0001109228-17-000002.txt : 20170222
0001109228-17-000002.hdr.sgml : 20170222
20170222135213
ACCESSION NUMBER: 0001109228-17-000002
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170222
DATE AS OF CHANGE: 20170222
EFFECTIVENESS DATE: 20170222
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KCM INVESTMENT ADVISORS LLC
CENTRAL INDEX KEY: 0001109228
IRS NUMBER: 911756649
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05651
FILM NUMBER: 17627805
BUSINESS ADDRESS:
STREET 1: 750 LINDARO STREET
STREET 2: SUITE 350
CITY: SAN RAFAEL
STATE: CA
ZIP: 94901
BUSINESS PHONE: 415-461-7788
MAIL ADDRESS:
STREET 1: 750 LINDARO STREET
STREET 2: SUITE 350
CITY: SAN RAFAEL
STATE: CA
ZIP: 94901
FORMER COMPANY:
FORMER CONFORMED NAME: KCM INVESTMENT ADVISORS/CA
DATE OF NAME CHANGE: 20000413
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001109228
XXXXXXXX
12-31-2016
12-31-2016
true
1
RESTATEMENT
KCM INVESTMENT ADVISORS LLC
750 LINDARO STREET
SUITE 350
SAN RAFAEL
CA
94901
13F HOLDINGS REPORT
028-05651
N
William L. PRince
CCO
4154617788
William L. Prince
San Rafael
CA
02-22-2017
0
536
1485518
false
INFORMATION TABLE
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kcm13f123116.xml
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10520
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254199
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COM
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SOLE
7831
0
0
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COM
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137528
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137528
0
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Kinder Morgan Inc
COM
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236633
0
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COM
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39317
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39317
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L3 Technologies Inc
COM
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2701
0
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COM
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15110
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COM
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2816
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COM
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10120
0
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COM
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12242
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Li & Fung Ltd
COM
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10000
SH
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10000
0
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Lockheed Martin Corp
COM
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19797
0
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Lowe's Cos Inc
COM
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0
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COM
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COM
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25406
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25406
0
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Manulife Financial Corp
COM
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42813
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42813
0
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Marathon Petroleum Corp
COM
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342
6794
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SOLE
6794
0
0
Marriott International-Cl A
COM
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45418
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45418
0
0
McCormick & Co-Non Votung Shrs
COM
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25160
0
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McDonald's Corp
COM
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99428
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99428
0
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Medical Properties Trust Inc
COM
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208
16919
SH
SOLE
16919
0
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Medtronic PLC
COM
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Merck & Co. Inc.
COM
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COM
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317512
0
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Middleby Corp
COM
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1648
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1648
0
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Mobileye NV
COM
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16026
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COM
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COM
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Nestle Sa-Spons ADR For Reg
COM
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SOLE
56809
0
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NextEra Energy Inc
COM
65339f101
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110394
SH
SOLE
110394
0
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Nike Inc -Cl B
COM
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SH
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161949
0
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COM
655664100
371
7741
SH
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0
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COM
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4857
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COM
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999
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COM
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COM
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Occidental Petroleum Corp
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BancOfCalifornia 7.375 Ca2020
PFD
05990k882
5710
224982
SH
SOLE
224982
0
0
BancOfCalifornia 8.00 Cal2018
PFD
05990k403
2797
108320
SH
SOLE
108320
0
0
Bank of America $1000pv 7.25
PFD
060505682
3122
2676
SH
SOLE
2676
0
0
Bank of America 6.5 Prp Cl 1/
PFD
060505310
523
20479
SH
SOLE
20479
0
0
Bank of America 6.625 Prp/Cl
PFD
060505344
2950
114744
SH
SOLE
114744
0
0
Bank of America 6.625Prp Cl 1
PFD
060505740
648
25583
SH
SOLE
25583
0
0
Barclays 8.125 Perp/Cl 3/14 B
PFD
06739h362
401
15700
SH
SOLE
15700
0
0
Barclays Bank 7.1 Prp Call 12
PFD
06739h776
436
17191
SH
SOLE
17191
0
0
BlueRock Residential Growth 7.
PFD
09627j748
1135
44735
SH
SOLE
44735
0
0
BlueRock Residential Growth 8.
