250606 BUSINESS ADDRESS: STREET 1: 3660 WILSHIRE BLVD SUITE PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2133822200 8-K 1 v50827e8vk.htm FORM 8-K e8vk
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) December 12, 2008
Hanmi Financial Corporation
(Exact Name of Registrant as Specified in Charter)
         
Delaware
(State or Other Jurisdiction of
Incorporation)
  000-30421
(Commission File Number)
  95-4788120
(IRS Employer
Identification No.)
     
3660 Wilshire Boulevard
Los Angeles California

(Address of Principal Executive Offices)
 
90010
(Zip Code)
Registrant’s telephone number, including area code: (213) 382-2200
Not applicable
(Former name of former address, if changed since last report)
     Check the appreciate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


 

Item 5.02(a) and (d). Departure of Directors or Certain Officers, Election of Directors, Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On December 12, 2008, the Board of Directors of Hanmi Financial Corporation (“HFC”) nominated Mr. John Hall to the HFC and Hanmi Bank Boards. Mr. Hall’s appointment is subject to receipt of a notice of non disapproval from the Federal Reserve Bank of San Francisco and the California Department of Financial Institutions. Subject to receipt of the proper regulatory notices, Mr. Hall will be appointed as a Class II director. Mr. Hall served as an examiner for Comptroller of the Currency, U. S. Treasury Department from 1974 to 2005. Mr. Hall received his commission as a National Bank Examiner and eventually served as an Examiner-in-Charge of many nation’s premier banks, such as Union Bank of California in San Francisco, Fleet Boston, and Treasury Bank in Los Angeles, Countrywide’s national bank subsidiary. In addition, Mr. Hall also served as the lead examiner for credit for Wells Fargo Bank. The Board has not yet determined what committees Mr. Hall will be appointed to. At such time as the committee assignments have been determined, HFC will file an amendment to this Form 8-K.
There are no arrangements or understandings between Mr. Hall and any other person pursuant to which Mr. Hall was appointed as director. There are no transactions in which they had an interest requiring disclosure under Item 404(a) of Regulation S-K.
A copy of the press release announcing Mr. Hall’s nomination is attached as Exhibit 99.1 to this Current Report on Form 8-K.
Item 9.01 Financial Statements and Exhibits.
99.1   Press Release dated December 15, 2008, issued by Hanmi Financial Corporation

 


 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Form 8-K report to be signed on its behalf by the undersigned hereunto duly authorized.
         
Date: December 15, 2008  Hanmi Financial Corporation

 
 
  By:   /s/ Jay S. Yoo    
    Jay S. Yoo   
    President and Chief Executive Officer   
 

 

EX-99.1 2 v50827exv99w1.htm EX-99.1 exv99w1
Exhibit 99.1
(HANMI LOGO)
Hanmi Financial Corp. Nominates New Director
LOS ANGELES — December 15, 2008 — Hanmi Financial Corporation (Nasdaq: HAFC), the holding company of Hanmi Bank, announced that John A. (Jack) Hall has been nominated to the Company’s Board of Directors and to the Board of Directors of Hanmi Bank. Mr. Hall’s appointment is subject to regulatory approval.
Until his retirement in 2005, Mr. Hall, 59, spent more than three decades with the Office of the Comptroller of the Currency (OCC), a division of the U.S. Treasury Department. He received his commission as a National Bank Examiner in 1979 and eventually served as Examiner-in-Charge of many of the nation’s premier banks, including Union Bank of California, First Interstate Bancorp, Fleet Boston, and Treasury Bank in Los Angeles, Countrywide’s national bank subsidiary. Mr. Hall, who has a B.A. from the University of Iowa, also served as the lead examiner for credit for Wells Fargo Bank.
“I look forward to welcoming Mr. Hall to the Board,” said Jay S. Yoo, President and Chief Executive Officer. “He will bring a deep and well-rounded knowledge of risk-management issues, particularly on matters concerning internal audits, compliance, and credit management. Moreover, his longstanding familiarity with the financial services industry, including the requirements and expectations of the OCC, will be especially valuable as Hanmi addresses the challenges of the current recessionary environment.”
About Hanmi Financial Corporation:
Headquartered in Los Angeles, Hanmi Bank, a wholly owned subsidiary of Hanmi Financial Corporation, provides services to the multi-ethnic communities of California, with 26 full-service offices in Los Angeles, Orange, San Francisco, Santa Clara and San Diego counties, and six loan production offices in Colorado, Georgia, Illinois, Texas, Virginia and Washington. Hanmi Bank specializes in commercial, SBA and trade finance lending, and is a recognized community leader. Hanmi Bank’s mission is to provide a full range of quality products and premier services to its customers and to maximize shareholder value. Additional information is available at www.hanmifinancial.com.
Contact:
Stephanie Yoon
Investor Relations
213-427-5631
#   #   #

