0001109228-16-000007.txt : 20160212
0001109228-16-000007.hdr.sgml : 20160212
20160212151652
ACCESSION NUMBER: 0001109228-16-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160212
DATE AS OF CHANGE: 20160212
EFFECTIVENESS DATE: 20160212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KCM INVESTMENT ADVISORS LLC
CENTRAL INDEX KEY: 0001109228
IRS NUMBER: 911756649
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05651
FILM NUMBER: 161418288
BUSINESS ADDRESS:
STREET 1: 750 LINDARO STREET
STREET 2: SUITE 250
CITY: SAN RAFAEL
STATE: CA
ZIP: 94901
BUSINESS PHONE: 415-461-7788
MAIL ADDRESS:
STREET 1: 750 LINDARO STREET
STREET 2: SUITE 250
CITY: SAN RAFAEL
STATE: CA
ZIP: 94901
FORMER COMPANY:
FORMER CONFORMED NAME: KCM INVESTMENT ADVISORS/CA
DATE OF NAME CHANGE: 20000413
13F-HR
1
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0001109228
XXXXXXXX
12-31-2015
12-31-2015
KCM INVESTMENT ADVISORS LLC
750 LINDARO STREET
SUITE 250
SAN RAFAEL
CA
94901
13F HOLDINGS REPORT
028-05651
N
William L. Prince
CCO
4154617788
William L. Prince
San Rafael
CA
02-12-2016
0
520
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false
INFORMATION TABLE
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kcm13f12312015.xml
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89276
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89276
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COM
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3203
180649
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180649
0
0
AGL Resources Inc
COM
001204106
4085
64026
SH
SOLE
64026
0
0
ASML Holding NV-NY Reg Shs
COM
n07059210
226
2543
SH
SOLE
2543
0
0
AT&T Inc
COM
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197550
SH
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197550
0
0
AbbVie Inc
COM
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SH
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Abbott Laboratories
COM
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Accenture PLC-Cl A
COM
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Adobe Systems Inc
COM
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634
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6749
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Aetna Inc
COM
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Aflac Inc
COM
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Agilent Technologies Inc
COM
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COM
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COM
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COM
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COM
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452
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COM
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438
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COM
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COM
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COM
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COM
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COM
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COM
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SH
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COM
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Honeywell International Inc
COM
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SH
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COM
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722
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Hubbell Inc
COM
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202
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SH
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2000
0
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ICON PLC
COM
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2996
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Illinois Tool Works
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Illumina Inc
COM
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1541
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COM
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COM
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Intel Corp
COM
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410115
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COM
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6325
SH
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6325
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COM
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316
10490
SH
SOLE
10490
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Intuit Inc
COM
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253
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SH
SOLE
2621
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COM
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0
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COM
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SH
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127170
0
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Jacobs Engineering Group Inc
COM
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316
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SH
SOLE
7538
0
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Johnson & Johnson
COM
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SH
SOLE
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0
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Johnson Controls Inc
COM
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SH
SOLE
32693
0
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Keysight Technologies Inc
COM
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229
8081
SH
SOLE
8081
0
0
Kimberly-Clark Corp
COM
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SH
SOLE
108272
0
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Kinder Morgan Inc
COM
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SH
SOLE
247892
0
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Kohl's Corp
COM
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227
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SH
SOLE
4775
0
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Kraft Heinz Co/The
COM
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L-3 Communications Holdings
COM
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329
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SOLE
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Laboratory Corp Of Amer Hldgs
COM
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0
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Lam Research Corp
COM
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Leggett & Platt Inc
COM
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0
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Li & Fung Ltd
COM
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10000
SH
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0
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Linn Energy LLC-Units
COM
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SH
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0
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Lockheed Martin Corp
COM
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SH
SOLE
16322
0
0
Lowe's Cos Inc
COM
548661107
4326
56887
SH
SOLE
56887
0
0
Lululemon Athletica Inc
COM
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7784
SH
SOLE
7784
0
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Macy's Inc
COM
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27423
SH
SOLE
27423
0
0
Manulife Financial Corp
COM
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552
36834
SH
SOLE
36834
0
0
Marathon Petroleum Corp
COM
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345
6664
SH
SOLE
6664
0
0
Market Vectors Pharmaceutical
COM
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504
7713
SH
SOLE
7713
0
0
Marriott International-Cl A
COM
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2202
32849
SH
SOLE
32849
0
0
McCormick & Co-Non Votung Shrs
COM
579780206
2094
24470
SH
SOLE
24470
0
0
McDonald's Corp
COM
580135101
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97043
SH
SOLE
97043
0
0
McGraw-Hill Financial Inc
COM
580645109
1137
11535
SH
SOLE
11535
0
0
Medical Properties Trust Inc
COM
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198
17169
SH
SOLE
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0
0
Medtronic PLC
COM
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SH
SOLE
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0
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Merck & Co. Inc.
