0001109228-16-000011.txt : 20160815
0001109228-16-000011.hdr.sgml : 20160815
20160815145439
ACCESSION NUMBER: 0001109228-16-000011
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160815
DATE AS OF CHANGE: 20160815
EFFECTIVENESS DATE: 20160815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KCM INVESTMENT ADVISORS LLC
CENTRAL INDEX KEY: 0001109228
IRS NUMBER: 911756649
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05651
FILM NUMBER: 161831998
BUSINESS ADDRESS:
STREET 1: 750 LINDARO STREET
STREET 2: SUITE 350
CITY: SAN RAFAEL
STATE: CA
ZIP: 94901
BUSINESS PHONE: 415-461-7788
MAIL ADDRESS:
STREET 1: 750 LINDARO STREET
STREET 2: SUITE 350
CITY: SAN RAFAEL
STATE: CA
ZIP: 94901
FORMER COMPANY:
FORMER CONFORMED NAME: KCM INVESTMENT ADVISORS/CA
DATE OF NAME CHANGE: 20000413
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001109228
XXXXXXXX
06-30-2016
06-30-2016
KCM INVESTMENT ADVISORS LLC
750 LINDARO STREET
SUITE 350
SAN RAFAEL
CA
94901
13F HOLDINGS REPORT
028-05651
N
William L. Prince
COO
415-461-7788
William L, Prince
San Rafael
CA
08-15-2016
0
525
1431
false
INFORMATION TABLE
2
kcm13f06302016.xml
1/100 Berkshire Hathaway A (10
COM
084990175
651
300
SH
SOLE
300
0
0
3M Company
COM
88579y101
17021
97196
SH
SOLE
97196
0
0
ABB Ltd-Spon ADR
COM
000375204
3707
186940
SH
SOLE
186940
0
0
AGL Resources Inc
COM
001204106
3851
58371
SH
SOLE
58371
0
0
AT&T Inc
COM
00206r102
9077
210061
SH
SOLE
210061
0
0
AbbVie Inc
COM
00287y109
9724
157070
SH
SOLE
157070
0
0
Abbott Laboratories
COM
002824100
8702
221360
SH
SOLE
221360
0
0
Accenture PLC-Cl A
COM
g1151c101
4060
35833
SH
SOLE
35833
0
0
Adobe Systems Inc
COM
00724f101
879
9174
SH
SOLE
9174
0
0
Aetna Inc
COM
00817Y108
776
6356
SH
SOLE
6356
0
0
Aflac Inc
COM
001055102
807
11185
SH
SOLE
11185
0
0
Agilent Technologies Inc
COM
00846u101
775
17465
SH
SOLE
17465
0
0
Air Products & Chemicals Inc
COM
009158106
6224
43818
SH
SOLE
43818
0
0
Alerian MLP ETF
COM
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148
11616
SH
SOLE
11616
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0
Allegion PLC
COM
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253
3640
SH
SOLE
3640
0
0
Allergan plc (new)
COM
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2710
SH
SOLE
2710
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0
Allstate Corp
COM
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404
5774
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SOLE
5774
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Alphabet Inc-Cl A
COM
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5649
8030
SH
SOLE
8030
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0
Alphabet Inc-Cl C
COM
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4627
6686
SH
SOLE
6686
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Altria Group Inc
COM
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160992
SH
SOLE
160992
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AmTrust Financial Services
COM
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275
11239
SH
SOLE
11239
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Amarillo Gold Corp
COM
02301t108
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13000
SH
SOLE
13000
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Amazon.com Inc
COM
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831
1161
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SOLE
1161
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American Electric Power
COM
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6967
SH
SOLE
6967
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American Express Co
COM
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SOLE
21389
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AmerisourceBergen Corp
COM
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241
3038
SH
SOLE
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Amgen Inc
COM
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2439
16031
SH
SOLE
16031
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Anthem Inc
COM
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2340
17817
SH
SOLE
17817
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Aon PLC
COM
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256
2341
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SOLE
2341
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Apple Inc
COM
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24975
261242
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SOLE
261242
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Archer-Daniels-Midland Co
COM
039483102
859
20030
SH
SOLE
20030
0
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Automatic Data Processing
COM
053015103
15586
169658
SH
SOLE
169658
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BCE Inc
COM
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2350
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SH
SOLE
49678
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Bank Of Marin Bancorp/CA
COM
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750
15496
SH
SOLE
15496
0
0
Bank of America Corp
COM
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5345
402821
SH
SOLE
402821
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Baxter International Inc.