GRAPHIC 3 v50827v5082700.gif GRAPHIC begin 644 v50827v5082700.gif M1TE&.#EA`@$B`(<```````$!!0`&`P4!`08$`P4$!`,%"`4("0T``@T&!@D) M"0T-#1$%!Q0`!1(&"1$1$145%1D9&1T='1HN*B$?(R$A(24E)2`L)RDI*2TM M+3`P,#(T,C0T-#@W-SPS-SDY.3T]/3E`/3-%0C]%0D%!045%14Q#1TE)24U- M35!'2E%1455555%>65E965U=76%A86-G965E96AH:&UM;7%Q<75U=7EY>7U] M?7V%?WR#@GZ)A98`#IL+&YHC.*``#Z($$Z0`$:4`%J$!'*8('*H#$ZD`%:T` M$*P`%:L#&ZT`&*T`'Z\&&[``#K`$%[0"$K(`&;8"&K,(%+$)&[4)'+D!&+H` M'KH%&K@$'KX!&KT`'KX%&;T''*<;,K8!(;H#(;T"(;\")+T$*:@B.+<$!&<(`'<4!&L4`'<0$&L@`&LD`'L@''\T`'<(!(,$$(L4`(<<'),((),D` M(<@`),T`(XONJTN]6]P>&^P^2\R.J_ MQ\'!P<;&QLG$QLK$R,G)RC!Q.+) MTNK)V./6U.WX_?@W^'AX>?CX>7EY>GIZ>WM[>O[^N[Z^>W__^[__?/C MZ?7BZ_;@[//I[?7IZ/CM[O3O\?SK\O'Q\?7U]??V^O+]^_'__?7]__3__O;^ M_OCQ]/GW^O[T^_GY^?O[_OC\^_C^_OK\_/O\_OO^_?K^_OSZ^_[Y_?S\_/S] M_OS^_O_\_/[\_O[^_@```"'Y!````/\`+``````"`2(```C_`/T)'#C0GC9[ M"/WM6[C0GSQUZ^P1G$BQHL6+&#-JW,BQH\>/($.*'`ER%ZE2JUJA6HF*E2M3 MIV*)(TFSILV;.'/JW'GQ41`B3(X<23(TR),?27J`X\FTJ=.G4*/ZZR=P'Z\P M5@B!J<.UCI<\4;+(X2>0JM2S:-.JU6EO7[]S\O8)5.>/FQD]@@;]V;NW#IXJ MD/C1Q6>O7;9U9@?J>Y>/XN)W$]]!)GAO7N*U3?/=J[AY8^7+%?5AOIB/,4'- M\S3*:WO/62I:LF;!4F4H3Q6]?`7Y!90&3B-&<=[<<@>/GL2!]R3/NY>O>6ES MDP="9^Y<\FBHR6S`+)H(&$ M%&H`#'I.60+`B"2ZL-%B*VC0`84L4M@!""2H<,DU_IB#7FDN;#BA!AH,HQH] M\&R#SC=M)#$%%H3TT<ITQ"IR9070<\;-,,XD`0<<=4':%1158X.%H M'DZ=`QABTB#&!"NA.50*6_@!Q1127%%% M'X4$(@8N*0#PI29Y4D2.!6TND`Q%*+=)"671O5.-,E0K,TUGP%HD67)33T.C M/N5<>\_%Y_E333+*D.//.^Z91D[5[Y5VTST@B$K`"S704$,,%7S_"Z:\BKW3 MF3[D3%-U-6KG:=K:6=T"B8&C5?>YB<436.)"AI(\,`"QT/0 M@0R>9&U)##)$'\.;[V0"0@0++&#!"\3HH-,'_X9!1&`0,12H&M&M%G`,/0U#!G,B M60RN(;BU8>!,-AB&[_Q$-('(HJ\^))!W?*!-,N`( M,`[0)@U`)A\V&L8"1A0`'B[`&`/)!SDL<46252`4!)G!F2!@C!KL$8Z)\\\!#GH/>X!`S`1LP!XFH@*VM1' M6R$3`.