PFD
09627j508
2020
77535
SH
SOLE
77535
0
0
Boston Private Finl 6.95Perp
PFD
101119303
344
13727
SH
SOLE
13727
0
0
CBL & Associates 6.625 Perp C
PFD
124830803
340
14804
SH
SOLE
14804
0
0
CBL&Assoc Properties 7.375CUM
PFD
124830605
278
11376
SH
SOLE
11376
0
0
CHS Chemical 7.50 Cl 1/2025 C
PFD
12542r803
7023
258767
SH
SOLE
258767
0
0
CHS Chemicals 6.75 Perp cl 20
PFD
12542r704
340
12930
SH
SOLE
12930
0
0
CHS Chemicals 7.875 Perp cl 2
PFD
12542r308
274
9697
SH
SOLE
9697
0
0
Capital One Finl 6.7Prp Call
PFD
14040h709
1488
57315
SH
SOLE
57315
0
0
CenturyLink Quest 7.0SnNts Cl
PFD
74913g501
2889
117728
SH
SOLE
117728
0
0
Chesapeake Lodging 7.75 PerpC
PFD
165240201
4799
189019
SH
SOLE
189019
0
0
Citigroup 5.8 B1 Call 4/18 QD
PFD
172967366
220
8850
SH
SOLE
8850
0
0
Citigroup 7.125 Flt Aftr 9/23
PFD
172967358
8154
291426
SH
SOLE
291426
0
0
Citigroup Tst 7.875 Cl2015 Li
PFD
173080201
918
35545
SH
SOLE
35545
0
0
City Office REIT 6.625 CUM Ca
PFD
178587200
545
23900
SH
SOLE
23900
0
0
Colony Financial7.125Perp CUM
PFD
19624r403
1160
49791
SH
SOLE
49791
0
0
Colony Financial7.50 Perp CUM
PFD
19624r304
603
24446
SH
SOLE
24446
0
0
Colony Financial8.50 Perp CUM
PFD
19624r205
1021
40418
SH
SOLE
40418
0
0
CoreEnergy 7.375 Pfd - Par Ca
PFD
21870u304
749
30436
SH
SOLE
30436
0
0
Corporate Office Prop 7.375 C
PFD
22002t884
1666
65959
SH
SOLE
65959
0
0
Costamare 7.625 CUM QDI Perp
PFD
y1771g110
384
18923
SH
SOLE
18923
0
0
Costamare 8.50 CUM QDI Perp C
PFD
y1771g128
2110
97349
SH
SOLE
97349
0
0
Cowen 8.25 Senior Notes Due 1
PFD
223622309
1378
53606
SH
SOLE
53606
0
0
Deutsche Bank 8.05 PrpCl6/18
PFD
25150l108
268
10602
SH
SOLE
10602
0
0
Deutsche Bnk 7.6 Prp Cl 2/18
PFD
25154a108
409
16400
SH
SOLE
16400
0
0
Digital Realty 6.625 Perp CUM
PFD
253868806
444
17694
SH
SOLE
17694
0
0
Digital Realty 7.375 Perp CUM
PFD
253868871
2153
79288
SH
SOLE
79288
0
0
Discover Financial 6.50Perp Q
PFD
254709207
2008
78190
SH
SOLE
78190
0
0
Dynagas LNG 9.0 QDI CUM cl 2
PFD
Y2188b116
1266
50081
SH
SOLE
50081
0
0
EBAY 6.00 Sr Notes Call 3/1/2
PFD
278642202
651
25100
SH
SOLE
25100
0
0
EaglePoint Credit 7SrNts 12/3
PFD
269809208
727
28300
SH
SOLE
28300
0
0
EaglePoint Credit 7.75 Due 10
PFD
269809307
940
36933
SH
SOLE
36933
0
0
EaglePoint Credit 7.752022 CU
PFD
269809109
1948
75678
SH
SOLE
75678
0
0
Endurance Specialty 6.35 Cl 1
PFD
29267h406
284
11100
SH
SOLE
11100
0
0
EverBank Financial 6.75 Perp
PFD
29977g201
581
23052
SH
SOLE
23052
0
0
First Republic 7.0 Cl 12/18 B
PFD
33616c860
5007
184010
SH
SOLE
184010
0
0
First Republic Bank 6.2 Cl 6/
PFD
33616c407
523
20460
SH
SOLE
20460
0
0
First Republic Bank 6.70 Cal
PFD
33616c209
2206
87879
SH
SOLE
87879
0
0
GGP Inc 6.375 Call 2/2018 CUM