COM
071813109
364
8057
SH
SOLE
8057
0
0
Becton Dickinson & Co
COM
075887109
2719
16030
SH
SOLE
16030
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Berkshire Hathaway Inc-Cl B
COM
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3694
25515
SH
SOLE
25515
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Biogen Inc
COM
09062x103
1139
4711
SH
SOLE
4711
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Blackrock Inc
COM
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262
765
SH
SOLE
765
0
0
Blackstone Group/The
COM
09253u108
413
16831
SH
SOLE
16831
0
0
Boeing Co
COM
097023105
1716
13210
SH
SOLE
13210
0
0
Bristol-Myers Squibb Co
COM
110122108
21330
290001
SH
SOLE
290001
0
0
Brown-Forman Corp -Cl B
COM
115637209
284
2845
SH
SOLE
2845
0
0
CR Bard Inc
COM
067383109
393
1672
SH
SOLE
1672
0
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CVS Health Corp
COM
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64564
SH
SOLE
64564
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CalAtlantic Group
COM
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1028
28000
SH
SOLE
28000
0
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Canadian Natl Railway Co
COM
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215
3638
SH
SOLE
3638
0
0
Cardinal Health Inc
COM
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449
5761
SH
SOLE
5761
0
0
Carlyle Group/The
COM
14309l102
479
29500
SH
SOLE
29500
0
0
Caterpillar Inc
COM
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2432
32083
SH
SOLE
32083
0
0
Celgene Corp
COM
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651
6598
SH
SOLE
6598
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CenterPoint Energy Inc
COM
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1996
83170
SH
SOLE
83170
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Cerner Corp
COM
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3016
51476
SH
SOLE
51476
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Cerus Corp
COM
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62
10000
SH
SOLE
10000
0
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Check Point Software Tech
COM
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657
8250
SH
SOLE
8250
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Chevron Corp
COM
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SOLE
236232
0
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Chubb Ltd (new)
COM
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22326
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Cigna Corp
COM
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SH
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Cincinnati Financial Corp
COM
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8207
SH
SOLE
8207
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Cintas Corp
COM
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2980
SH
SOLE
2980
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Cisco Systems Inc
COM
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140684
SH
SOLE
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Citigroup Inc
COM
172967424
245
5781
SH
SOLE
5781
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Clorox Company
COM
189054109
13572
98068
SH
SOLE
98068
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Coca-Cola Co/The
COM
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SOLE
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Colgate-Palmolive Co
COM
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SOLE
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Comcast Corp-Cl A
COM
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ConAgra Foods Inc
COM
205887102
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32236
SH
SOLE
32236
0
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ConocoPhillips
COM
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6678
153155
SH
SOLE
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Consolidated Edison Inc
COM
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SH
SOLE
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Cool Technologies Inc
COM
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333333
SH
SOLE
333333
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Costco Wholesale Corp
COM
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17121
109022
SH
SOLE
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Crown Castle Intl Corp
COM
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SH
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DTE Energy Company
COM
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SH
SOLE
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Danaher Corp
COM
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52478
SH
SOLE
52478
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Deere & Co
COM
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1254
15477
SH
SOLE
15477
0
0
Diageo Plc-Sponsored ADR
COM
25243q205
455
4028
SH
SOLE
4028
0
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Dick's Sporting Goods Inc
COM
253393102
684
15188
SH
SOLE
15188
0
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Disney Co./Walt The
COM
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SH
SOLE
166650
0
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Dominion Resources Inc/Va
COM
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675
8667
SH
SOLE
8667
0
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Dover Corp
COM
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409
5897
SH
SOLE
5897
0
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Dow Chemical
COM
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516
10375
SH
SOLE
10375
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Dr Pepper Snapple Group Inc
COM
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1065
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SOLE
11018
0
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Du Pont (E.I.) De Nemours
COM
263534109
7324
113018
SH
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113018
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Duke Energy Corp
COM
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9486
SH
SOLE
9486
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EMC Corp Mass
COM
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351
12917
SH
SOLE
12917
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ETFS Physical Precious Metals
COM
26922w109
372
5650
SH
SOLE
5650
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Eaton Corp PLC
COM
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14602
SH
SOLE
14602
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Ecolab Inc
COM
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93436
SH
SOLE
93436
0
0
Edison International
COM
281020107
10511
135333
SH
SOLE
135333
0
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Eli Lilly & Co
COM
532457108
5032
63895
SH
SOLE
63895
0
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Emerson Electric Co
COM
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1739
33334
SH
SOLE
33334
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Encounter Technologies Inc
COM
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62000
SH
SOLE
62000
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Enterprise Products Partners
COM
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1201
41051
SH
SOLE
41051
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Equity Residential
COM
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247
3585
SH
SOLE
3585
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Essex Property Trust Inc
COM
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431
1890
SH
SOLE
1890
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Eurasian Minerals Inc
COM
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45
54086
SH
SOLE
54086
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Eversource Energy
COM
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363
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SH
SOLE
6056
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Express Scripts Holding Co.
