The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Berkshire Hathaway A | COM | 084990175 | 275 | 1 | SH | SOLE | 100 | 0 | 0 | ||
3M Company | COM | 88579y101 | 23,058 | 109,853 | SH | SOLE | 109,853 | 0 | 0 | ||
ABB Ltd-Spon ADR | COM | 000375204 | 3,741 | 151,160 | SH | SOLE | 151,160 | 0 | 0 | ||
AT&T Inc | COM | 00206r102 | 7,701 | 196,608 | SH | SOLE | 196,608 | 0 | 0 | ||
AbbVie Inc | COM | 00287y109 | 13,752 | 154,763 | SH | SOLE | 154,763 | 0 | 0 | ||
Abbott Laboratories | COM | 002824100 | 11,234 | 210,531 | SH | SOLE | 210,531 | 0 | 0 | ||
Accenture PLC-Cl A | COM | g1151c101 | 5,025 | 37,203 | SH | SOLE | 37,203 | 0 | 0 | ||
Adobe Systems Inc | COM | 00724f101 | 1,133 | 7,598 | SH | SOLE | 7,598 | 0 | 0 | ||
Aetna Inc | COM | 00817Y108 | 942 | 5,923 | SH | SOLE | 5,923 | 0 | 0 | ||
Aflac Inc | COM | 001055102 | 1,122 | 13,787 | SH | SOLE | 13,787 | 0 | 0 | ||
Agilent Technologies Inc | COM | 00846u101 | 1,053 | 16,398 | SH | SOLE | 16,398 | 0 | 0 | ||
Air Products & Chemicals Inc | COM | 009158106 | 7,506 | 49,637 | SH | SOLE | 49,637 | 0 | 0 | ||
Alibaba Group Holding-SP ADR | COM | 01609w102 | 231 | 1,338 | SH | SOLE | 1,338 | 0 | 0 | ||
Allegion PLC | COM | g0176j109 | 241 | 2,782 | SH | SOLE | 2,782 | 0 | 0 | ||
Allergan plc (new) | COM | g0177j108 | 6,926 | 33,796 | SH | SOLE | 33,796 | 0 | 0 | ||
Allstate Corp | COM | 020002101 | 507 | 5,511 | SH | SOLE | 5,511 | 0 | 0 | ||
Alphabet Inc-Cl A | COM | 02079k305 | 9,731 | 9,994 | SH | SOLE | 9,994 | 0 | 0 | ||
Alphabet Inc-Cl C | COM | 02079k107 | 5,828 | 6,076 | SH | SOLE | 6,076 | 0 | 0 | ||
Altaba Inc | COM | 021346101 | 1,373 | 20,723 | SH | SOLE | 20,723 | 0 | 0 | ||
Altria Group Inc | COM | 02209s103 | 9,617 | 151,638 | SH | SOLE | 151,638 | 0 | 0 | ||
Amarillo Gold Corp | COM | 02301t108 | 3 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
Amazon.com Inc | COM | 023135106 | 8,425 | 8,764 | SH | SOLE | 8,764 | 0 | 0 | ||
American Electric Power | COM | 025537101 | 517 | 7,365 | SH | SOLE | 7,365 | 0 | 0 | ||
American Express Co | COM | 025816109 | 1,533 | 16,951 | SH | SOLE | 16,951 | 0 | 0 | ||
AmerisourceBergen Corp | COM | 03073e105 | 250 | 3,026 | SH | SOLE | 3,026 | 0 | 0 | ||
Ametek Inc | COM | 031100100 | 267 | 4,048 | SH | SOLE | 4,048 | 0 | 0 | ||
Amgen Inc | COM | 031162100 | 2,976 | 15,961 | SH | SOLE | 15,961 | 0 | 0 | ||
Anthem Inc | COM | 036752103 | 2,687 | 14,150 | SH | SOLE | 14,150 | 0 | 0 | ||
Aon PLC | COM | g0408v102 | 235 | 1,610 | SH | SOLE | 1,610 | 0 | 0 | ||
Apple Inc | COM | 037833100 | 39,049 | 253,367 | SH | SOLE | 253,367 | 0 | 0 | ||
Applied Materials Inc | COM | 038222105 | 316 | 6,072 | SH | SOLE | 6,072 | 0 | 0 | ||
Archer-Daniels-Midland Co | COM | 039483102 | 867 | 20,398 | SH | SOLE | 20,398 | 0 | 0 | ||
Ares Capital Corp | COM | 04010l103 | 246 | 15,001 | SH | SOLE | 15,001 | 0 | 0 | ||
Automatic Data Processing | COM | 053015103 | 19,988 | 182,840 | SH | SOLE | 182,840 | 0 | 0 | ||
BCE Inc | COM | 05534b760 | 2,051 | 43,793 | SH | SOLE | 43,793 | 0 | 0 | ||
Bank Of Marin Bancorp/CA | COM | 063425102 | 813 | 11,873 | SH | SOLE | 11,873 | 0 | 0 | ||
Bank Of New York Mellon Corp | COM | 064058100 | 250 | 4,714 | SH | SOLE | 4,714 | 0 | 0 | ||
Bank of America Corp | COM | 060505104 | 8,124 | 320,613 | SH | SOLE | 320,613 | 0 | 0 | ||
Baxter International Inc. | COM | 071813109 | 423 | 6,745 | SH | SOLE | 6,745 | 0 | 0 | ||
Becton Dickinson & Co | COM | 075887109 | 3,102 | 15,829 | SH | SOLE | 15,829 | 0 | 0 | ||
Berkshire Hathaway Inc-Cl B | COM | 084670702 | 3,831 | 20,900 | SH | SOLE | 20,900 | 0 | 0 | ||
Biogen Inc | COM | 09062x103 | 1,400 | 4,470 | SH | SOLE | 4,470 | 0 | 0 | ||
Blackrock Inc | COM | 09247x101 | 297 | 663 | SH | SOLE | 663 | 0 | 0 | ||
Blackstone Group/The | COM | 09253u108 | 820 | 24,566 | SH | SOLE | 24,566 | 0 | 0 | ||
Boeing Co | COM | 097023105 | 2,951 | 11,607 | SH | SOLE | 11,607 | 0 | 0 | ||
Bristol-Myers Squibb Co | COM | 110122108 | 18,640 | 292,435 | SH | SOLE | 292,435 | 0 | 0 | ||
Broadcom Ltd | COM | y09827109 | 393 | 1,622 | SH | SOLE | 1,622 | 0 | 0 | ||
Brown-Forman Corp -Cl B | COM | 115637209 | 418 | 7,693 | SH | SOLE | 7,693 | 0 | 0 | ||
CBS Corp Class B | COM | 124857202 | 1,901 | 32,781 | SH | SOLE | 32,781 | 0 | 0 | ||
CR Bard Inc | COM | 067383109 | 742 | 2,314 | SH | SOLE | 2,314 | 0 | 0 | ||
CSX Corp | COM | 126408103 | 260 | 4,801 | SH | SOLE | 4,801 | 0 | 0 | ||
CVS Health Corp | COM | 126650100 | 2,972 | 36,547 | SH | SOLE | 36,547 | 0 | 0 | ||
CalAtlantic Group | COM | 128195104 | 806 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
Canadian Natl Railway Co | COM | 136375102 | 273 | 3,290 | SH | SOLE | 3,290 | 0 | 0 | ||
CarMax Inc | COM | 143130102 | 265 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
Caterpillar Inc | COM | 149123101 | 3,811 | 30,558 | SH | SOLE | 30,558 | 0 | 0 | ||
Celgene Corp | COM | 151020104 | 781 | 5,353 | SH | SOLE | 5,353 | 0 | 0 | ||
CenterPoint Energy Inc | COM | 15189t107 | 1,936 | 66,287 | SH | SOLE | 66,287 | 0 | 0 | ||
Cerner Corp | COM | 156782104 | 3,882 | 54,431 | SH | SOLE | 54,431 | 0 | 0 | ||
Check Point Software Tech | COM | m22465104 | 1,439 | 12,621 | SH | SOLE | 12,621 | 0 | 0 | ||
Chevron Corp | COM | 166764100 | 30,608 | 260,495 | SH | SOLE | 260,495 | 0 | 0 | ||
Chubb Ltd (new) | COM | h1467j104 | 2,815 | 19,748 | SH | SOLE | 19,748 | 0 | 0 | ||
Cigna Corp | COM | 125509109 | 285 | 1,523 | SH | SOLE | 1,523 | 0 | 0 | ||
Cincinnati Financial Corp | COM | 172062101 | 804 | 10,506 | SH | SOLE | 10,506 | 0 | 0 | ||
Cintas Corp | COM | 172908105 | 641 | 4,444 | SH | SOLE | 4,444 | 0 | 0 | ||
Cisco Systems Inc | COM | 17275R102 | 5,015 | 149,110 | SH | SOLE | 149,110 | 0 | 0 | ||
Citigroup Inc | COM | 172967424 | 446 | 6,138 | SH | SOLE | 6,138 | 0 | 0 | ||
Citizens Financial Group | COM | 174610105 | 341 | 8,992 | SH | SOLE | 8,992 | 0 | 0 | ||
Clorox Company | COM | 189054109 | 14,539 | 110,215 | SH | SOLE | 110,215 | 0 | 0 | ||
Coca-Cola Co/The | COM | 191216100 | 5,448 | 121,036 | SH | SOLE | 121,036 | 0 | 0 | ||