#T7CXJ]ZU9KE.6)+H5"9KCCT]H4V@$F*4"V*G$`_C('[S:)TOYF%*/ M7C0`2A/(,-@9``5$5"/PLB4`*O`"%[@`!1``J39G8*V!5&*=?BN``&RE@*7Y MPQI(LV5-;^4W6G%+--GZUI<^8(X8G'1$#^"$MRM`/B\0J:(!M&9 MU>#(4_D*I@+,()+^.-4^:T#$2O!R1`>(Z"3WV5E4RFLS$^TH`%P@`Y;_1L!' M%YO$60&P`79L::[>NX>9A/K5@<24LQ0%0`K]H0D7%/6Y+_4')]I4`F"NP&XN MD`0EI@DF;OK#!KL%P`HF08F)(E,!,YC$))K9IHA.]TPD:)Q%R,A8,!V@!(!\ MWPM:T((7[-<2G?D?F'+JCTS0"03DG<%*SV2RJ\I3B06`@"N_U($/>8\BDFA3 M@TGC#Q2TB083,2ERZ?0GC+QC&J"H0018&L<:9:!--2"3,DX[HLMU>+<1F(9` M0J%4$I&*E4K]$H$W"R80;^0=&I`L3=MT`G*\(V2ELH8Q*)'D,UD@<35H$P1T M+!#NCJC%TZ"QK59P.XOH]DP@R$AC7'6F&DPD_\,C%BSG!%*-3U"B!2`P'CE9 M^D-_3".I0DV39$0+IJH*Y(WL='-C0N%1,!$-,KIEYY4%\H(V88(C6HL(:`K MBG"M7"$%P-/T1%\PE6`&)YP!"6;%8,;Y61+`[NRM7,E#&P?6H4Q\7S:'JC9] M=#+8EVO,=&GU)0BXKS%L$NH)VOC&S@(#RA/A,3)!8".!E$,3"V`VB;CUY&MP MPLM\'.B9F.J/XU-9T"3*`+N$\W,M=EJ@0R7 MCP#XI9]M7DD!8L3EX77S1$"`S!83X\5UZFF;:&V-;0<`5@YN4QZ9D^(!#1$)E$%??'MY7X6%VVB01%.[H_U(E,O+X/`BQ5 M&3D0'6P(D(`&GMC`PFL=;)S3%=01U6>P9RE6`$1`&9DC2":5&``)_)0@P+!` M1<$4@XE<&[Y&^SB)%'",M;U:EA+P1.*X?B:*Y>/G)'+70*Y;?8$86*@O:+S_ M/\QZIDN,&NHAC2CUP=1BC0BW30<(13GF?PU0=)*EB*SK/F4PC<8H`^60I7A` MEV8#X4U")0$"Q&;+MP!]$WJD80RGQ6P8,`F@@#C5$`J2,">P5&AL9'AT0G`$ M<5Q@PG;^,&..U7[),'8C\C1F`X`#(7:KEVY`QX*+,7E*A'7_=R8(*!#DAW"9 MAQ'*0'1*5`%$6`$2<'=@D@'OL5AGH@%4M!G@%4O,)Q#K5R($`5Z+)Q"$MGR4 M<%EGT@&@I3G^(`-21R/5]8!)^D>50!&`!+5>+C;<)O=)PMG(K"H!K>?)/ M![=\O280LD=Y?XB-/09TLH1*"O!2051[*+`8`F%2[*2$_D`,T`@`&E!O_E"% M7Z:/EL9P6<@1,D@RPX=>D?\T793%5:2X;UJ81&BUC?K0;A#V4EAH0&MS#2^F MW6:/ND0P"@`H!R,=90 M"91`">2%FI<0AOJP":F)FNIE5:)A#9+P`1%PFQ@0`\VC#YKPFI00"<"C#YZ0 MFI-P`Y/0?`.D7:=)"9+`1K^@G*?9G(JQ"3<`G9.@*^10":\Y"98`,OZ`@<`W8D)1(<"DPFZIX"89"*`W8-`^HD1A1&G&: L,4H:U:$3`:<;00[&P`F68`F7L`G'P)(5
-----END PRIVACY-ENHANCED MESSAGE-----