COM
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SH
SOLE
12133
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Exxon Mobil Corp
COM
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132192
SH
SOLE
132192
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Facebook Inc
COM
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SH
SOLE
297092
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FedEx Corp
COM
31428x106
708
4661
SH
SOLE
4661
0
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First Republic Bank/San Franci
COM
33616C100
444
6342
SH
SOLE
6342
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First Trust Mid Cap Growth Alp
COM
33737m102
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SOLE
49614
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COM
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256
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COM
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SOLE
53480
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COM
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268
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SH
SOLE
13151
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Ford Motor Co
COM
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465
36957
SH
SOLE
36957
0
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Fortinet Inc
COM
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287
9075
SH
SOLE
9075
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Franklin Covey Co
COM
353469109
153
10000
SH
SOLE
10000
0
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Franklin Resources Inc
COM
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368
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SH
SOLE
11031
0
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Freeport McMoRan Inc-B
COM
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199
17840
SH
SOLE
17840
0
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Frontier Communications Corp
COM
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325
65813
SH
SOLE
65813
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General Dynamics Corp
COM
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2255
16196
SH
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16196
0
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General Electric Co
COM
369604103
23864
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SH
SOLE
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0
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General Mills Inc
COM
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101610
SH
SOLE
101610
0
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General Motors Co
COM
37045v100
234
8283
SH
SOLE
8283
0
0
Genuine Parts Co
COM
372460105
6572
64907
SH
SOLE
64907
0
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Gilead Sciences Inc
COM
375558103
2579
30914
SH
SOLE
30914
0
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GlaxoSmithKline Plc-ADR
COM
37733w105
1259
29053
SH
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29053
0
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Global Brands Group Holding
COM
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10000
SH
SOLE
10000
0
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Goldman Sachs Group Inc
COM
38141G104
356
2395
SH
SOLE
2395
0
0
Grainger (W.W.) Inc
COM
384802104
608
2674
SH
SOLE
2674
0
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Great Plains Energy Inc
COM
391164100
876
28800
SH
SOLE
28800
0
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Groupon Inc
COM
399473107
221
68000
SH
SOLE
68000
0
0
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COM
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905
6133
SH
SOLE
6133
0
0
Guggenheim S&P Equal Weight
COM
78355w106
500
6224
SH
SOLE
6224
0
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COM
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5626
159013
SH
SOLE
159013
0
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Harman International
COM
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545
7595
SH
SOLE
7595
0
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Hess Corp
COM
42809h107
433
7200
SH
SOLE
7200
0
0
Hewlett Packard Enterprise
COM
42824c109
188
10295
SH
SOLE
10295
0
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Home Depot Inc
COM
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82090
SH
SOLE
82090
0
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Honeywell International Inc
COM
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5782
49706
SH
SOLE
49706
0
0
Hormel Foods Corp
COM
440452100
720
19674
SH
SOLE
19674
0
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ICON PLC
COM
g4705a100
203
2904
SH
SOLE
2904
0
0
Illinois Tool Works
COM
452308109
835
8017
SH
SOLE
8017
0
0
Ingersoll-Rand PLC
COM
g47791101
1829
28718
SH
SOLE
28718
0
0
Integral Technologies Inc
COM
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17000
SH
SOLE
17000
0
0
Intel Corp
COM
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13405
408679
SH
SOLE
408679
0
0
Intl Business Machines Corp
COM
459200101
5478
36089
SH
SOLE
36089
0
0
Intl Flavors & Fragrances
COM
459506101
826
6550
SH
SOLE
6550
0
0
Intrexon Corp
COM
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263
10670
SH
SOLE
10670
0
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Ivanhoe Mines Ltd
COM
46579r104
186
240000
SH
SOLE
240000
0
0
JPMorgan Chase & Co
COM
46625H100
8254
132823
SH
SOLE
132823
0
0
Jacobs Engineering Group Inc
COM
469814107
350
7023
SH
SOLE
7023
0
0
Johnson & Johnson
COM
478160104
29609
244100
SH
SOLE
244100
0
0
Johnson Controls Inc
COM
478366107
1735
39194
SH
SOLE
39194
0
0
Keysight Technologies Inc
COM
49338l103
228
7831
SH
SOLE
7831
0
0
Kimberly-Clark Corp
COM
494368103
16319
118700
SH
SOLE
118700
0
0
Kinder Morgan Inc
COM
49456b101
5101
272483
SH
SOLE
272483
0
0
Kraft Heinz Co/The
COM
500754106
2945
33289
SH
SOLE
33289
0
0
L-3 Communications Holdings
COM
502424104
396
2701
SH
SOLE
2701
0
0
Laboratory Corp Of Amer Hldgs
COM
50540r409
2057
15793
SH
SOLE
15793
0
0
Lam Research Corp
COM
512807108
323
3839
SH
SOLE
3839
0
0
Leggett & Platt Inc
COM
524660107
594
11618
SH
SOLE
11618
0
0
Li & Fung Ltd
COM
g5485f169
5
10000
SH
SOLE
10000
0
0
Lockheed Martin Corp
COM
539830109
4612
18585
SH
SOLE
18585
0
0
Lowe's Cos Inc
COM
548661107
4661
58878
SH
SOLE
58878
0
0
Lululemon Athletica Inc
COM
550021109
584
7910
SH
SOLE
7910
0
0
Macy's Inc
COM
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1021
30372
SH
SOLE
30372
0
0
Manulife Financial Corp
COM
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487
35599
SH
SOLE
35599
0
0
Marathon Petroleum Corp
COM
56585a102
290
7644
SH
SOLE
7644
0
0
Marriott International-Cl A
COM
571903202
2694
40542
SH
SOLE
40542
0
0
McCormick & Co-Non Votung Shrs
COM
579780206
2659
24926
SH
SOLE
24926
0
0
McDonald's Corp
COM
580135101
11672
96991
SH
SOLE
96991
0
0
Medical Properties Trust Inc
COM
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261
17169
SH
SOLE
17169
0
0
Medivation Inc
COM
58501n101
345
5714
SH
SOLE
5714
0
0
Medtronic PLC
COM
g5960l103
7389
85151
SH
SOLE
85151
0
0
Merck & Co. Inc.