Colgate-Palmolive Co | COM | 194162103 | 9,676 | 132,815 | SH | SOLE | 132,815 | 0 | 0 | ||
Comcast Corp-Cl A | COM | 20030n101 | 1,558 | 40,486 | SH | SOLE | 40,486 | 0 | 0 | ||
Conagra Brands Inc | COM | 205887102 | 976 | 28,921 | SH | SOLE | 28,921 | 0 | 0 | ||
ConocoPhillips | COM | 20825C104 | 4,701 | 93,933 | SH | SOLE | 93,933 | 0 | 0 | ||
Consolidated Edison Inc | COM | 209115104 | 842 | 10,437 | SH | SOLE | 10,437 | 0 | 0 | ||
Costco Wholesale Corp | COM | 22160K105 | 19,677 | 119,770 | SH | SOLE | 119,770 | 0 | 0 | ||
Crown Castle Intl Corp | COM | 22822v101 | 17,115 | 171,186 | SH | SOLE | 171,186 | 0 | 0 | ||
DISH Network Corp | COM | 25470m109 | 211 | 3,892 | SH | SOLE | 3,892 | 0 | 0 | ||
Danaher Corp | COM | 235851102 | 5,169 | 60,256 | SH | SOLE | 60,256 | 0 | 0 | ||
Deere & Co | COM | 244199105 | 1,620 | 12,903 | SH | SOLE | 12,903 | 0 | 0 | ||
Diageo Plc-Sponsored ADR | COM | 25243q205 | 547 | 4,137 | SH | SOLE | 4,137 | 0 | 0 | ||
Dick's Sporting Goods Inc | COM | 253393102 | 325 | 12,038 | SH | SOLE | 12,038 | 0 | 0 | ||
Disney Co./Walt The | COM | 254687106 | 15,067 | 152,853 | SH | SOLE | 152,853 | 0 | 0 | ||
Dominion Resources Inc/Va | COM | 25746u109 | 646 | 8,393 | SH | SOLE | 8,393 | 0 | 0 | ||
Dover Corp | COM | 260003108 | 748 | 8,185 | SH | SOLE | 8,185 | 0 | 0 | ||
DowDuPont Inc | COM | 26078j100 | 10,959 | 158,301 | SH | SOLE | 158,301 | 0 | 0 | ||
Dr Pepper Snapple Group Inc | COM | 26138e109 | 611 | 6,903 | SH | SOLE | 6,903 | 0 | 0 | ||
Duke Energy Corp | COM | 26441c204 | 634 | 7,554 | SH | SOLE | 7,554 | 0 | 0 | ||
Dycom Industries, Inc. | COM | 267475101 | 215 | 2,506 | SH | SOLE | 2,506 | 0 | 0 | ||
ETFS Physical Precious Metals | COM | 26922w109 | 232 | 3,665 | SH | SOLE | 3,665 | 0 | 0 | ||
Eaton Corp PLC | COM | g29183103 | 1,436 | 18,704 | SH | SOLE | 18,704 | 0 | 0 | ||
Ecolab Inc | COM | 278865100 | 13,383 | 104,056 | SH | SOLE | 104,056 | 0 | 0 | ||
Edison International | COM | 281020107 | 11,937 | 154,689 | SH | SOLE | 154,689 | 0 | 0 | ||
Electronic Arts Inc | COM | 285512109 | 293 | 2,483 | SH | SOLE | 2,483 | 0 | 0 | ||
Eli Lilly & Co | COM | 532457108 | 4,432 | 51,813 | SH | SOLE | 51,813 | 0 | 0 | ||
Emerson Electric Co | COM | 291011104 | 2,091 | 33,282 | SH | SOLE | 33,282 | 0 | 0 | ||
Enbridge Inc | COM | 29250n105 | 3,899 | 93,195 | SH | SOLE | 93,195 | 0 | 0 | ||
Encounter Technologies Inc | COM | 29259j303 | 0 | 62,000 | SH | SOLE | 62,000 | 0 | 0 | ||
Enterprise Products Partners | COM | 293792107 | 831 | 31,868 | SH | SOLE | 31,868 | 0 | 0 | ||
Equity Residential | COM | 29476l107 | 210 | 3,185 | SH | SOLE | 3,185 | 0 | 0 | ||
Essex Property Trust Inc | COM | 297178105 | 862 | 3,395 | SH | SOLE | 3,395 | 0 | 0 | ||
Eurasian Minerals Inc | COM | 29843r100 | 45 | 54,086 | SH | SOLE | 54,086 | 0 | 0 | ||
Eversource Energy | COM | 30040w108 | 376 | 6,214 | SH | SOLE | 6,214 | 0 | 0 | ||
Express Scripts Holding Co. | COM | 30219g108 | 572 | 9,039 | SH | SOLE | 9,039 | 0 | 0 | ||
Exxon Mobil Corp | COM | 30231G102 | 9,789 | 119,412 | SH | SOLE | 119,412 | 0 | 0 | ||
Facebook Inc | COM | 30303m102 | 50,770 | 297,125 | SH | SOLE | 297,125 | 0 | 0 | ||
Fanhua Inc-Sponsored ADR | COM | 30712a103 | 294 | 23,374 | SH | SOLE | 23,374 | 0 | 0 | ||
FedEx Corp | COM | 31428x106 | 841 | 3,728 | SH | SOLE | 3,728 | 0 | 0 | ||
Finisar Corporation | COM | 31787a507 | 222 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
First Republic Bank/San Franci | COM | 33616C100 | 8,532 | 81,677 | SH | SOLE | 81,677 | 0 | 0 | ||
First Trust Mid Cap Growth Alp | COM | 33737m102 | 2,288 | 62,591 | SH | SOLE | 62,591 | 0 | 0 | ||
First Trust Mid Cap Value ETF | COM | 33737m201 | 302 | 8,783 | SH | SOLE | 8,783 | 0 | 0 | ||
First Trust Morningstar Divide | COM | 336917109 | 1,554 | 53,554 | SH | SOLE | 53,554 | 0 | 0 | ||
Ford Motor Co | COM | 345370860 | 237 | 19,806 | SH | SOLE | 19,806 | 0 | 0 | ||
Fortinet Inc | COM | 34959e109 | 376 | 10,490 | SH | SOLE | 10,490 | 0 | 0 | ||
Fortive Corp | COM | 34959j108 | 266 | 3,763 | SH | SOLE | 3,763 | 0 | 0 | ||
General Dynamics Corp | COM | 369550108 | 3,512 | 17,085 | SH | SOLE | 17,085 | 0 | 0 | ||
General Electric Co | COM | 369604103 | 15,483 | 640,326 | SH | SOLE | 640,326 | 0 | 0 | ||
General Mills Inc | COM | 370334104 | 5,088 | 98,298 | SH | SOLE | 98,298 | 0 | 0 | ||
General Motors Co | COM | 37045v100 | 575 | 14,247 | SH | SOLE | 14,247 | 0 | 0 | ||
Genuine Parts Co | COM | 372460105 | 7,553 | 78,962 | SH | SOLE | 78,962 | 0 | 0 | ||
Gilead Sciences Inc | COM | 375558103 | 787 | 9,717 | SH | SOLE | 9,717 | 0 | 0 | ||
GlaxoSmithKline Plc-ADR | COM | 37733w105 | 286 | 7,034 | SH | SOLE | 7,034 | 0 | 0 | ||
Global Brands Group Holding | COM | g39338101 | 1 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Goldman Sach Active Beta US La | COM | 381430503 | 494 | 9,896 | SH | SOLE | 9,896 | 0 | 0 | ||
Goldman Sachs Group Inc | COM | 38141G104 | 880 | 3,712 | SH | SOLE | 3,712 | 0 | 0 | ||
Great Plains Energy Inc | COM | 391164100 | 1,169 | 38,570 | SH | SOLE | 38,570 | 0 | 0 | ||
Guggenheim Russell Top 50 ETF | COM | 78355w205 | 860 | 4,833 | SH | SOLE | 4,833 | 0 | 0 | ||
Guggenheim S&P Equal Weight | COM | 78355w106 | 719 | 7,524 | SH | SOLE | 7,524 | 0 | 0 | ||
Guggenheim S&P Equal Weight Fi | COM | 78355w858 | 244 | 5,901 | SH | SOLE | 5,901 | 0 | 0 | ||
HCP Inc REIT | COM | 40414l109 | 4,889 | 175,678 | SH | SOLE | 175,678 | 0 | 0 | ||
Home Depot Inc | COM | 437076102 | 18,752 | 114,647 | SH | SOLE | 114,647 | 0 | 0 | ||
Honeywell International Inc | COM | 438516106 | 6,161 | 43,464 | SH | SOLE | 43,464 | 0 | 0 | ||
Hormel Foods Corp | COM | 440452100 | 754 | 23,449 | SH | SOLE | 23,449 | 0 | 0 | ||
Illinois Tool Works | COM | 452308109 | 1,388 | 9,381 | SH | SOLE | 9,381 | 0 | 0 | ||
Ingersoll-Rand PLC | COM | g47791101 | 2,281 | 25,579 | SH | SOLE | 25,579 | 0 | 0 | ||
Intel Corp | COM | 458140100 | 15,129 | 397,288 | SH | SOLE | 397,288 | 0 | 0 | ||
International Paper Co | COM | 460146103 | 305 | 5,368 | SH | SOLE | 5,368 | 0 | 0 | ||