COM
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137591
SH
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137591
0
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Microsoft Corp
COM
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188774
SH
SOLE
188774
0
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Middleby Corp
COM
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200
1855
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1855
0
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Mondelez International
COM
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55012
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COM
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Mylan NV
COM
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COM
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7594
0
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Nestle Sa-Spons ADR For Reg
COM
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58825
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58825
0
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NextEra Energy Inc
COM
65339f101
11786
113451
SH
SOLE
113451
0
0
Nike Inc -Cl B
COM
654106103
9902
158437
SH
SOLE
158437
0
0
Nordstrom Inc
COM
655664100
349
7013
SH
SOLE
7013
0
0
Norfolk Southern Corp
COM
655844108
360
4260
SH
SOLE
4260
0
0
Novartis Ag-ADR
COM
66987v109
3792
44074
SH
SOLE
44074
0
0
Novo-Nordisk A/S-Spons ADR
COM
670100205
254
4365
SH
SOLE
4365
0
0
Occidental Petroleum Corp
COM
674599105
6071
89791
SH
SOLE
89791
0
0
Ocean Power Corp
COM
674869201
0
201576
SH
SOLE
201576
0
0
Oracle Corp
COM
68389x105
4454
121915
SH
SOLE
121915
0
0
P G & E Corp
COM
69331c108
643
12084
SH
SOLE
12084
0
0
PMC - Sierra Inc
COM
69344f106
166
14318
SH
SOLE
14318
0
0
PPG Industries Inc
COM
693506107
432
4370
SH
SOLE
4370
0
0
Paccar Inc
COM
693718108
1367
28843
SH
SOLE
28843
0
0
Palo Alto Networks
COM
697435105
922
5232
SH
SOLE
5232
0
0
Pentair PLC
COM
g7s00t104
283
5711
SH
SOLE
5711
0
0
PepsiCo Inc
COM
713448108
8178
81846
SH
SOLE
81846
0
0
Pfizer Inc
COM
717081103
8134
251990
SH
SOLE
251990
0
0
Philip Morris International
COM
718172109
2042
23228
SH
SOLE
23228
0
0
Phillips 66
COM
718546104
257
3137
SH
SOLE
3137
0
0
Piedmont Office Realty Trust
COM
720190206
396
21000
SH
SOLE
21000
0
0
Potash Corp Of Saskatchewan
COM
73755l107
411
24015
SH
SOLE
24015
0
0
PowerShares Buyback Achievers
COM
73935x286
228
5010
SH
SOLE
5010
0
0
PowerShares Preferred Portfoli
COM
73936t565
6968
466093
SH
SOLE
466093
0
0
Powershares QQQ NASDAQ 100 Tru
COM
73935a104
2933
26218
SH
SOLE
26218
0
0
Praxair Inc
COM
74005p104
2080
20310
SH
SOLE
20310
0
0
Preferred Apartment Communitie
COM
74039l103
3147
240600
SH
SOLE
240600
0
0
ProLogis Inc
COM
74340w103
468
10911
SH
SOLE
10911
0
0
Procter & Gamble Co