COM
58933y105
8289
143884
SH
SOLE
143884
0
0
Microsoft Corp
COM
594918104
13146
256908
SH
SOLE
256908
0
0
Mobileye NV
COM
n51488117
581
12586
SH
SOLE
12586
0
0
Molson Coors Brewing Co -B
COM
60871r209
304
3008
SH
SOLE
3008
0
0
Mondelez International
COM
609207105
2652
58283
SH
SOLE
58283
0
0
Morgan Stanley
COM
617446448
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76929
SH
SOLE
76929
0
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Mylan NV
COM
n59465109
1380
31911
SH
SOLE
31911
0
0
NXP Semiconductors Nv
COM
n6596x109
545
6956
SH
SOLE
6956
0
0
Nestle Sa-Spons ADR For Reg
COM
641069406
4423
57211
SH
SOLE
57211
0
0
NextEra Energy Inc
COM
65339f101
14426
110625
SH
SOLE
110625
0
0
Nike Inc -Cl B
COM
654106103
8995
162956
SH
SOLE
162956
0
0
Nordstrom Inc
COM
655664100
316
8302
SH
SOLE
8302
0
0
Norfolk Southern Corp
COM
655844108
361
4245
SH
SOLE
4245
0
0
Novartis Ag-ADR
COM
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46878
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46878
0
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COM
670100205
237
4404
SH
SOLE
4404
0
0
Nucor Corp
COM
670346105
256
5178
SH
SOLE
5178
0
0
Occidental Petroleum Corp
COM
674599105
6252
82737
SH
SOLE
82737
0
0
Oracle Corp
COM
68389x105
4894
119573
SH
SOLE
119573
0
0
P G & E Corp
COM
69331c108
634
9917
SH
SOLE
9917
0
0
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73935x286
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PowerShares Preferred Portfoli
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73936t565
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74039l103
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1930
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81369y407
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COM
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COM
81369y605
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163144
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SPDR Gold Trust
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COM
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0
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SPDR Industrial Select Sector
COM
81369y704
4554
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81369y100
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SPDR Utilities Select Sector
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7080
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Unilever N V -NY Shares
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Unilever Plc-Sponsored ADR
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Union Pacific Corp
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22438
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United Parcel Service-Cl B
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United Technologies Corp
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31354
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VF Corporation
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496
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VanEck Vectors Pharmaceutical
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Vanguard Consumer Staples Vipe
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Vanguard Developed Mkts
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Vanguard Dividend Appreciation
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Vanguard High Div Yield ETF
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Vanguard Info Tech Vipers
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92204a702
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4705
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Vanguard Large-Cap Vipers ETF
COM
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3000
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3000
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92343v104
31547
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COM
92826c839
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26960
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53652
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COM
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21117
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Walgreens Boots Alliance Inc
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130442
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130442
0
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Waste Management Inc
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0
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0
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Westamerica Bancorportaion
COM
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13116
0
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Weyerhaeuser Co
COM
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30198
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30198
0
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Whirlpool Corp
COM
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15596
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15596
0
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White Mountains Insurance Grou
COM
g9618e107
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840