Intl Business Machines Corp | COM | 459200101 | 3,495 | 24,092 | SH | SOLE | 24,092 | 0 | 0 | ||
Intl Flavors & Fragrances | COM | 459506101 | 893 | 6,250 | SH | SOLE | 6,250 | 0 | 0 | ||
Ivanhoe Mines Ltd | COM | 46579r104 | 771 | 241,500 | SH | SOLE | 241,500 | 0 | 0 | ||
JBG SMITH Properties | COM | 46590v100 | 293 | 8,565 | SH | SOLE | 8,565 | 0 | 0 | ||
JPMorgan Chase & Co | COM | 46625H100 | 12,465 | 130,512 | SH | SOLE | 130,512 | 0 | 0 | ||
Jacobs Engineering Group Inc | COM | 469814107 | 332 | 5,703 | SH | SOLE | 5,703 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 34,311 | 263,909 | SH | SOLE | 263,909 | 0 | 0 | ||
Johnson Controls Intl PLC | COM | g51502105 | 384 | 9,526 | SH | SOLE | 9,526 | 0 | 0 | ||
Keysight Technologies Inc | COM | 49338l103 | 316 | 7,584 | SH | SOLE | 7,584 | 0 | 0 | ||
Kimberly-Clark Corp | COM | 494368103 | 17,661 | 150,077 | SH | SOLE | 150,077 | 0 | 0 | ||
Kinder Morgan Inc | COM | 49456b101 | 2,776 | 144,717 | SH | SOLE | 144,717 | 0 | 0 | ||
Kraft Heinz Co/The | COM | 500754106 | 2,570 | 33,141 | SH | SOLE | 33,141 | 0 | 0 | ||
L3 Technologies Inc | COM | 502413107 | 1,050 | 5,572 | SH | SOLE | 5,572 | 0 | 0 | ||
Laboratory Corp Of Amer Hldgs | COM | 50540r409 | 2,224 | 14,730 | SH | SOLE | 14,730 | 0 | 0 | ||
Lam Research Corp | COM | 512807108 | 369 | 1,995 | SH | SOLE | 1,995 | 0 | 0 | ||
Lamb Weston Holdings Inc | COM | 513272104 | 369 | 7,860 | SH | SOLE | 7,860 | 0 | 0 | ||
Leggett & Platt Inc | COM | 524660107 | 656 | 13,746 | SH | SOLE | 13,746 | 0 | 0 | ||
Li & Fung Ltd | COM | g5485f169 | 5 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Lockheed Martin Corp | COM | 539830109 | 5,730 | 18,467 | SH | SOLE | 18,467 | 0 | 0 | ||
Lowe's Cos Inc | COM | 548661107 | 4,095 | 51,222 | SH | SOLE | 51,222 | 0 | 0 | ||
Lululemon Athletica Inc | COM | 550021109 | 524 | 8,425 | SH | SOLE | 8,425 | 0 | 0 | ||
Marathon Petroleum Corp | COM | 56585a102 | 373 | 6,644 | SH | SOLE | 6,644 | 0 | 0 | ||
Marriott International-Cl A | COM | 571903202 | 4,140 | 37,548 | SH | SOLE | 37,548 | 0 | 0 | ||
Masimo Corporation | COM | 574795100 | 209 | 2,415 | SH | SOLE | 2,415 | 0 | 0 | ||
McCormick & Co-Non Votung Shrs | COM | 579780206 | 2,425 | 23,629 | SH | SOLE | 23,629 | 0 | 0 | ||
McDonald's Corp | COM | 580135101 | 15,240 | 97,270 | SH | SOLE | 97,270 | 0 | 0 | ||
McKesson Corp | COM | 58155q103 | 1,107 | 7,204 | SH | SOLE | 7,204 | 0 | 0 | ||
Medical Properties Trust Inc | COM | 58463j304 | 222 | 16,919 | SH | SOLE | 16,919 | 0 | 0 | ||
Medtronic PLC | COM | g5960l103 | 6,619 | 85,105 | SH | SOLE | 85,105 | 0 | 0 | ||
Merck & Co. Inc. | COM | 58933y105 | 8,564 | 133,742 | SH | SOLE | 133,742 | 0 | 0 | ||
Microsoft Corp | COM | 594918104 | 26,569 | 356,677 | SH | SOLE | 356,677 | 0 | 0 | ||
Mondelez International | COM | 609207105 | 1,914 | 47,075 | SH | SOLE | 47,075 | 0 | 0 | ||
Morgan Stanley | COM | 617446448 | 3,379 | 70,148 | SH | SOLE | 70,148 | 0 | 0 | ||
NVIDIA Corp | COM | 67066g104 | 427 | 2,386 | SH | SOLE | 2,386 | 0 | 0 | ||
NXP Semi Submitted for Tende | COM | n6596x109 | 732 | 6,475 | SH | SOLE | 6,475 | 0 | 0 | ||
Nestle Sa-Spons ADR For Reg | COM | 641069406 | 3,875 | 46,126 | SH | SOLE | 46,126 | 0 | 0 | ||
NextEra Energy Inc | COM | 65339f101 | 16,438 | 112,169 | SH | SOLE | 112,169 | 0 | 0 | ||
Nike Inc -Cl B | COM | 654106103 | 9,165 | 176,769 | SH | SOLE | 176,769 | 0 | 0 | ||
Nordstrom Inc | COM | 655664100 | 233 | 4,945 | SH | SOLE | 4,945 | 0 | 0 | ||
Norfolk Southern Corp | COM | 655844108 | 340 | 2,570 | SH | SOLE | 2,570 | 0 | 0 | ||
Novartis Ag-ADR | COM | 66987v109 | 3,189 | 37,151 | SH | SOLE | 37,151 | 0 | 0 | ||
Nucor Corp | COM | 670346105 | 424 | 7,568 | SH | SOLE | 7,568 | 0 | 0 | ||
Occidental Petroleum Corp | COM | 674599105 | 4,832 | 75,249 | SH | SOLE | 75,249 | 0 | 0 | ||
Oracle Corp | COM | 68389x105 | 4,136 | 85,549 | SH | SOLE | 85,549 | 0 | 0 | ||
P G & E Corp | COM | 69331c108 | 458 | 6,721 | SH | SOLE | 6,721 | 0 | 0 | ||
Paccar Inc | COM | 693718108 | 1,331 | 18,396 | SH | SOLE | 18,396 | 0 | 0 | ||
Parker-Hannifin Corp | COM | 701094104 | 348 | 1,991 | SH | SOLE | 1,991 | 0 | 0 | ||
Pentair PLC | COM | g7s00t104 | 654 | 9,630 | SH | SOLE | 9,630 | 0 | 0 | ||
PepsiCo Inc | COM | 713448108 | 9,181 | 82,397 | SH | SOLE | 82,397 | 0 | 0 | ||
Pfizer Inc | COM | 717081103 | 9,495 | 265,969 | SH | SOLE | 265,969 | 0 | 0 | ||
Philip Morris International | COM | 718172109 | 2,609 | 23,499 | SH | SOLE | 23,499 | 0 | 0 | ||
Phillips 66 | COM | 718546104 | 229 | 2,504 | SH | SOLE | 2,504 | 0 | 0 | ||
Plains GP Holdings LP | COM | 72651a207 | 219 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PowerShares Buyback Achievers | COM | 73935x286 | 279 | 5,026 | SH | SOLE | 5,026 | 0 | 0 | ||
PowerShares Preferred Portfoli | COM | 73936t565 | 13,388 | 890,784 | SH | SOLE | 890,784 | 0 | 0 | ||
Powershares KBW Regional Bank | COM | 73937b712 | 1,307 | 23,755 | SH | SOLE | 23,755 | 0 | 0 | ||
Powershares QQQ NASDAQ 100 Tru | COM | 73935a104 | 4,716 | 32,423 | SH | SOLE | 32,423 | 0 | 0 | ||
Praxair Inc | COM | 74005p104 | 2,723 | 19,485 | SH | SOLE | 19,485 | 0 | 0 | ||
Preferred Apartment Communitie | COM | 74039l103 | 5,643 | 298,870 | SH | SOLE | 298,870 | 0 | 0 | ||
ProLogis Inc | COM | 74340w103 | 667 | 10,511 | SH | SOLE | 10,511 | 0 | 0 | ||
ProShares Ultra Technology | COM | 74347r693 | 240 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
Procter & Gamble Co | COM | 742718109 | 27,470 | 301,938 | SH | SOLE | 301,938 | 0 | 0 | ||
Public Service Enterprise Grou | COM | 744573106 | 3,038 | 65,696 | SH | SOLE | 65,696 | 0 | 0 | ||
Qualcomm Inc | COM | 747525103 | 444 | 8,560 | SH | SOLE | 8,560 | 0 | 0 | ||
Quest Diagnostics | COM | 74834l100 | 257 | 2,745 | SH | SOLE | 2,745 | 0 | 0 | ||
Raytheon Company | COM | 755111507 | 4,561 | 24,443 | SH | SOLE | 24,443 | 0 | 0 | ||
Realty Income Corp | COM | 756109104 | 11,823 | 206,736 | SH | SOLE | 206,736 | 0 | 0 | ||
Regeneron Pharmaceuticals Inc | COM | 75886f107 | 311 | 695 | SH | SOLE | 695 | 0 | 0 | ||
Roche Holdings LTD-Spons ADR | COM | 771195104 | 4,125 | 128,908 | SH | SOLE | 128,908 | 0 | 0 | ||