COM
742718109
21696
273220
SH
SOLE
273220
0
0
Public Service Enterprise Grou
COM
744573106
1804
46633
SH
SOLE
46633
0
0
Qualcomm Inc
COM
747525103
250
5009
SH
SOLE
5009
0
0
Quest Diagnostics
COM
74834l100
222
3125
SH
SOLE
3125
0
0
Realty Income Corp
COM
756109104
9274
179632
SH
SOLE
179632
0
0
Regeneron Pharmaceuticals Inc
COM
75886f107
705
1299
SH
SOLE
1299
0
0
Retail Properties of America
COM
76131v202
560
37893
SH
SOLE
37893
0
0
Robert Half Intl Inc
COM
770323103
258
5483
SH
SOLE
5483
0
0
Roche Holdings LTD-Spons ADR
COM
771195104
3331
96635
SH
SOLE
96635
0
0
Roper Technologies Inc
COM
776696106
237
1249
SH
SOLE
1249
0
0
Royal Dutch Shell Plc-ADR A
COM
780259206
777
16969
SH
SOLE
16969
0
0
SAP SE-Sponsored ADR
COM
803054204
693
8756
SH
SOLE
8756
0
0
SPDR Consumer Discretionary Se
COM
81369y407
5776
73900
SH
SOLE
73900
0
0
SPDR Consumer Staples Select S
COM
81369y308
4632
91739
SH
SOLE
91739
0
0
SPDR Dow Jones Industrial Aver
COM
78467x109
804
4621
SH
SOLE
4621
0
0
SPDR Energy Select Sector
COM
81369y506
10874
180273
SH
SOLE
180273
0
0
SPDR Financial Select Sector
COM
81369y605
3941
165361
SH
SOLE
165361
0
0
SPDR Gold Trust
COM
78463v107
1274
12560
SH
SOLE
12560
0
0
SPDR Health Care Select Sector
COM
81369y209
6270
87046
SH
SOLE
87046
0
0
SPDR Industrial Select Sector
COM
81369y704
3850
72631
SH
SOLE
72631
0
0
SPDR Materials Select Sector
COM
81369y100
1250
28792
SH
SOLE
28792
0
0
SPDR S&P 500 Index Trust Serie
COM
78462f103
7424
36416
SH
SOLE
36416
0
0
SPDR S&P Biotech ETF
COM
78464a870
324
4615
SH
SOLE
4615
0
0
SPDR S&P Dividend ETF
COM
78464a763
9464
128644
SH
SOLE
128644
0
0
SPDR S&P MidCap 400 ETF Trust
COM
78467y107
8809
34677
SH
SOLE
34677
0
0
SPDR Technology Select Sector
COM
81369y803
8197
191388
SH
SOLE
191388
0
0
SPDR Utilities Select Sector
COM
81369y886
947
21884
SH
SOLE
21884
0
0
Salesforce.Com Inc
COM
79466l302
1418
18087
SH
SOLE
18087
0
0
Sanofi-ADR
COM
80105n105
3607
84570
SH
SOLE
84570
0
0
Scana Corp
COM
80589m102
780
12899
SH
SOLE
12899
0
0
Scandium International Mining
COM
80600l109
2
23400
SH
SOLE
23400
0
0
Schlumberger Ltd
COM
806857108
559
8015
SH
SOLE
8015
0
0
Schwab (Charles) Corp
COM
808513105
727
22072
SH
SOLE
22072
0
0
Schwab US Broad Market ETF
COM
808524102
1628
33193
SH
SOLE
33193
0
0
Schwab US Dividend Equity ETF
COM
808524797
4743
122999
SH
SOLE
122999
0
0
Schwab US Large-Cap ETF
COM
808524201
1813
37320
SH
SOLE
37320
0
0
Schwab US Mid-Cap ETF
COM
808524508
1145
28582
SH
SOLE
28582
0
0
Sempra Energy
COM
816851109
1840
19577
SH
SOLE
19577
0
0
Sherwin-Williams Co
COM
824348106
337
1300
SH
SOLE
1300
0
0
Sierra Vista Bank
COM
82651b105
76
20000
SH
SOLE
20000
0
0
Silvercorp Metals Inc
COM
82835p103
5
10000
SH
SOLE
10000
0
0
Simon Property Group Inc
COM
828806109
225
1155
SH
SOLE
1155
0
0
Southern Co
COM
842587107
2280
