-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JTI+ufVYaVmMcr1SebhPl5YuMUvw9MMaaO/v+/R3OB6i0dfItuJSK0shWAmevOM7 3L6lbQk/ppRgy7+5m2U7YA== 0000950124-07-003003.txt : 20070522 0000950124-07-003003.hdr.sgml : 20070522 20070522122435 ACCESSION NUMBER: 0000950124-07-003003 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070522 DATE AS OF CHANGE: 20070522 EFFECTIVENESS DATE: 20070522 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HANMI FINANCIAL CORP CENTRAL INDEX KEY: 0001109242 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 954788120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 000-30421 FILM NUMBER: 07870386 BUSINESS ADDRESS: STREET 1: 3660 WILSHIRE BLVD SUITE PH-A CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2133822200 DEFA14A 1 v30571defa14a.htm DEFINITIVE ADDITIONAL MATERIALS defa14a
 

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A
Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934
Filed by the Registrant þ
Filed by a Party other than the Registrant o
     
Check the appropriate box:
o
  Preliminary Proxy Statement
o
  Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
o
  Definitive Proxy Statement
þ
  Definitive Additional Materials
o
  Soliciting Material Pursuant to §240.14a-12
HANMI FINANCIAL CORPORATION
 
(Name of Registrant as Specified In Its Charter)
None
 
(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

Payment of Filing Fee (Check the appropriate box):
þ   No fee required.
o   Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.
 
 
    (1 )   Title of each class of securities to which transaction applies:
 
             
 
            
 
    (2 )   Aggregate number of securities to which transaction applies:
 
             
 
            
 
    (3 )   Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):
 
             
 
            
 
    (4 )   Proposed maximum aggregate value of transaction:
 
             
 
            
 
    (5 )   Total fee paid:
 
             
 
            
o   Fee paid previously with preliminary materials.
 
            
o   Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
 
            
 
    (1 )   Amount Previously Paid:
 
             
 
 
    (2 )   Form, Schedule or Registration Statement No.:
 
             
 
 
    (3 )   Filing Party:
 
             
 
 
    (4 )   Date Filed:
 
             
 
 

 

 

In connection with its 2007 Annual Meeting of Stockholders, Hanmi Financial Corporation engaged D.F. King & Co. on May 18, 2007 to assist with the solicitation of proxies. D.F. King will be paid a retainer fee of $5,000, plus $6.00 for each telephone call they make. Hanmi Financial Corporation estimates that it will spend approximately $5,200 in the aggregate for these services being provided by D.F. King & Co.

 

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