Rockwell Automation Inc | COM | 773903109 | 242 | 1,360 | SH | SOLE | 1,360 | 0 | 0 | ||
Rockwell Collins Inc. | COM | 774341101 | 1,186 | 9,077 | SH | SOLE | 9,077 | 0 | 0 | ||
Roper Technologies Inc | COM | 776696106 | 280 | 1,149 | SH | SOLE | 1,149 | 0 | 0 | ||
Royal Dutch Shell Plc-ADR A | COM | 780259206 | 524 | 8,655 | SH | SOLE | 8,655 | 0 | 0 | ||
S&P Global Inc | COM | 78409v104 | 1,364 | 8,726 | SH | SOLE | 8,726 | 0 | 0 | ||
SAP SE-Sponsored ADR | COM | 803054204 | 844 | 7,700 | SH | SOLE | 7,700 | 0 | 0 | ||
SPDR Consumer Discretionary Se | COM | 81369y407 | 14,714 | 163,348 | SH | SOLE | 163,348 | 0 | 0 | ||
SPDR Consumer Staples Select S | COM | 81369y308 | 7,060 | 130,781 | SH | SOLE | 130,781 | 0 | 0 | ||
SPDR Dow Jones Industrial Aver | COM | 78467x109 | 1,247 | 5,571 | SH | SOLE | 5,571 | 0 | 0 | ||
SPDR Energy Select Sector | COM | 81369y506 | 15,882 | 231,919 | SH | SOLE | 231,919 | 0 | 0 | ||
SPDR Financial Select Sector | COM | 81369y605 | 13,727 | 530,829 | SH | SOLE | 530,829 | 0 | 0 | ||
SPDR Gold Trust | COM | 78463v107 | 1,608 | 13,228 | SH | SOLE | 13,228 | 0 | 0 | ||
SPDR Health Care Select Sector | COM | 81369y209 | 13,672 | 167,281 | SH | SOLE | 167,281 | 0 | 0 | ||
SPDR Industrial Select Sector | COM | 81369y704 | 10,775 | 151,766 | SH | SOLE | 151,766 | 0 | 0 | ||
SPDR Materials Select Sector | COM | 81369y100 | 3,484 | 61,330 | SH | SOLE | 61,330 | 0 | 0 | ||
SPDR NYSE Technology ETF | COM | 78464a102 | 922 | 11,688 | SH | SOLE | 11,688 | 0 | 0 | ||
SPDR Real Estate Sector | COM | 81369y860 | 2,022 | 62,720 | SH | SOLE | 62,720 | 0 | 0 | ||
SPDR S&P 500 Index Trust Serie | COM | 78462f103 | 8,384 | 33,372 | SH | SOLE | 33,372 | 0 | 0 | ||
SPDR S&P Aerospace & Defense E | COM | 78464a631 | 427 | 5,352 | SH | SOLE | 5,352 | 0 | 0 | ||
SPDR S&P Biotech ETF | COM | 78464a870 | 576 | 6,657 | SH | SOLE | 6,657 | 0 | 0 | ||
SPDR S&P Dividend | COM | 78464a763 | 12,954 | 141,842 | SH | SOLE | 141,842 | 0 | 0 | ||
SPDR S&P MidCap 400 ETF Trust | COM | 78467y107 | 11,491 | 35,213 | SH | SOLE | 35,213 | 0 | 0 | ||
SPDR S&P Regional Banking | COM | 78464a698 | 2,363 | 41,635 | SH | SOLE | 41,635 | 0 | 0 | ||
SPDR Technology Select Sector | COM | 81369y803 | 30,985 | 524,287 | SH | SOLE | 524,287 | 0 | 0 | ||
SPDR Utilities Select Sector | COM | 81369y886 | 3,320 | 62,587 | SH | SOLE | 62,587 | 0 | 0 | ||
Salesforce.Com Inc | COM | 79466l302 | 1,834 | 19,629 | SH | SOLE | 19,629 | 0 | 0 | ||
Scana Corp | COM | 80589m102 | 598 | 12,324 | SH | SOLE | 12,324 | 0 | 0 | ||
Schlumberger Ltd | COM | 806857108 | 423 | 6,057 | SH | SOLE | 6,057 | 0 | 0 | ||
Schwab (Charles) Corp | COM | 808513105 | 878 | 20,080 | SH | SOLE | 20,080 | 0 | 0 | ||
Schwab Intl Equity ETF | COM | 808524805 | 265 | 7,904 | SH | SOLE | 7,904 | 0 | 0 | ||
Schwab US Broad Market ETF | COM | 808524102 | 1,978 | 32,480 | SH | SOLE | 32,480 | 0 | 0 | ||
Schwab US Dividend Equity ETF | COM | 808524797 | 8,080 | 172,649 | SH | SOLE | 172,649 | 0 | 0 | ||
Schwab US Large-Cap ETF | COM | 808524201 | 2,142 | 35,670 | SH | SOLE | 35,670 | 0 | 0 | ||
Schwab US Mid-Cap ETF | COM | 808524508 | 1,502 | 29,967 | SH | SOLE | 29,967 | 0 | 0 | ||
Semiconductor ETF VanEck Vecto | COM | 92189f676 | 362 | 3,876 | SH | SOLE | 3,876 | 0 | 0 | ||
Sempra Energy | COM | 816851109 | 3,632 | 31,822 | SH | SOLE | 31,822 | 0 | 0 | ||
Sherwin Williams Co | COM | 824348106 | 852 | 2,379 | SH | SOLE | 2,379 | 0 | 0 | ||
Siemens Ag-Spons ADR | COM | 826197501 | 215 | 3,034 | SH | SOLE | 3,034 | 0 | 0 | ||
Silvercorp Metals Inc | COM | 82835p103 | 27 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Simon Property Group Inc | COM | 828806109 | 218 | 1,352 | SH | SOLE | 1,352 | 0 | 0 | ||
Southern Co | COM | 842587107 | 1,304 | 26,541 | SH | SOLE | 26,541 | 0 | 0 | ||
Southwest Airlines | COM | 844741108 | 211 | 3,766 | SH | SOLE | 3,766 | 0 | 0 | ||
Spectral Medical Inc | COM | 847577103 | 8 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
Sprott Inc | COM | 852066109 | 30 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
Sprott Resource Holdings Inc | COM | 85209d101 | 98 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
Stanley Black & Decker Inc | COM | 854502101 | 7,771 | 51,472 | SH | SOLE | 51,472 | 0 | 0 | ||
Starbucks Corp | COM | 855244109 | 7,217 | 134,377 | SH | SOLE | 134,377 | 0 | 0 | ||
State Street Corp | COM | 857477103 | 365 | 3,819 | SH | SOLE | 3,819 | 0 | 0 | ||
Sysco Corp | COM | 871829107 | 838 | 15,529 | SH | SOLE | 15,529 | 0 | 0 | ||
TJX Companies Inc | COM | 872540109 | 564 | 7,654 | SH | SOLE | 7,654 | 0 | 0 | ||
Target Corp | COM | 87612e106 | 633 | 10,733 | SH | SOLE | 10,733 | 0 | 0 | ||
Teradyne Inc | COM | 880770102 | 297 | 7,977 | SH | SOLE | 7,977 | 0 | 0 | ||
Tesla Inc | COM | 88160r101 | 1,187 | 3,480 | SH | SOLE | 3,480 | 0 | 0 | ||
Texas Instruments Inc | COM | 882508104 | 545 | 6,077 | SH | SOLE | 6,077 | 0 | 0 | ||
Thermo Fisher Scientific Inc | COM | 883556102 | 570 | 3,014 | SH | SOLE | 3,014 | 0 | 0 | ||
Time Warner Inc | COM | 887317303 | 2,741 | 26,752 | SH | SOLE | 26,752 | 0 | 0 | ||
Toronto Dominion Bank | COM | 891160509 | 4,902 | 87,116 | SH | SOLE | 87,116 | 0 | 0 | ||
Toyota Motor Corp -Spon ADR | COM | 892331307 | 1,517 | 12,730 | SH | SOLE | 12,730 | 0 | 0 | ||
Travelers Cos Inc/The | COM | 89417e109 | 3,303 | 26,959 | SH | SOLE | 26,959 | 0 | 0 | ||
Tri-Valley Corporation | COM | 895735108 | 0 | 30,600 | SH | SOLE | 30,600 | 0 | 0 | ||
U S Bancorp | COM | 902973304 | 5,441 | 101,533 | SH | SOLE | 101,533 | 0 | 0 | ||
UDR Inc | COM | 902653104 | 269 | 7,080 | SH | SOLE | 7,080 | 0 | 0 | ||
Unilever N V -NY Shares | COM | 904784709 | 5,225 | 88,491 | SH | SOLE | 88,491 | 0 | 0 | ||
Unilever Plc-Sponsored ADR | COM | 904767704 | 2,052 | 35,403 | SH | SOLE | 35,403 | 0 | 0 | ||
Union Pacific Corp | COM | 907818108 | 1,678 | 14,467 | SH | SOLE | 14,467 | 0 | 0 | ||
United Parcel Service-Cl B | COM | 911312106 | 10,486 | 87,322 | SH | SOLE | 87,322 | 0 | 0 | ||