48731
SH
SOLE
48731
0
0
Southwest Airlines
COM
844741108
300
6962
SH
SOLE
6962
0
0
Spectra Energy Corp
COM
847560109
2015
84163
SH
SOLE
84163
0
0
Spectral Medical Inc
COM
847577103
15
25000
SH
SOLE
25000
0
0
Sprott Physical Gold Trust
COM
85207h104
120
13737
SH
SOLE
13737
0
0
Sprott Resource Corp
COM
85207d103
179
526834
SH
SOLE
526834
0
0
St Jude Medical Inc
COM
790849103
685
11089
SH
SOLE
11089
0
0
Stanley Black & Decker Inc
COM
854502101
5376
50371
SH
SOLE
50371
0
0
Starbucks Corp
COM
855244109
6265
104370
SH
SOLE
104370
0
0
State Street Corp
COM
857477103
228
3430
SH
SOLE
3430
0
0
Synaptics Inc
COM
87157d109
210
2609
SH
SOLE
2609
0
0
Sysco Corp
COM
871829107
531
12951
SH
SOLE
12951
0
0
T Rowe Price Group Inc
COM
74144t108
545
7623
SH
SOLE
7623
0
0
TD Ameritrade Holding Corp
COM
87236y108
1628
46910
SH
SOLE
46910
0
0
TJX Companies Inc
COM
872540109
493
6949
SH
SOLE
6949
0
0
Target Corp
COM
87612e106
7891
108677
SH
SOLE
108677
0
0
Taseko Mines Ltd
COM
876511106
14
40000
SH
SOLE
40000
0
0
Teco Energy Inc
COM
872375100
4273
160320
SH
SOLE
160320
0
0
Tesla Motors Inc
COM
88160r101
504
2098
SH
SOLE
2098
0
0
Teva Pharmaceutical-Sp ADR
COM
881624209
488
7438
SH
SOLE
7438
0
0
Texas Instruments Inc
COM
882508104
334
6100
SH
SOLE
6100
0
0
Thermo Fisher Scientific Inc
COM
883556102
246
1732
SH
SOLE
1732
0
0
Time Warner Inc
COM
887317303
1259
19462
SH
SOLE
19462
0
0
Toronto-Dominion Bank
COM
891160509
3672
93755
SH
SOLE
93755
0
0
Toyota Motor Corp -Spon ADR
COM
892331307
2126
17276
SH
SOLE
17276
0
0
Travelers Cos Inc/The
COM
89417e109
3478
30819
SH
SOLE
30819
0
0
Tri-Valley Corporation
COM
895735108
198
30600
SH
SOLE
30600
0
0
Twenty-First Century Fox-B (fo
COM
90130a200
1996
73303
SH
SOLE
73303
0
0
U S Bancorp
COM
902973304
2136
50063
SH
SOLE
50063
0
0
UDR Inc
COM
902653104
266
7080
SH
SOLE
7080
0
0
Unilever N V -NY Shares
COM
904784709
3449
79613
SH
SOLE
79613
0
0
Unilever Plc-Sponsored ADR
COM
904767704
1857
43066
SH
SOLE
43066
0
0
Union Pacific Corp
COM
907818108
1726
22070
SH
SOLE
22070
0
0
United Parcel Service-Cl B
COM
911312106
8171
84910
SH
SOLE
84910
0
0
United Technologies Corp
COM
913017109
2813
29281
SH
SOLE
29281
0
0
UnitedHealth Group Inc
COM
91324P102
1345
11430
SH
SOLE
11430
0
0
VF Corporation
COM
918204108
411
6606
SH
SOLE
6606
0
0
Valero Energy Corp
COM
91913Y100
251
3550
SH
SOLE
3550
0
0
Vanguard Consumer Discretionar
COM
92204a108
404
3301
SH
SOLE
3301
0
0
Vanguard Consumer Staples Vipe
COM
92204a207
276
2135
SH
SOLE
2135
0
0
Vanguard Dividend Appreciation
COM
921908844
622
8001
SH
SOLE
8001
0
0
Vanguard FTSE Developed Market
COM
921943858
1452
39549
SH
SOLE
39549
0
0
Vanguard FTSE Emerging Markets
COM
922042858
986
30137
SH
SOLE
30137
0
0
Vanguard Health Care Vipers
COM
92204a504
272
2050
SH
SOLE
2050
0
0
Vanguard High Div Yield ETF
COM