SH
SOLE
840
0
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Whole Foods Market Inc
COM
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4140
129295
SH
SOLE
129295
0
0
Williams Cos Inc
COM
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184461
SH
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184461
0
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Williams-Sonoma Inc
COM
969904101
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51800
SH
SOLE
51800
0
0
WisdomTree MidCap Div Index
COM
97717w505
256
2859
SH
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2859
0
0
Xcel Energy Inc
COM
98389b100
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5461
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SOLE
5461
0
0
Yahoo! Inc
COM
984332106
916
24385
SH
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0
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Yum! Brands Inc
COM
988498101
386
4658
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4658
0
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Zimmer Biomet Holdings Inc
COM
98956p102
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20038
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20038
0
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iShares Core US Value
COM
464287663
206
1536
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1536
0
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iShares DJ Select Dividend Ind
COM
464287168
7034
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82486
0
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COM
464287796
992
25865
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25865
0
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COM
464287788
1006
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0
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COM
464288828
261
2052
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2052
0
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COM
464287713
929
27901
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27901
0
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COM
464287192
1219
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9087
0
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iShares Goldman Sachs Tech I
COM
464287721
243
2310
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2310
0
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iShares MSCI EAFE Index
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464287465
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17696
0
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464287234
340
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9892
0
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iShares MSCI Singapore Index
COM
464286673
111
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10200
0
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iShares MSCI USA Quality Facto
COM
46432f339
973
14744
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14744
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iShares Nasdaq Biotech Index F
COM
464287556
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18480
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18480
0
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COM
464287614
683
6803
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6803
0
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iShares Russell 2000 Index Fun
COM
464287655
463
4024
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4024
0
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iShares Russell Midcap
COM
464287499
271
1609
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1609
0
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iShares Russell Midcap Value
COM
464287473
207
2780
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2780
0
0
iShares S&P 100 Index Fund
COM
464287101
1855
19971
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19971
0
0
iShares S&P 500 Index Fund
COM
464287200
533
2533
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2533
0
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iShares S&P Europe 350
COM
464287861
549
14528
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14528
0
0
iShares S&P Global 100
COM
464287572
620
8646
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8646
0
0
iShares S&P Midcap 400
COM
464287507
1491
9981
SH
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9981
0
0
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COM
464287705
419
3270
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3270
0
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COM
464287804
540
4650
SH
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4650
0
0
iShares S&P US Preferred Stock
COM
464288687
9765
244787
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SOLE
244787
0
0
AEGON 8.00% 2042 Notes Call 08
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007924608
3195
114901
SH
SOLE
114901
0
0
AON Cap 8.205% 1/27 Non-Call B
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22532r101
2304
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SH
SOLE
70898
0
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008252876
352