United Technologies Corp | COM | 913017109 | 3,076 | 26,496 | SH | SOLE | 26,496 | 0 | 0 | ||
UnitedHealth Group Inc | COM | 91324P102 | 1,954 | 9,975 | SH | SOLE | 9,975 | 0 | 0 | ||
Valero Energy Corp | COM | 91913Y100 | 314 | 4,084 | SH | SOLE | 4,084 | 0 | 0 | ||
VanEck Vectors Pharmaceutical | COM | 92189f692 | 358 | 6,193 | SH | SOLE | 6,193 | 0 | 0 | ||
Vanguard Consumer Discretionar | COM | 92204a108 | 628 | 4,378 | SH | SOLE | 4,378 | 0 | 0 | ||
Vanguard Consumer Staples Vipe | COM | 92204a207 | 362 | 2,615 | SH | SOLE | 2,615 | 0 | 0 | ||
Vanguard Developed Mkts | COM | 921943858 | 1,480 | 34,093 | SH | SOLE | 34,093 | 0 | 0 | ||
Vanguard Dividend Appreciation | COM | 921908844 | 841 | 8,874 | SH | SOLE | 8,874 | 0 | 0 | ||
Vanguard Emerging Mkts | COM | 922042858 | 900 | 20,659 | SH | SOLE | 20,659 | 0 | 0 | ||
Vanguard European Vipers | COM | 922042874 | 573 | 9,826 | SH | SOLE | 9,826 | 0 | 0 | ||
Vanguard High Div Yield | COM | 921946406 | 3,314 | 40,884 | SH | SOLE | 40,884 | 0 | 0 | ||
Vanguard Info Tech Vipers | COM | 92204a702 | 1,057 | 6,956 | SH | SOLE | 6,956 | 0 | 0 | ||
Vanguard Large-Cap Vipers ETF | COM | 922908637 | 263 | 2,275 | SH | SOLE | 2,275 | 0 | 0 | ||
Vanguard Mid-Cap | COM | 922908629 | 3,003 | 20,430 | SH | SOLE | 20,430 | 0 | 0 | ||
Vanguard REIT | COM | 922908553 | 482 | 5,801 | SH | SOLE | 5,801 | 0 | 0 | ||
Vanguard Small-Cap Vipers | COM | 922908751 | 2,297 | 16,256 | SH | SOLE | 16,256 | 0 | 0 | ||
Vanguard Total Stock Market | COM | 922908769 | 17,719 | 136,808 | SH | SOLE | 136,808 | 0 | 0 | ||
Varian Medical Systems Inc | COM | 92220P105 | 2,326 | 23,244 | SH | SOLE | 23,244 | 0 | 0 | ||
Verisk Analytics Inc-Class A | COM | 92345Y106 | 746 | 8,965 | SH | SOLE | 8,965 | 0 | 0 | ||
Verizon Communications Inc | COM | 92343v104 | 29,005 | 586,076 | SH | SOLE | 586,076 | 0 | 0 | ||
Visa Inc-Class A Shares | COM | 92826c839 | 3,397 | 32,281 | SH | SOLE | 32,281 | 0 | 0 | ||
Vornado Realty Trust | COM | 929042109 | 5,686 | 73,960 | SH | SOLE | 73,960 | 0 | 0 | ||
WEC Energy Group Inc | COM | 92939u106 | 5,419 | 86,313 | SH | SOLE | 86,313 | 0 | 0 | ||
Wal-Mart Stores Inc | COM | 931142103 | 1,594 | 20,398 | SH | SOLE | 20,398 | 0 | 0 | ||
Walgreens Boots Alliance Inc | COM | 931427108 | 13,091 | 169,526 | SH | SOLE | 169,526 | 0 | 0 | ||
Waste Management Inc | COM | 94106l109 | 15,987 | 204,261 | SH | SOLE | 204,261 | 0 | 0 | ||
Wells Fargo & Company | COM | 949746101 | 34,878 | 632,425 | SH | SOLE | 632,425 | 0 | 0 | ||
Westamerica Bancorportaion | COM | 957090103 | 560 | 9,402 | SH | SOLE | 9,402 | 0 | 0 | ||
Western Digital Corp | COM | 958102105 | 710 | 8,216 | SH | SOLE | 8,216 | 0 | 0 | ||
Weyerhaeuser Co | COM | 962166104 | 549 | 16,131 | SH | SOLE | 16,131 | 0 | 0 | ||
Whirlpool Corp | COM | 963320106 | 2,289 | 12,412 | SH | SOLE | 12,412 | 0 | 0 | ||
White Mountains Insurance Grou | COM | g9618e107 | 641 | 748 | SH | SOLE | 748 | 0 | 0 | ||
Williams Cos Inc | COM | 969457100 | 2,409 | 80,261 | SH | SOLE | 80,261 | 0 | 0 | ||
Williams-Sonoma Inc | COM | 969904101 | 5,326 | 106,810 | SH | SOLE | 106,810 | 0 | 0 | ||
WisdomTree MidCap Div Index | COM | 97717w505 | 220 | 2,206 | SH | SOLE | 2,206 | 0 | 0 | ||
Xcel Energy Inc | COM | 98389b100 | 258 | 5,461 | SH | SOLE | 5,461 | 0 | 0 | ||
Xylem Inc | COM | 98419m100 | 210 | 3,360 | SH | SOLE | 3,360 | 0 | 0 | ||
Yum! Brands Inc | COM | 988498101 | 280 | 3,798 | SH | SOLE | 3,798 | 0 | 0 | ||
Zimmer Biomet Holdings Inc | COM | 98956p102 | 3,298 | 28,169 | SH | SOLE | 28,169 | 0 | 0 | ||
iShares Core Dividend Growth | COM | 46434v621 | 1,482 | 45,656 | SH | SOLE | 45,656 | 0 | 0 | ||
iShares Core US Value | COM | 464287663 | 241 | 4,608 | SH | SOLE | 4,608 | 0 | 0 | ||
iShares DJ Select Dividend Ind | COM | 464287168 | 7,827 | 83,573 | SH | SOLE | 83,573 | 0 | 0 | ||
iShares DJ US Energy Sector | COM | 464287796 | 985 | 26,327 | SH | SOLE | 26,327 | 0 | 0 | ||
iShares DJ US Financial Sect | COM | 464287788 | 1,309 | 11,672 | SH | SOLE | 11,672 | 0 | 0 | ||
iShares DJ US Health Car Pro | COM | 464288828 | 304 | 2,056 | SH | SOLE | 2,056 | 0 | 0 | ||
iShares DJ US Medical Device | COM | 464288810 | 287 | 1,720 | SH | SOLE | 1,720 | 0 | 0 | ||
iShares DJ US Telecommunicatio | COM | 464287713 | 1,400 | 46,038 | SH | SOLE | 46,038 | 0 | 0 | ||
iShares DJ US Transport Index | COM | 464287192 | 1,865 | 10,451 | SH | SOLE | 10,451 | 0 | 0 | ||
iShares FTSE/Xinhua China 25 | COM | 464287184 | 201 | 4,560 | SH | SOLE | 4,560 | 0 | 0 | ||
iShares Goldman Sachs Tech I | COM | 464287721 | 467 | 3,114 | SH | SOLE | 3,114 | 0 | 0 | ||
iShares MSCI EAFE Index | COM | 464287465 | 1,100 | 16,056 | SH | SOLE | 16,056 | 0 | 0 | ||
iShares MSCI Emerging Markets | COM | 464287234 | 327 | 7,305 | SH | SOLE | 7,305 | 0 | 0 | ||
iShares MSCI USA Quality Facto | COM | 46432f339 | 1,042 | 13,506 | SH | SOLE | 13,506 | 0 | 0 | ||
iShares Nasdaq Biotech Index F | COM | 464287556 | 6,694 | 20,067 | SH | SOLE | 20,067 | 0 | 0 | ||
iShares Russell 1000 Growth | COM | 464287614 | 837 | 6,696 | SH | SOLE | 6,696 | 0 | 0 | ||
iShares Russell 1000 Value | COM | 464287598 | 223 | 1,882 | SH | SOLE | 1,882 | 0 | 0 | ||
iShares Russell 2000 Index Fun | COM | 464287655 | 539 | 3,636 | SH | SOLE | 3,636 | 0 | 0 | ||
iShares Russell Midcap Growth | COM | 464287481 | 239 | 2,110 | SH | SOLE | 2,110 | 0 | 0 | ||
iShares Russell Midcap Value | COM | 464287473 | 202 | 2,380 | SH | SOLE | 2,380 | 0 | 0 | ||
iShares S&P 100 Index Fund | COM | 464287101 | 1,939 | 17,420 | SH | SOLE | 17,420 | 0 | 0 | ||
iShares S&P 500 Index Fund | COM | 464287200 | 5,634 | 22,273 | SH | SOLE | 22,273 | 0 | 0 | ||
iShares S&P 500 Value Index Fu | COM | 464287408 | 216 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
iShares S&P Europe 350 | COM | 464287861 | 589 | 12,565 | SH | SOLE | 12,565 | 0 | 0 | ||
iShares S&P Global 100 | COM | 464287572 | 728 | 8,246 | SH | SOLE | 8,246 | 0 | 0 | ||
iShares S&P Midcap 400 | COM | 464287507 | 1,690 | 9,448 | SH | SOLE | 9,448 | 0 | 0 | ||
iShares S&P Midcap 400/Value | COM | 464287705 | 532 | 3,481 | SH | SOLE | 3,481 | 0 | 0 | ||