PFD
370023202
367
14800
SH
SOLE
14800
0
0
GaslLog Ltd 8.75 Ser A CUM QD
PFD
g37585117
1342
53411
SH
SOLE
53411
0
0
Gladstone Commercial 7.00 CUM
PFD
376536603
2576
102035
SH
SOLE
102035
0
0
Gladstone Investment 6.25 CUM
PFD
376546503
740
29250
SH
SOLE
29250
0
0
Global Indemnity SrNts7.75 Ca
PFD
g3933f121
1827
73060
SH
SOLE
73060
0
0
Goldman 5.5 Flt Aftr 5/23 Cl
PFD
38145g308
1841
72604
SH
SOLE
72604
0
0
GoldmanSachs Lib75 Min3.75 C
PFD
38143y665
634
28689
SH
SOLE
28689
0
0
HSBC Hldgs 8.0 Prp Cl 12/15 B
PFD
404280802
2635
102130
SH
SOLE
102130
0
0
Hanover Insurance6.35 Cl3/18
PFD
410867204
1289
51565
SH
SOLE
51565
0
0
Hartford Finl 7.875 2042 call
PFD
416518504
1263
42619
SH
SOLE
42619
0
0
Hercules Capital 6.25SrNts 24
PFD
427096862
226
8900
SH
SOLE
8900
0
0
Hercules Capital 7 BBB- Calle
PFD
427096870
256
9996
SH
SOLE
9996
0
0
Hersha Hospitality 6.50 NR Ca
PFD
427825609
385
17219
SH
SOLE
17219
0
0
ING Grp NV 7.20Pfd Perp/Cl l2
PFD
456837301
271
10597
SH
SOLE
10597
0
0
IberiaBank Corp 6.60 Call 5/1
PFD
450828504
901
33927
SH
SOLE
33927
0
0
Investors REIT 7.95 Perp CUM
PFD
461730301
1311
51659
SH
SOLE
51659
0
0
JMP Group 8.00 SrDeb Due1/202
PFD
46629u206
411
16264
SH
SOLE
16264
0
0
JPMorgan Chase 6.70Perp/Call
PFD
48127a161
1709
63611
SH
SOLE
63611
0
0
KKR Financial 7.50 SrNts Call
PFD
48248a504
4124
162599
SH
SOLE
162599
0
0
LaSalle Hotel 6.3 Call 5/2021
PFD
517942884
265
11400
SH
SOLE
11400
0
0
LaSalle Hotel 6.375 Call 3/20
PFD
517942801
218
9037
SH
SOLE
9037
0
0
LaSalle Hotel 7.50 Perp CUM C
PFD
517942702
1690
67451
SH
SOLE
67451
0
0
M / I Homes 9.75 Pfd Call 11/
PFD
55305b200
408
15952
SH
SOLE
15952
0
0
M&T Bank 6.375 Cl 11/18 BBB-
PFD
55261f708
489
484
SH
SOLE
484
0
0
MFA Financial 7.5 Prp Cl 4/15
PFD
55272x409
216
8918
SH
SOLE
8918
0
0
Maiden Hldgs 8.00rSNts 2042 c
PFD
56029q309
2050
80726
SH
SOLE
80726
0
0
Maiden Holdings 7.125PrpCl 12
PFD
g5753u138
759
29390
SH
SOLE
29390
0
0
Maiden Holdings 8.25Prp Cl8/2
PFD
g5753u120
1934
74837
SH
SOLE
74837
0
0
Medley Capitl 6.875Notes Due2
PFD
58503y105
267
11100
SH
SOLE
11100
0
0
MetLife 3MoLibor100 Min 4.0
PFD
59156r504
225
9666
SH
SOLE
9666
0
0
Morgan Stanley 3MoLib70bp 4F
PFD
61747s504
549
23884
SH
SOLE
23884
0
0
Morgan Stanley 7.125Flt Aftr1
PFD
61762v200
5206
185078
SH
SOLE
185078
0
0
National General 7.5 QDI NA C
PFD
636220857
3997
159952
SH
SOLE
159952
0
0
National General Ins7.50Call4
PFD
636220808
3015
121508
SH
SOLE
121508
0
0
National General Ins7.50Call7
PFD
636220709
2572
102532
SH
SOLE
102532
0
0
National General Ins7.625 Cal
PFD
636220873
1857
74159
SH
SOLE
74159
0
0
New York MtgTrust 7.875Perp C
PFD
649604808
277
12101
SH
SOLE
12101
0
0
NewTek Business Svs 7.0Nts du
PFD