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SOLE
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0
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AllState 6.75 2049 Call 10/201
PFD
020002606
273
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SH
SOLE
9689
0
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Allied Capital ARCC6.875% 4/20
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01903q207
245
9598
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SOLE
9598
0
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American Capital Agency 8.0% P
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02503x204
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38215
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SOLE
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American Capital Agncy 7.75% P
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02503x303
681
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SOLE
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American Homes 4Rent 6.50% Per
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02665t702
364
13850
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SOLE
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Amtrust Financial 7.25% CUM QD
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032359507
296
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SOLE
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0
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Amtrust Financial 7.25% SrNt C
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032359861
291
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SOLE
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Amtrust Financial 7.5% QDI Cal
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032359887
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SOLE
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Amtrust Financial 7.50%Nts 205
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032359853
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Amtrust Financial 7.625%CUM QD
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032359705
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SOLE
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Amtrust Financial 7.75% QDI Ca
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032359846
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SOLE
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Annaly Capital 7.625% Perp Cl
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035710706
258
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Arbor Realty 8.50% CUM Perp Ca
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038923801
249
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Arch Capital 6.75% BBB QDI Cl
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040130205
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0
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Ashford Hospitality 9.0% Calle
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044103505
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Aspen Insurance 7.25% Call07/2
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Aspen Insurance 7.401% Call 07
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Aviva 8.25% 12/2041 Call 12/20
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SOLE
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SOLE
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BB&T Capital 5.625% Call 8/201
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054937404
219
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SOLE
8315
0
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BGC Partners 8.125% 2042 Call
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05541t408
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SOLE
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BancOfCalifornia 7.00% Cal2021
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BancOfCalifornia 7.375% Ca2020
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05990k882
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SOLE
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BancOfCalifornia 8.00% Cal2018
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05990k403
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SOLE
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Bank of America $1000pv 7.25%
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060505682
263
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SOLE
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Bank of America 4.0%Min Float
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060505815
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Bank of America 6.5% Prp Cl 1/
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060505310
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SOLE
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Bank of America 6.625% Prp/Cl
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060505344
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SH
SOLE
115003
0
0
Bank of America 6.625%Prp Cl 1
PFD
060505740
651
24174
SH
SOLE
24174
0
0
Barclays 8.125% Perp/Cl 3/14 B
PFD
06739h362
509
19700
SH
SOLE
19700
0
0
Barclays Bank 7.1% Prp Call 12