iShares S&P SmallCap 600 | COM | 464287804 | 528 | 7,110 | SH | SOLE | 7,110 | 0 | 0 | ||
iShares S&P US Preferred Stock | COM | 464288687 | 7,906 | 203,702 | SH | SOLE | 203,702 | 0 | 0 | ||
AEGON 8.00. 2042 Notes Call 08 | PFD | 007924608 | 2,385 | 90,781 | SH | SOLE | 90,781 | 0 | 0 | ||
AGNC Investment Corp 7.75. Per | PFD | 00123q302 | 997 | 38,275 | SH | SOLE | 38,275 | 0 | 0 | ||
AON Cap 8.205. 1/27 Non-Call B | PFD | 22532r101 | 2,093 | 64,744 | SH | SOLE | 64,744 | 0 | 0 | ||
AllState 6.75 2049 Call 10/201 | PFD | 020002606 | 280 | 10,590 | SH | SOLE | 10,590 | 0 | 0 | ||
Allied Capital ARCC6.875. 4/20 | PFD | 01903q207 | 252 | 9,798 | SH | SOLE | 9,798 | 0 | 0 | ||
Ally 8.125. Call CUM Call 5/17 | PFD | 361860208 | 203 | 7,700 | SH | SOLE | 7,700 | 0 | 0 | ||
American Homes 4Rent 6.50. Per | PFD | 02665t702 | 371 | 13,454 | SH | SOLE | 13,454 | 0 | 0 | ||
Amtrust Financial 6.95. QDI Ca | PFD | 032359820 | 370 | 15,809 | SH | SOLE | 15,809 | 0 | 0 | ||
Amtrust Financial 7.25. CUM QD | PFD | 032359507 | 302 | 12,168 | SH | SOLE | 12,168 | 0 | 0 | ||
Amtrust Financial 7.25. SrNt C | PFD | 032359861 | 301 | 11,700 | SH | SOLE | 11,700 | 0 | 0 | ||
Amtrust Financial 7.5. QDI Cal | PFD | 032359887 | 2,688 | 108,300 | SH | SOLE | 108,300 | 0 | 0 | ||
Amtrust Financial 7.50.Nts 205 | PFD | 032359853 | 632 | 24,340 | SH | SOLE | 24,340 | 0 | 0 | ||
Amtrust Financial 7.625.CUM QD | PFD | 032359705 | 3,546 | 142,294 | SH | SOLE | 142,294 | 0 | 0 | ||
Amtrust Financial 7.75. QDI Ca | PFD | 032359846 | 2,246 | 88,787 | SH | SOLE | 88,787 | 0 | 0 | ||
Annaly Capital 7.625. CUM Cl 8 | PFD | 035710888 | 1,345 | 52,803 | SH | SOLE | 52,803 | 0 | 0 | ||
Annaly Capital 7.625. Perp Cl | PFD | 035710706 | 321 | 12,727 | SH | SOLE | 12,727 | 0 | 0 | ||
Apollo Cmmrl Real Est 8.00. CU | PFD | 03762u501 | 453 | 17,837 | SH | SOLE | 17,837 | 0 | 0 | ||
Arbor Realty 8.50. CUM Perp Ca | PFD | 038923801 | 288 | 11,030 | SH | SOLE | 11,030 | 0 | 0 | ||
Arch Capital 6.75. BBB QDI Cl | PFD | g0450a204 | 208 | 8,178 | SH | SOLE | 8,178 | 0 | 0 | ||
Ares Management 7. Call 6/21 B | PFD | 04014y200 | 588 | 21,693 | SH | SOLE | 21,693 | 0 | 0 | ||
Argo Group 6.5. Sr Notes Call | PFD | 040130205 | 1,933 | 76,664 | SH | SOLE | 76,664 | 0 | 0 | ||
Arlington Asset Inv 7.00. CUm | PFD | 041356601 | 446 | 18,030 | SH | SOLE | 18,030 | 0 | 0 | ||
Ashford Hospitality 7.375. NR | PFD | 044103604 | 1,574 | 63,167 | SH | SOLE | 63,167 | 0 | 0 | ||
Ashford Hospitality 7.50.Cum P | PFD | 044103802 | 440 | 17,450 | SH | SOLE | 17,450 | 0 | 0 | ||
Atlas Finl SrNt 6.625. Cl 4/20 | PFD | 049323108 | 293 | 11,200 | SH | SOLE | 11,200 | 0 | 0 | ||
B Riley Financial 7.50. SenNts | PFD | 05580m207 | 447 | 17,270 | SH | SOLE | 17,270 | 0 | 0 | ||
B Riley Financial 7.50. SnNts | PFD | 05580m306 | 2,589 | 101,150 | SH | SOLE | 101,150 | 0 | 0 | ||
BGC Partners 8.125. 2042 Call | PFD | 05541t408 | 4,321 | 166,219 | SH | SOLE | 166,219 | 0 | 0 | ||
BancOfCalifornia 7.00. Cal2021 | PFD | 05990k874 | 1,709 | 64,159 | SH | SOLE | 64,159 | 0 | 0 | ||
BancOfCalifornia 7.375. Ca2020 | PFD | 05990k882 | 6,968 | 263,184 | SH | SOLE | 263,184 | 0 | 0 | ||
BancOfCalifornia 8.00. Cal2018 | PFD | 05990k403 | 2,825 | 106,626 | SH | SOLE | 106,626 | 0 | 0 | ||
Bank of America 6.5. Prp Cl 1/ | PFD | 060505310 | 482 | 17,906 | SH | SOLE | 17,906 | 0 | 0 | ||
Bank of America 6.625. Prp/Cl | PFD | 060505344 | 2,886 | 106,130 | SH | SOLE | 106,130 | 0 | 0 | ||
Bank of America 6.625.Prp Cl 1 | PFD | 060505740 | 633 | 24,696 | SH | SOLE | 24,696 | 0 | 0 | ||
BankofAmerica .1000pv 7.25. Cn | PFD | 060505682 | 5,294 | 4,068 | SH | SOLE | 4,068 | 0 | 0 | ||
Barclays 8.125. Perp/Cl 3/14 B | PFD | 06739h362 | 390 | 14,700 | SH | SOLE | 14,700 | 0 | 0 | ||
BlueRock Residential Growth 7. | PFD | 09627j748 | 1,455 | 56,553 | SH | SOLE | 56,553 | 0 | 0 | ||
BlueRock Residential Growth 8. | PFD | 09627j508 | 2,168 | 82,623 | SH | SOLE | 82,623 | 0 | 0 | ||
Boston Private Finl 6.95.Perp | PFD | 101119303 | 769 | 29,966 | SH | SOLE | 29,966 | 0 | 0 | ||
CBL & Associates 6.625. Perp C | PFD | 124830803 | 428 | 17,432 | SH | SOLE | 17,432 | 0 | 0 | ||
CBL&Assoc Properties 7.375.CUM | PFD | 124830605 | 370 | 15,148 | SH | SOLE | 15,148 | 0 | 0 | ||
CHS Chemical 7.50. Cl 1/2025 C | PFD | 12542r803 | 7,426 | 258,916 | SH | SOLE | 258,916 | 0 | 0 | ||
CHS Chemicals 6.75. Perp cl 20 | PFD | 12542r704 | 359 | 13,029 | SH | SOLE | 13,029 | 0 | 0 | ||
CHS Chemicals 7.875. Perp cl 2 | PFD | 12542r308 | 441 | 15,047 | SH | SOLE | 15,047 | 0 | 0 | ||
Capital One Finl 6.7.Prp Call | PFD | 14040h709 | 1,656 | 60,935 | SH | SOLE | 60,935 | 0 | 0 | ||
CenturyLink Quest 7.0.SnNts Cl | PFD | 74913g501 | 2,819 | 111,194 | SH | SOLE | 111,194 | 0 | 0 | ||
Chimera Investment Corp 8. Cal | PFD | 16934q406 | 533 | 20,146 | SH | SOLE | 20,146 | 0 | 0 | ||
Citigroup 5.8. B1 Call 4/18 QD | PFD | 172967366 | 205 | 7,961 | SH | SOLE | 7,961 | 0 | 0 | ||
Citigroup 7.125. Flt Aftr 9/23 | PFD | 172967358 | 7,938 | 273,812 | SH | SOLE | 273,812 | 0 | 0 | ||
Citigroup Tst 7.875. Cl2015 Li | PFD | 173080201 | 979 | 35,245 | SH | SOLE | 35,245 | 0 | 0 | ||
City Office REIT 6.625. CUM Ca | PFD | 178587200 | 724 | 27,864 | SH | SOLE | 27,864 | 0 | 0 | ||
Colony NorthStar 7.125. CUM Ca | PFD | 19625w880 | 4,209 | 163,909 | SH | SOLE | 163,909 | 0 | 0 | ||
Colony NorthStar 7.125. CUM Ca | PFD | 19625w872 | 479 | 18,825 | SH | SOLE | 18,825 | 0 | 0 | ||
Colony NorthStar 7.125. CUM Ca | PFD | 19625w864 | 1,490 | 59,500 | SH | SOLE | 59,500 | 0 | 0 | ||
Colony NorthStar 7.50. CUM Cal | PFD | 19625w807 | 2,756 | 106,834 | SH | SOLE | 106,834 | 0 | 0 | ||
Colony NorthStar 8.50. CUM Cal | PFD | 19625w500 | 843 | 32,671 | SH | SOLE | 32,671 | 0 | 0 | ||
Colony NorthStar 8.75. CUM Cal | PFD | 19625w609 | 483 | 17,688 | SH | SOLE | 17,688 | 0 | 0 | ||
Colony Northstar 8.875.CUM Cal | PFD | 19625w401 | 214 | 8,452 | SH | SOLE | 8,452 | 0 | 0 | ||
CoreEnergy 7.375. Pfd - Par Ca | PFD | 21870u304 | 1,910 | 73,456 | SH | SOLE | 73,456 | 0 | 0 | ||