652526401
237
9340
SH
SOLE
9340
0
0
NewTek Business Svs 7.50 Nts
PFD
652526302
520
20111
SH
SOLE
20111
0
0
News Corp 7.00 12/1/2095 call
PFD
863117206
259
10303
SH
SOLE
10303
0
0
NorthStar Realty Fin 8.25 CUM
PFD
66704R308
350
14002
SH
SOLE
14002
0
0
NorthStar Realty Fin 8.50 CUM
PFD
66705v209
712
27944
SH
SOLE
27944
0
0
NorthStar Realty Fin 8.75 CUM
PFD
66704r605
335
13029
SH
SOLE
13029
0
0
Northstar Realty Fin 8.75 CUM
PFD
66704r209
267
10527
SH
SOLE
10527
0
0
Northstar Realty Fin 8.875 CU
PFD
66704r506
380
14867
SH
SOLE
14867
0
0
NuStar Logistics 7.625Nts Cl
PFD
67059t204
1304
50525
SH
SOLE
50525
0
0
Oxford Lane Cap8.125 Cl6/2017
PFD
691543409
220
8513
SH
SOLE
8513
0
0
PS Business Parks 6.0 Cl 5/20
PFD
69360j685
271
11150
SH
SOLE
11150
0
0
Partner Re 6.50Perp Cal 4/202
PFD
g68603136
678
26150
SH
SOLE
26150
0
0
Partner Re 7.25 Call 06/21 BB
PFD
g68603144
6612
242293
SH
SOLE
242293
0
0
Penn Real Estate 8.25 CIM Per
PFD
709102404
243
9621
SH
SOLE
9621
0
0
Penn RealEstate 7.375CUM Perp
PFD
709102503
592
23669
SH
SOLE
23669
0
0
Pitney Bowes 6.7 Cl 3/7/18 BB
PFD
724479506
320
12500
SH
SOLE
12500
0
0
Prospect Captl 6.25 6/24 SrNt
PFD
74348t300
1332
53050
SH
SOLE
53050
0
0
Prudential PLC 6.75 PrpCl 9/0
PFD
g7293h114
552
21677
SH
SOLE
21677
0
0
Quest USWest 7.0 SrNts 2056 2
PFD
74913g808
2023
80450
SH
SOLE
80450
0
0
Quest USWest SnNotes 7.0 2052
PFD
74913G402
1299
52600
SH
SOLE
52600
0
0
Quest USWest Sr Nts6.125Nts C
PFD
74913g600
211
9300
SH
SOLE
9300
0
0
Quest USWestSnNote7.5 2051 Cl
PFD
74913g303
2250
89824
SH
SOLE
89824
0
0
Quest USWestSnNotes 6.875 CL
PFD
74913g105
3084
127450
SH
SOLE
127450
0
0
Qwest Corp 6.5 Sr Note 9/56 C
PFD
74913g881
2231
97640
SH
SOLE
97640
0
0
Raymond James Final 6.90 Call
PFD
754730208
762
30014
SH
SOLE
30014
0
0
Realty Income 6.625 Call 2/17
PFD
756109807
287
11429
SH
SOLE
11429
0
0
Regency Centers 6.00 Perp CUM
PFD
758849806
422
17400
SH
SOLE
17400
0
0
Regions Financial 6.375 Cl 12
PFD
7591ep308
424
16850
SH
SOLE
16850
0
0
Reinsurance Group of Amer 6.2
PFD
759351703
324
12000
SH
SOLE
12000
0
0
Retail Properties of Amer 7.0
PFD
76131v608
410
16400
SH
SOLE
16400
0
0
SL Green Realty 6.5 Perp CUM
PFD
78440x507
1792
71847
SH
SOLE
71847
0
0
Seaspan 7.875 Perp Cum QDI Ca
PFD
81254u304
495
25418
SH
SOLE
25418
0
0
Seaspan 7.95 12/2049 Call 1/2
PFD
y75638208
265
13027
SH
SOLE
13027
0
0
Seaspan 8.20 Perp CUM QDI Cal
PFD
y75638307
1124
56375
SH
SOLE
56375
0
0
Seaspan 8.25 Perp CUM QDI Cal
PFD
y75638133
1560
76134
SH
SOLE
76134
0
0
SoCalEd 5.375 CUM cl 2025 QDI
PFD
78409g206
718
29111
SH
SOLE
29111
0
0
Solar Capital 6.75 Cl 11/17
PFD
83413u308
460
18273
SH
SOLE
18273
0
0
Sotherly Hotels 8 Cum Perp C
PFD
83600c301
2240