PFD
06739h776
486
18891
SH
SOLE
18891
0
0
BlueRock Residential Growth 8.
PFD
09627j508
1937
72921
SH
SOLE
72921
0
0
CBL & Associates 6.625% Perp C
PFD
124830803
261
10551
SH
SOLE
10551
0
0
CHS Chemical 7.50% Cl 1/2025 C
PFD
12542r803
6561
228286
SH
SOLE
228286
0
0
CHS Chemicals 6.75% Perp cl 20
PFD
12542r704
353
12371
SH
SOLE
12371
0
0
CHS Chemicals 7.875% Perp cl 2
PFD
12542r308
296
10197
SH
SOLE
10197
0
0
Capital One Finl 6.7%Prp Call
PFD
14040h709
1598
56462
SH
SOLE
56462
0
0
CenturyLink Quest 7.0%SnNts Cl
PFD
74913g501
3130
120051
SH
SOLE
120051
0
0
CenturyLink Quest7.375% 6/51 C
PFD
74913g204
938
35230
SH
SOLE
35230
0
0
Chesapeake Lodging 7.75% PerpC
PFD
165240201
4542
172232
SH
SOLE
172232
0
0
Citigroup 5.8% B1 Call 4/18 QD
PFD
172967366
233
8850
SH
SOLE
8850
0
0
Citigroup 7.125% Flt Aftr 9/23
PFD
172967358
7662
265941
SH
SOLE
265941
0
0
Citigroup Tst 7.875% Cl2015 Li
PFD
173080201
886
33980
SH
SOLE
33980
0
0
Colony Financial7.125%Perp CUM
PFD
19624r403
1053
45015
SH
SOLE
45015
0
0
Colony Financial7.50% Perp CUM
PFD
19624r304
592
23782
SH
SOLE
23782
0
0
Colony Financial8.50% Perp CUM
PFD
19624r205
1069
41933
SH
SOLE
41933
0
0
CoreEnergy 7.375% Pfd - Par Ca
PFD
21870u304
668
28423
SH
SOLE
28423
0
0
Corporate Office Prop 7.375% C
PFD
22002t884
1808
69713
SH
SOLE
69713
0
0
Costamare 7.625% CUM QDI Perp
PFD
y1771g110
347
18748
SH
SOLE
18748
0
0
Costamare 8.50% CUM QDI Perp C
PFD
y1771g128
2024
105392
SH
SOLE
105392
0
0
Cowen 8.25% Senior Notes Due 1
PFD
223622309
1522
57656
SH
SOLE
57656
0
0
CubeSmart 7.75%CUM Call 11/2/2
PFD
229663208
463
17954
SH
SOLE
17954
0
0
DTE Energy 6.5% Jr Sub Call 12
PFD
233331602
1491
57350
SH
SOLE
57350
0
0
Deutsche Bank 8.05% PrpCl6/18
PFD
25150l108
1947
76670
SH
SOLE
76670
0
0
Deutsche Bk Tst6.55%Perp Cl 5/
PFD
25153x208
468
18877
SH
SOLE
18877
0
0
Deutsche Bnk 7.6% Prp Cl 2/18
PFD
25154a108
988
39364
SH
SOLE
39364
0
0
Digital Realty 6.625% Perp CUM
PFD
253868806
462
17437
SH
SOLE
17437
0
0
Digital Realty 7.0% Perp Call
PFD
253868707
3054
120113
SH
SOLE
120113
0
0
Digital Realty 7.375% Perp CUM
PFD
253868871
1609
55588
SH
SOLE
55588
0
0
Discover Financial 6.50%Perp Q
PFD
254709207
2089
79009
SH
SOLE
79009
0
0
Dynagas LNG 9.0% QDI CUM cl 2
PFD
Y2188b116
1305
57081
SH
SOLE
57081
0
0
EBAY 6.00% Sr Notes Call 3/1/2
PFD
278642202
488
18360
SH
SOLE
18360
0
0
EaglePoint Credit 7%SrNts 12/3
PFD
269809208
690
26450
SH
SOLE
26450
0
0
EaglePoint Credit 7.75%2022 CU
PFD
269809109
1883
73789
SH
SOLE
73789
0
0
Endurance Specialty 6.35% Cl 1
PFD
29267h406
375
13820
SH
SOLE
13820
0
0
EverBank Financial 6.75% Perp
PFD
29977g201
581
22583
SH
SOLE
22583
0
0
First Republic 7.0% Cl 12/18 B
PFD
33616c860
5411
191531
SH
SOLE
191531
0
0
First Republic Bank 6.2% Cl 6/
PFD
33616c407
560
21060
SH
SOLE
21060
0
0
First Republic Bank 6.70% Cl20
PFD
33616c209
2333
89568
SH
SOLE
89568
0
0
GaslLog Ltd 8.75% Ser A CUM QD
PFD
g37585117
990
40650
SH
SOLE
40650
0
0
General Growth Prop 6.375% Cl
PFD
370023202
396
14800
SH
SOLE
14800
0
0
Gladstone Commercial 7.00% CUM
PFD
376536603
1163
45700
SH
SOLE
45700
0
0
Global Indemnity SrNts7.75% Ca
PFD
g39319119
1573
62695
SH
SOLE
62695
0
0
Goldman 5.5% Flt Aftr 5/23 Cl
PFD
38145g308
1898
71669
SH
SOLE
71669
0
0
GoldmanSachs Lib+75 Min3.75% C
PFD
38143y665
612
29689
SH
SOLE
29689
0
0
HSBC Hldgs 8.0% Prp Cl 12/15 B
PFD
404280802
2906
109548
SH
SOLE
109548
0
0
Hanover Insurance6.35% Cl3/18
PFD
410867204
960
37165
SH
SOLE
37165
0
0
Hartford Finl 7.875% 2042 call
PFD
416518504
1398
44369
SH
SOLE
44369
0
0
Hatteras Financial 7.625% CUM
PFD
41902r400
1265
50908
SH
SOLE
50908
0
0
Hercules Capital 7% 9/2019 BBB
PFD
427096870
228
8921
SH
SOLE
8921
0
0
Hersha Hospitality 6.50% NR Ca
PFD
427825609
387
15300
SH
SOLE
15300
0
0
ING Grp NV 7.20%Pfd Perp/Cl l2
PFD
456837301
308
11679
SH
SOLE
11679
0
0
IberiaBank Corp 6.60% Call 5/1
PFD
450828504
626
23900
SH
SOLE
23900
0
0
Investors REIT 7.95% Perp CUM
PFD
461730301
1412
53804
SH
SOLE
53804
0
0
JMP Group 8.00% SrDeb Due1/202
PFD
46629u206
438
17399
SH
SOLE
17399
0
0
JPMorgan Chase 6.70%Perp/Call
PFD
48127a161
1848
65439
SH
SOLE
65439
0
0
KKR Financial 7.50% SrNts Call
PFD
48248a504
4850
182399
SH
SOLE
182399
0
0
KKR Financial 8.375%SrNts Call
PFD
48248a405
1352
51665
SH
SOLE
51665
0
0
Kinder Morgan 9.75%CnvPfd 10/2
PFD
49456b200
253
5172
SH
SOLE
5172
0
0
LaSalle Hotel 6.3% Call 5/2021
PFD
517942884
275
10600
SH
SOLE
10600
0
0
LaSalle Hotel 7.50% Perp CUM C
PFD
517942702
1798
71084
SH
SOLE
71084
0
0
M / I Homes 9.75% Pfd Call 11/
PFD
55305b200
360
14347
SH
SOLE
14347
0
0
M&T Bank 6.375% Cl 11/18 BBB-
PFD
55261f708
512
494
SH
SOLE
494
0
0
MFA Financial 7.5% Prp Cl 4/15
PFD
55272x409
220
8820
SH
SOLE
8820
0
0
Maiden Hldgs 8.00%rSNts 2042 c
PFD
56029q309
2224
84934
SH
SOLE
84934
0
0
Maiden Holdings 7.125%PrpCl 12
PFD
g5753u138
700
27350
SH
SOLE
27350
0
0
Maiden Holdings 8.25%Prp Cl8/2
PFD
g5753u120
2004
75550
SH
SOLE
75550
0
0
MetLife 3MoLibor+100 Min 4.0%
PFD
59156r504
248
9666
SH
SOLE
9666
0
0
Morgan Stanley 3MoLib+70bp 4%F
PFD
61747s504
465
22471
SH
SOLE
22471
0
0
Morgan Stanley 7.125%Flt Aftr1
PFD
61762v200
4711
158775
SH
SOLE
158775
0
0
National General Ins 7.50% Cal
PFD
636220808
2962
116345
SH
SOLE
116345
0
0
National General Ins 7.50% Cal
PFD
636220709
2559
100547
SH
SOLE
100547
0
0
National General Ins 7.62% Cal