Cowen 8.25. Senior Notes Call1 | PFD | 223622309 | 1,477 | 55,427 | SH | SOLE | 55,427 | 0 | 0 | ||
Crown Castle Intl 6.875. MndCo | PFD | 22822v309 | 347 | 325 | SH | SOLE | 325 | 0 | 0 | ||
Customers Bk 7.00. Fx- Flt Prp | PFD | 23204g407 | 224 | 8,330 | SH | SOLE | 8,330 | 0 | 0 | ||
Deutsche Bank 8.05. PrpCl6/18 | PFD | 25150l108 | 245 | 9,212 | SH | SOLE | 9,212 | 0 | 0 | ||
Deutsche Bnk 7.6. Prp Cl 2/18 | PFD | 25154a108 | 398 | 15,269 | SH | SOLE | 15,269 | 0 | 0 | ||
Digital Realty 7.375. Perp CUM | PFD | 253868871 | 2,134 | 78,688 | SH | SOLE | 78,688 | 0 | 0 | ||
Discover Financial 6.50.Perp Q | PFD | 254709207 | 1,875 | 73,686 | SH | SOLE | 73,686 | 0 | 0 | ||
Dynagas LNG 9.0. QDI CUM cl 2 | PFD | Y2188b116 | 1,336 | 50,497 | SH | SOLE | 50,497 | 0 | 0 | ||
EBAY 6.00. Sr Notes Call 3/1/2 | PFD | 278642202 | 576 | 21,300 | SH | SOLE | 21,300 | 0 | 0 | ||
EaglePoint Credit 7.75.2022 CU | PFD | 269809109 | 643 | 24,720 | SH | SOLE | 24,720 | 0 | 0 | ||
Endurance Specialty 6.35. Cal | PFD | 29267h406 | 265 | 9,900 | SH | SOLE | 9,900 | 0 | 0 | ||
First Republic 7.0. Cl 12/18 B | PFD | 33616c860 | 4,743 | 178,253 | SH | SOLE | 178,253 | 0 | 0 | ||
GGP Inc 6.375. Call 2/2018 CUM | PFD | 370023202 | 380 | 14,800 | SH | SOLE | 14,800 | 0 | 0 | ||
GasLog LP 8.625.fxd/flt Cum Q | PFD | y2637w116 | 749 | 28,300 | SH | SOLE | 28,300 | 0 | 0 | ||
GasLog Ltd 8.75. Ser A CUM QDI | PFD | g37585117 | 1,472 | 56,261 | SH | SOLE | 56,261 | 0 | 0 | ||
Gladstone Commercial 7.00. CUM | PFD | 376536603 | 5,386 | 207,153 | SH | SOLE | 207,153 | 0 | 0 | ||
Gladstone Investment 6.25. CUM | PFD | 376546503 | 646 | 25,350 | SH | SOLE | 25,350 | 0 | 0 | ||
Glandstone Invstmt 6.50.SrNts2 | PFD | 376546404 | 218 | 8,498 | SH | SOLE | 8,498 | 0 | 0 | ||
Global Indemnity SrNts7.75. Ca | PFD | g3933f121 | 2,002 | 77,097 | SH | SOLE | 77,097 | 0 | 0 | ||
Global Indmnty 7.875. Cl2022 b | PFD | g3933f139 | 953 | 36,925 | SH | SOLE | 36,925 | 0 | 0 | ||
Global Medical RE 7.50. CUM Pe | PFD | 37957w203 | 263 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
Global Net Lease 7.25.Perp Cum | PFD | 379378300 | 809 | 32,400 | SH | SOLE | 32,400 | 0 | 0 | ||
Goldman 5.5. Flt Aftr 5/23 Cl | PFD | 38145g308 | 1,938 | 71,132 | SH | SOLE | 71,132 | 0 | 0 | ||
GoldmanSachs Lib.75 Min3.75. C | PFD | 38143y665 | 630 | 26,497 | SH | SOLE | 26,497 | 0 | 0 | ||
HSBC Hldgs 8.0. Prp Cl 12/15 B | PFD | 404280802 | 2,474 | 91,710 | SH | SOLE | 91,710 | 0 | 0 | ||
Hanover Insurance6.35. Cl3/18 | PFD | 410867204 | 1,252 | 49,091 | SH | SOLE | 49,091 | 0 | 0 | ||
Hartford Finl 7.875. 2042 call | PFD | 416518504 | 1,256 | 41,359 | SH | SOLE | 41,359 | 0 | 0 | ||
Hercules Capital 6.25.SrNts 24 | PFD | 427096862 | 259 | 10,200 | SH | SOLE | 10,200 | 0 | 0 | ||
Hersha Hospitality 6.50. NR Ca | PFD | 427825609 | 489 | 19,120 | SH | SOLE | 19,120 | 0 | 0 | ||
Hoegh LNG Partners 8.75.QDI Pe | PFD | y3262r118 | 569 | 22,790 | SH | SOLE | 22,790 | 0 | 0 | ||
IberiaBank Corp 6.60. Call 5/1 | PFD | 450828504 | 859 | 30,745 | SH | SOLE | 30,745 | 0 | 0 | ||
Investors REIT 7.95. CUM Calle | PFD | 461730301 | 1,462 | 58,287 | SH | SOLE | 58,287 | 0 | 0 | ||
JMP Group 8.00. SrDeb Due1/202 | PFD | 46629u206 | 415 | 16,264 | SH | SOLE | 16,264 | 0 | 0 | ||
JPMorgan Chase 6.70.Perp/Call | PFD | 48127a161 | 1,706 | 63,412 | SH | SOLE | 63,412 | 0 | 0 | ||
Just Energy 8.50.Perp Call3/20 | PFD | 48213w200 | 1,347 | 51,330 | SH | SOLE | 51,330 | 0 | 0 | ||
LaSalle Hotel 6.3. Call 5/2021 | PFD | 517942884 | 272 | 10,619 | SH | SOLE | 10,619 | 0 | 0 | ||
LaSalle Hotel 6.375. Call 3/20 | PFD | 517942801 | 232 | 9,078 | SH | SOLE | 9,078 | 0 | 0 | ||
M&T Bank 6.375. Cl 11/18 BBB- | PFD | 55261f708 | 499 | 484 | SH | SOLE | 484 | 0 | 0 | ||
MFA Financial 7.5. Prp Cl 4/15 | PFD | 55272x409 | 222 | 8,780 | SH | SOLE | 8,780 | 0 | 0 | ||
Maiden Holdings 6.70.Prp Cl 6/ | PFD | g5753u146 | 323 | 13,288 | SH | SOLE | 13,288 | 0 | 0 | ||
Maiden Holdings 7.125.PrpCl 12 | PFD | g5753u138 | 758 | 29,225 | SH | SOLE | 29,225 | 0 | 0 | ||
Maiden Holdings 8.25.Prp Cl8/2 | PFD | g5753u120 | 1,801 | 71,037 | SH | SOLE | 71,037 | 0 | 0 | ||
Medley Capital7.25.SrNts Due24 | PFD | 58503y204 | 418 | 16,450 | SH | SOLE | 16,450 | 0 | 0 | ||
Medley Capitl 6.875.Notes Due2 | PFD | 58503y105 | 354 | 14,400 | SH | SOLE | 14,400 | 0 | 0 | ||
MetLife 3MoLibor.100 Min 4.0. | PFD | 59156r504 | 217 | 8,666 | SH | SOLE | 8,666 | 0 | 0 | ||
Morgan Stanley 3MoLib.70bp 4.F | PFD | 61747s504 | 528 | 22,884 | SH | SOLE | 22,884 | 0 | 0 | ||
Morgan Stanley 7.125.Flt Aftr1 | PFD | 61762v200 | 5,058 | 172,394 | SH | SOLE | 172,394 | 0 | 0 | ||
National General 7.5. NA Cl Q | PFD | 636220857 | 5,217 | 207,768 | SH | SOLE | 207,768 | 0 | 0 | ||
National General 7.50.Call4/20 | PFD | 636220808 | 3,303 | 130,416 | SH | SOLE | 130,416 | 0 | 0 | ||
National General 7.625. Call9/ | PFD | 636220873 | 1,903 | 73,892 | SH | SOLE | 73,892 | 0 | 0 | ||
National General7.50.Call 7/20 | PFD | 636220709 | 2,688 | 104,307 | SH | SOLE | 104,307 | 0 | 0 | ||
New York MtgTrust 7.875.Perp C | PFD | 649604808 | 315 | 12,385 | SH | SOLE | 12,385 | 0 | 0 | ||
NewTek Business Svs 7.0.Nts 3/ | PFD | 652526401 | 298 | 11,690 | SH | SOLE | 11,690 | 0 | 0 | ||
NewTek Business Svs 7.50. Nts | PFD | 652526302 | 530 | 20,111 | SH | SOLE | 20,111 | 0 | 0 | ||
NuStar Logistics 7.625.Nts Cl | PFD | 67059t204 | 1,442 | 56,872 | SH | SOLE | 56,872 | 0 | 0 | ||
Oxford Lane Cap6.75. Nts 6/202 | PFD | 691543508 | 917 | 36,100 | SH | SOLE | 36,100 | 0 | 0 | ||
Oxford Lane Capital 7.50. 6/20 | PFD | 691543300 | 200 | 7,894 | SH | SOLE | 7,894 | 0 | 0 | ||
PS Business Parks 6.0. BBB Cal | PFD | 69360j685 | 249 | 9,886 | SH | SOLE | 9,886 | 0 | 0 | ||
Partner Re 6.50.Perp Cal 4/202 | PFD | g68603136 | 1,152 | 42,595 | SH | SOLE | 42,595 | 0 | 0 | ||
Partner Re 7.25. Call 06/21 BB | PFD | g68603144 | 7,180 | 249,733 | SH | SOLE | 249,733 | 0 | 0 | ||
Penn Real Estate 8.25.CUM Call | PFD | 709102404 | 248 | 9,869 | SH | SOLE | 9,869 | 0 | 0 | ||
Penn RealEstate 6.875.CUM Perp | PFD | 709102701 | 275 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