87951
SH
SOLE
87951
0
0
Summit Hotel 7.875 Perp CUM C
PFD
866082308
2865
111301
SH
SOLE
111301
0
0
Summit Hotel7.125Perp CUM Cal
PFD
866082407
915
36445
SH
SOLE
36445
0
0
Sunstone Hotel 6.95 Prp/Cl 3/
PFD
867892606
367
14479
SH
SOLE
14479
0
0
Taubman Centers 6.5 CUM NA Cl
PFD
876664608
261
10600
SH
SOLE
10600
0
0
Telephone & Data 6.875 Cl 11/
PFD
879433845
2156
87075
SH
SOLE
87075
0
0
Telephone & Data 7.0 Cl 3/16
PFD
879433837
796
31742
SH
SOLE
31742
0
0
Texas Capitl Bancshares6.50 2
PFD
882228307
470
18551
SH
SOLE
18551
0
0
Torchmark Crp 6.125 SubDebCal
PFD
891027401
933
36950
SH
SOLE
36950
0
0
TravelCenters America 8.00SrN
PFD
894174309
3150
124475
SH
SOLE
124475
0
0
TravelCenters SnNotes 8 10/20
PFD
894174408
1432
57125
SH
SOLE
57125
0
0
Triancgle Capitl 6.375Sr Note
PFD
895848406
858
33750
SH
SOLE
33750
0
0
TriplePoint Venture BDC 6.75
PFD
89677y209
523
20500
SH
SOLE
20500
0
0
UMH Propertyies 8.0 Perp Cum
PFD
903002301
570
21275
SH
SOLE
21275
0
0
US Bancorp 6.5 Flt Aftr 1/22
PFD
902973833
1249
44139
SH
SOLE
44139
0
0
US Celllular SrNts 7.25 2063
PFD
911684504
506
19900
SH
SOLE
19900
0
0
US Cellular 6.95SrNT 2060 Cl
PFD
911684405
458
18335
SH
SOLE
18335
0
0
US Cellular 7.25 SrNts12/2064
PFD
911684603
1855
72452
SH
SOLE
72452
0
0
VEREIT Inc 6.70 Perp CUM Cl 2
PFD
92339v209
849
33560
SH
SOLE
33560
0
0
Wells Fargo 5.85Flt Aftr 9/23
PFD
949746556
307
12150
SH
SOLE
12150
0
0
Wells Fargo 6.375 Cl 12/19 BB
PFD
94988n207
735
29200
SH
SOLE
29200
0
0
Wells Fargo 7.5 Cnv@$156 $100
PFD
949746804
16239
13646
SH
SOLE
13646
0
0
Wells Fargo 8.00 Prp Cl12/17
PFD
949746879
9048
342342
SH
SOLE
342342
0
0
Wheeler RealEstate 8.75CUM Pu
PFD
963025606
398
16950
SH
SOLE
16950
0
0
Bank of America 5.20 Perp/Cal
PFD
060505ED2
300
315000
PRN
SOLE
315000
0
0
Charles Schwab 7 Perp/Call 2/
PFD
808513AE5
1844
1632000
PRN
SOLE
1632000
0
0
Citigroup 5.35 Perp/Call 5/23
PFD
172967GR6
698
740000
PRN
SOLE
740000
0
0
Citigroup 5.875 Perp/Call 3/2
PFD
172967JK8
354
350000
PRN
SOLE
350000
0
0
Citigroup Inc 5.95 Perp Call
PFD
172967GD7
826
820000
PRN
SOLE
820000
0
0
Citigroup Inc 6.125 Perp Call
PFD
172967KD2
569
550000
PRN
SOLE
550000
0
0
Citigroup Inc Fix-to-Float Per
PFD
172967GF2
202
200000
PRN
SOLE
200000
0
0
GE Cap Corp 5.00 Perp/Call 1/
PFD
369604BQ5
2410
2317000
PRN
SOLE
2317000
0
0
JPMorgan 6.0 Perp/Call 8/23 -
PFD
48126HAA8
2359
2350000
PRN
SOLE
2350000
0
0
JPMorgan 7.9 Perp/Call 4/18 -
PFD
46625HHA1
2687
2590000
PRN
SOLE
2590000
0
0
So. Cal Edison 6.25 Perp/Call
PFD
842400FU2
749
675000
PRN
SOLE
675000
0
0
Wachovia (WFC) Perp/Call 2/11
PFD
92978AAA0
5364
5495000
PRN
SOLE
5495000
0
0
Wells Fargo & Company Perp/Cal
PFD
949746PM7
481
460000
PRN
SOLE
460000
0
0