PFD
636220873
1631
64467
SH
SOLE
64467
0
0
New York MtgTrust 7.875%Perp C
PFD
649604808
277
11915
SH
SOLE
11915
0
0
NewTek Business Svs 7.50% Nts
PFD
652526302
461
18011
SH
SOLE
18011
0
0
News Corp 7.00% 12/1/2095 call
PFD
863117206
267
10303
SH
SOLE
10303
0
0
NorthStar Realty Fin 8.25% CUM
PFD
66704R308
216
8724
SH
SOLE
8724
0
0
NorthStar Realty Fin 8.50% CUM
PFD
66705V209
388
15650
SH
SOLE
15650
0
0
Northstar Realty Fin 8.75% CUM
PFD
66704r209
232
9362
SH
SOLE
9362
0
0
Northstar Realty Fin 8.875% CU
PFD
66704r506
219
8753
SH
SOLE
8753
0
0
NuStar Logistics 7.625%Nts Cl
PFD
67059t204
1176
47325
SH
SOLE
47325
0
0
PS Business Parks 6.0% Cl 5/20
PFD
69360j685
291
11133
SH
SOLE
11133
0
0
Partner Re 6.50%Perp Cal 4/202
PFD
g68603136
797
27500
SH
SOLE
27500
0
0
Partner Re 7.25% Call 06/21 BB
PFD
g68603144
6453
214164
SH
SOLE
214164
0
0
Pebblebrook Hotel 8.00% Called
PFD
70509v308
3619
142897
SH
SOLE
142897
0
0
Penn Real Estate 8.25% CIM Per
PFD
709102404
257
9752
SH
SOLE
9752
0
0
Penn RealEstate 7.375%CUM Perp
PFD
709102503
728
27770
SH
SOLE
27770
0
0
Pitney Bowes 6.7% Cl 3/7/18
PFD
724479506
341
12500
SH
SOLE
12500
0
0
Prospect Captl 6.25% 6/24 SrNt
PFD
74348t300
227
9200
SH
SOLE
9200
0
0
Prudential PLC 6.75% PrpCl 9/0
PFD
g7293h114
612
23127
SH
SOLE
23127
0
0
Public Storage 6.35% Called 7/
PFD
74460d125
720
28601
SH
SOLE
28601
0
0
Quest USWest 7.0% SrNts 2056 2
PFD
74913g808
816
30700
SH
SOLE
30700
0
0
Quest USWest SnNotes 7.0% 2052
PFD
74913G402
1460
56090
SH
SOLE
56090
0
0
Quest USWest Sr Nts6.125%Nts C
PFD
74913g600
237
9300
SH
SOLE
9300
0
0
Quest USWestSnNote7.5% 2051 Cl
PFD
74913g303
5001
193631
SH
SOLE
193631
0
0
Quest USWestSnNotes 6.875% CL
PFD
74913g105
3321
126900
SH
SOLE
126900
0
0
Raymond James Final 6.90% 2042
PFD
754730208
842
31885
SH
SOLE
31885
0
0
Realty Income 6.625% Call 2/17
PFD
756109807
299
11415
SH
SOLE
11415
0
0
Regency Centers 6.00% Perp CUM
PFD
758849806
456
17400
SH
SOLE
17400
0
0
Regions Financial 6.375% Cl 12
PFD
7591ep308
451
16850
SH
SOLE
16850
0
0
Reinsurance Group of Amer 6.2%
PFD
759351703
363
12200
SH
SOLE
12200
0
0
Retail Properties of Amer 7.0%
PFD
76131v608
443
16900
SH
SOLE
16900
0
0
SL Green Realty 6.5% Perp CUM
PFD
78440x507
1891
72395
SH
SOLE
72395
0
0
Seaspan 7.95% 12/2049 Call 1/2
PFD
y75638208
337
13177
SH
SOLE
13177
0
0
Seaspan 8.20% Perp CUM QDI Cal
PFD
y75638307
1176
46775
SH
SOLE
46775
0
0
Seaspan 8.25% Perp CUM QDI Cal
PFD
y75638133
2075
80879
SH
SOLE
80879
0
0
SoCalEd 5.375% CUM cl 2025 QDI
PFD
78409g206
811
29111
SH
SOLE
29111
0
0
Solar Capital 6.75% Cl 11/17
PFD
83413u308
481
18973
SH
SOLE
18973
0
0
Summit Hotel 7.875% Perp CUM C
PFD
866082308
2979
111173
SH
SOLE
111173
0
0
Summit Hotel7.125%Perp CUM Cal
PFD
866082407
948
36586
SH
SOLE
36586
0
0
Sunstone Hotel 6.95% Prp/Cl 3/
PFD
867892606
261
9900
SH
SOLE
9900
0
0
Taubman Centers 6.5% CUM NA Cl
PFD
876664608
265
10201
SH
SOLE
10201
0
0
Telephone & Data 6.875% Cl 11/
PFD
879433845
2574
98075
SH
SOLE
98075
0
0
Telephone & Data 7.0% Cl 3/16
PFD
879433837
858
33442
SH
SOLE
33442
0
0
Texas Capitl Bancshares6.50% 2
PFD
882228307
439
16801
SH
SOLE
16801
0
0
Torchmark Crp 6.125% SubDebCal
PFD
891027401
1019
38550
SH
SOLE
38550
0
0
TravelCenters America 8.00%SrN
PFD
894174309
3030
120575
SH
SOLE
120575
0
0
TravelCenters SnNotes 8% 10/20
PFD
894174408
1483
58840
SH
SOLE
58840
0
0
Triancgle Capitl 6.375%Sr Note
PFD
895848406
892
34450
SH
SOLE
34450
0
0
TriplePoint Venture BDC 6.75%
PFD
89677y209
505
19750
SH
SOLE
19750
0
0
UMH Propertyies 8.0% Perp Cum
PFD
903002301
581
21726
SH
SOLE
21726
0
0
US Bancorp 6.5% Flt Aftr 1/22
PFD
902973833
1380
44789
SH
SOLE
44789
0
0
US Celllular SrNts 7.25% 2063
PFD
911684504
532
20100
SH
SOLE
20100
0
0
US Cellular 6.95%SrNT 2060 Cl
PFD
911684405
489
18985
SH
SOLE
18985
0
0
US Cellular 7.25% SrNts12/2064
PFD
911684603
1446
56225
SH
SOLE
56225
0
0
VEREIT Inc 6.70% Perp CUM Cl 2
PFD
92339v209
870
33606
SH
SOLE
33606
0
0
Vornado Realty 6.875% BBB- Cal
PFD
929042869
2385
90760
SH
SOLE
90760
0
0
Wells Fargo 5.85%Flt Aftr 9/23
PFD
949746556
319
11550
SH
SOLE
11550
0
0
Wells Fargo 6.375% Cl 12/19 BB
PFD
94988n207
826
30000
SH
SOLE
30000
0
0
Wells Fargo 7.5% Cnv@$156 $100
PFD
949746804
16321
12562
SH
SOLE
12562
0
0
Wells Fargo 8.00% Prp Cl12/17
PFD
949746879
9904
356645
SH
SOLE
356645
0
0
WinTrust Financial 6.50% Call
PFD
97650w405
212
7448
SH
SOLE
7448
0
0
Bank of America 5.20% Perp/Cal
PFD
060505ED2
295
315000
PRN
SOLE
315000
0
0
Charles Schwab 7% Perp/Call 2/
PFD
808513AE5
1882
1647000
PRN
SOLE
1647000
0
0
Citigroup 5.35% Perp/Call 5/23
PFD
172967GR6
699
745000
PRN
SOLE
745000
0
0
Citigroup Inc 5.95% Perp Call
PFD
172967GD7
834
845000
PRN
SOLE
845000
0
0
Citigroup Inc 6.125% Perp Call
PFD
172967KD2
253
250000
PRN
SOLE
250000
0
0
Citigroup Inc Fix-to-Float Per
PFD
172967GF2
199
200000
PRN
SOLE
200000
0
0
GE Cap Corp 5.00% Perp/Call 1/
PFD
369604BQ5
2462
2317000
PRN
SOLE
2317000
0
0
JPMorgan 6.0% Perp/Call 8/23 -
PFD
48126HAA8
1765
1735000
PRN
SOLE
1735000
0
0
JPMorgan 7.9% Perp/Call 4/18 -
PFD
46625HHA1
2346
2300000
PRN
SOLE
2300000
0
0
So. Cal Edison 6.25% Perp/Call
PFD
842400FU2
778
700000
PRN
SOLE
700000
0
0
Wachovia (WFC) Perp/Call 2/11
PFD
92978AAA0
5562
5590000
PRN
SOLE
5590000
0
0
Wells Fargo & Company Perp/Cal
PFD
949746PM7
481
460000
PRN
SOLE
460000
0
0