Penn RealEstate 7.20.CUM Perp | PFD | 709102602 | 311 | 11,955 | SH | SOLE | 11,955 | 0 | 0 | ||
Penn RealEstate 7.375.CUM Perp | PFD | 709102503 | 571 | 22,596 | SH | SOLE | 22,596 | 0 | 0 | ||
PennyMac Mtg 8.125. 2024 Libor | PFD | 70931t301 | 357 | 14,151 | SH | SOLE | 14,151 | 0 | 0 | ||
Pitney Bowes 6.7. Cl 3/7/18 BB | PFD | 724479506 | 340 | 13,300 | SH | SOLE | 13,300 | 0 | 0 | ||
Prospect Captl 6.25. 6/24 SrNt | PFD | 74348t300 | 1,821 | 70,106 | SH | SOLE | 70,106 | 0 | 0 | ||
Prudential PLC 6.75. PrpCl 9/0 | PFD | g7293h114 | 521 | 19,602 | SH | SOLE | 19,602 | 0 | 0 | ||
Quest USWest 7.0. SrNts 2056 2 | PFD | 74913g808 | 3,960 | 146,943 | SH | SOLE | 146,943 | 0 | 0 | ||
Quest USWest SnNotes 7.0. 2052 | PFD | 74913G402 | 1,253 | 49,400 | SH | SOLE | 49,400 | 0 | 0 | ||
Quest USWest Sr Nts6.125.Nts C | PFD | 74913g600 | 220 | 8,670 | SH | SOLE | 8,670 | 0 | 0 | ||
Quest USWestSnNote7.5. BBB- Cl | PFD | 74913g303 | 1,254 | 49,317 | SH | SOLE | 49,317 | 0 | 0 | ||
Quest USWestSnNotes 6.875. CL | PFD | 74913g105 | 3,235 | 124,250 | SH | SOLE | 124,250 | 0 | 0 | ||
Qwest Corp 6.5. Sr Note 9/56 C | PFD | 74913g881 | 2,514 | 99,430 | SH | SOLE | 99,430 | 0 | 0 | ||
Qwest Corp 6.75. SrNote 6/57 C | PFD | 74913g873 | 752 | 29,500 | SH | SOLE | 29,500 | 0 | 0 | ||
Regions Financial 6.375. Cl 12 | PFD | 7591ep308 | 406 | 15,950 | SH | SOLE | 15,950 | 0 | 0 | ||
Reinsurance Group of Amer 6.2. | PFD | 759351703 | 350 | 12,300 | SH | SOLE | 12,300 | 0 | 0 | ||
RetailPropertiesofAmer 7. Call | PFD | 76131v608 | 393 | 15,400 | SH | SOLE | 15,400 | 0 | 0 | ||
SL Green Realty 6.5. Perp CUM | PFD | 78440x507 | 1,766 | 69,783 | SH | SOLE | 69,783 | 0 | 0 | ||
SoCalEd 5.375. CUM cl 2025 QDI | PFD | 78409g206 | 764 | 28,111 | SH | SOLE | 28,111 | 0 | 0 | ||
Solar Capital 6.75. Cl 11/17 | PFD | 83413u308 | 495 | 19,508 | SH | SOLE | 19,508 | 0 | 0 | ||
Sotherly Hotels 8. Cum Perp C | PFD | 83600c301 | 2,841 | 111,872 | SH | SOLE | 111,872 | 0 | 0 | ||
Spark Energy 8.75. Call 2022 Q | PFD | 846511202 | 467 | 17,698 | SH | SOLE | 17,698 | 0 | 0 | ||
Summit Hotel 7.875. Perp CUM C | PFD | 866082308 | 2,831 | 110,736 | SH | SOLE | 110,736 | 0 | 0 | ||
Summit Hotel7.125.Perp CUM Cal | PFD | 866082407 | 956 | 37,342 | SH | SOLE | 37,342 | 0 | 0 | ||
Sunstone Hotel 6.95. Prp/Cl 3/ | PFD | 867892606 | 385 | 14,213 | SH | SOLE | 14,213 | 0 | 0 | ||
Taubman Centers 6.5. CUM NA Cl | PFD | 876664608 | 230 | 9,138 | SH | SOLE | 9,138 | 0 | 0 | ||
Telephone & Data 6.875. Cl 11/ | PFD | 879433845 | 2,083 | 81,875 | SH | SOLE | 81,875 | 0 | 0 | ||
Telephone & Data 7.0. Cl 3/16 | PFD | 879433837 | 777 | 30,002 | SH | SOLE | 30,002 | 0 | 0 | ||
Texas Capitl Bancshares6.50. 2 | PFD | 882228307 | 434 | 16,967 | SH | SOLE | 16,967 | 0 | 0 | ||
Torchmark Crp 6.125. SubDebCal | PFD | 891027401 | 951 | 35,435 | SH | SOLE | 35,435 | 0 | 0 | ||
Triancgle Capitl 6.375.Sr Note | PFD | 895848406 | 850 | 33,250 | SH | SOLE | 33,250 | 0 | 0 | ||
Two Harbors Investments 7.625. | PFD | 90187b309 | 226 | 8,650 | SH | SOLE | 8,650 | 0 | 0 | ||
Two Harbors Investments 8.125. | PFD | 90187b200 | 692 | 25,705 | SH | SOLE | 25,705 | 0 | 0 | ||
UMH Properties 8.0. Perp Cum C | PFD | 903002301 | 617 | 22,290 | SH | SOLE | 22,290 | 0 | 0 | ||
US Bancorp 6.5. Flt Aftr 1/22 | PFD | 902973833 | 1,134 | 38,906 | SH | SOLE | 38,906 | 0 | 0 | ||
US Celllular SrNts 7.25. 2063 | PFD | 911684504 | 543 | 20,500 | SH | SOLE | 20,500 | 0 | 0 | ||
US Cellular 6.95.SrNT 2060 Cl | PFD | 911684405 | 439 | 16,975 | SH | SOLE | 16,975 | 0 | 0 | ||
US Cellular 7.25. SrNts12/2064 | PFD | 911684603 | 1,890 | 69,802 | SH | SOLE | 69,802 | 0 | 0 | ||
VEREIT Inc 6.70. Perp CUM Cl 2 | PFD | 92339v209 | 1,016 | 39,476 | SH | SOLE | 39,476 | 0 | 0 | ||
Wells Fargo 5.85.Flt Aftr 9/23 | PFD | 949746556 | 342 | 12,525 | SH | SOLE | 12,525 | 0 | 0 | ||
Wells Fargo 6.375. Cl 12/19 BB | PFD | 94988n207 | 805 | 30,468 | SH | SOLE | 30,468 | 0 | 0 | ||
Wells Fargo 7.5. Cnv@.156 .100 | PFD | 949746804 | 17,982 | 13,675 | SH | SOLE | 13,675 | 0 | 0 | ||
Wells Fargo 8.00. Prp Cl12/17 | PFD | 949746879 | 8,481 | 332,588 | SH | SOLE | 332,588 | 0 | 0 | ||
WinTrust Financial 6.50. Call | PFD | 97650w405 | 250 | 8,707 | SH | SOLE | 8,707 | 0 | 0 | ||
Bank of America 5.20. Perp/Cal | PFD | 060505ED2 | 890 | 865,000 | PRN | SOLE | 865,000 | 0 | 0 | ||
Charles Schwab 4.625. Perp/Cal | PFD | 808513AP0 | 562 | 550,000 | PRN | SOLE | 550,000 | 0 | 0 | ||
Charles Schwab 7. Perp/Call 2/ | PFD | 808513AE5 | 1,676 | 1,457,000 | PRN | SOLE | 1,457,000 | 0 | 0 | ||
Citigroup 5.35. Perp/Call 5/23 | PFD | 172967GR6 | 768 | 740,000 | PRN | SOLE | 740,000 | 0 | 0 | ||
Citigroup 5.875. Perp/Call 3/2 | PFD | 172967JK8 | 364 | 350,000 | PRN | SOLE | 350,000 | 0 | 0 | ||
Citigroup Inc 5.95. Perp Call | PFD | 172967GD7 | 1,150 | 1,070,000 | PRN | SOLE | 1,070,000 | 0 | 0 | ||
Citigroup Inc 6.125. Perp Call | PFD | 172967KD2 | 589 | 550,000 | PRN | SOLE | 550,000 | 0 | 0 | ||
Citigroup Inc Fix-to-Float Per | PFD | 172967GF2 | 537 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 | ||
GE Cap Corp 5.00. Perp/Call 1/ | PFD | 369604BQ5 | 2,134 | 2,036,000 | PRN | SOLE | 2,036,000 | 0 | 0 | ||
Goldman Sachs 5.375 Perp/Call | PFD | 38148BAB4 | 248 | 240,000 | PRN | SOLE | 240,000 | 0 | 0 | ||
Goldman Sachs 5.7 Perp/Call 5/ | PFD | 38148BAA6 | 515 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 | ||
JPMorgan 6.0. Perp/Call 8/23 - | PFD | 48126HAA8 | 3,298 | 3,050,000 | PRN | SOLE | 3,050,000 | 0 | 0 | ||
JPMorgan 7.9. Perp/Call 4/18 - | PFD | 46625HHA1 | 3,044 | 2,970,000 | PRN | SOLE | 2,970,000 | 0 | 0 | ||
So. Cal Edison 6.25. Perp/Call | PFD | 842400FU2 | 925 | 830,000 | PRN | SOLE | 830,000 | 0 | 0 | ||
Suntrust Bank 5.05. Call 2022- | PFD | 867914BN2 | 204 | 200,000 | PRN | SOLE | 200,000 | 0 | 0 | ||
Wachovia (WFC) Perp/Call 2/11 | PFD | 92978AAA0 | 2,766 | 2,745,000 | PRN | SOLE | 2,745,000 | 0 | 0 | ||
Wells Fargo & Company Perp/Cal | PFD | 949746PM7 | 572 | 560,000 | PRN | SOLE | 560,000 | 0 | 0 |