921946406
1636
24516
SH
SOLE
24516
0
0
Vanguard Info Tech Vipers
COM
92204a702
506
4670
SH
SOLE
4670
0
0
Vanguard Large-Cap Vipers ETF
COM
922908637
281
3000
SH
SOLE
3000
0
0
Vanguard Mid-Cap
COM
922908629
3232
26908
SH
SOLE
26908
0
0
Vanguard REIT
COM
922908553
357
4480
SH
SOLE
4480
0
0
Vanguard Small-Cap Vipers
COM
922908751
3709
33520
SH
SOLE
33520
0
0
Vanguard Total Stock Market
COM
922908769
12529
120128
SH
SOLE
120128
0
0
Varian Medical Systems Inc
COM
92220P105
1421
17592
SH
SOLE
17592
0
0
Verisk Analytics Inc-Class A
COM
92345Y106
273
3550
SH
SOLE
3550
0
0
Verizon Communications Inc
COM
92343v104
24965
540129
SH
SOLE
540129
0
0
Visa Inc-Class A Shares
COM
92826c839
877
11312
SH
SOLE
11312
0
0
Vornado Realty Trust
COM
929042109
6271
62734
SH
SOLE
62734
0
0
Voyant International Corp
COM
92909w108
0
53652
SH
SOLE
53652
0
0
WEC Energy Group Inc
COM
92939u106
4823
94000
SH
SOLE
94000
0
0
Wal-Mart Stores Inc
COM
931142103
1069
17433
SH
SOLE
17433
0
0
Walgreens Boots Alliance Inc
COM
931427108
11133
130735
SH
SOLE
130735
0
0
Waste Management Inc
COM
94106l109
9381
175778
SH
SOLE
175778
0
0
Wells Fargo & Company
COM
949746101
33949
624513
SH
SOLE
624513
0
0
Westamerica Bancorportaion
COM
957090103
604
12922
SH
SOLE
12922
0
0
Weyerhaeuser Co
COM
962166104
787
26265
SH
SOLE
26265
0
0
Whirlpool Corp
COM
963320106
2006
13656
SH
SOLE
13656
0
0
White Mountains Insurance Grou
COM
g9618e107
700
963
SH
SOLE
963
0
0
Whole Foods Market Inc
COM
966837106
4547
135739
SH
SOLE
135739
0
0
Williams Cos Inc
COM
969457100
4962
193077
SH
SOLE
193077
0
0
Williams-Sonoma Inc
COM
969904101
1580
27050
SH
SOLE
27050
0
0
WisdomTree MidCap Div Index
COM
97717w505
239
2968
SH
SOLE
2968
0
0
Xcel Energy Inc
COM
98389b100
412
11465
SH
SOLE
11465
0
0
Yahoo! Inc
COM
984332106
848
25500
SH
SOLE
25500
0
0
Yum! Brands Inc
COM
988498101
310
4249
SH
SOLE
4249
0
0
Zimmer Biomet Holdings Inc
COM
98956p102
1915
18665
SH
SOLE
18665
0
0
iShares DJ Select Dividend Ind
COM
464287168
6268
83402
SH
SOLE
83402
0
0
iShares DJ US Energy Sector
COM
464287796
874
25805
SH
SOLE
25805
0
0
iShares DJ US Financial Sect
COM
464287788
1044
11817
SH
SOLE
11817
0
0
iShares DJ US Health Car Pro
COM
464288828
255
2052
SH
SOLE
2052
0
0
iShares DJ US Telecommunicatio
COM
464287713
669
23229
SH
SOLE
23229
0
0
iShares DJ US Transport Index
COM
464287192
952
7066
SH
SOLE
7066
0
0
iShares Goldman Sachs Tech I
COM
464287721
258
2410
SH
SOLE
2410
0
0
iShares MSCI EAFE Index
COM
464287465
1203
20487
SH
SOLE
20487
0
0
iShares MSCI Emerging Markets
COM
464287234
389
12095
SH
SOLE
12095
0
0
iShares MSCI Singapore Index
COM
464286673
143
13900
SH
SOLE
13900
0
0
iShares MSCI USA Quality Facto
COM
46432f339
946
14655
SH
SOLE
14655
0
0
iShares Nasdaq Biotech Index F
COM
464287556
5807
17162
SH
SOLE
17162
0
0
iShares Russell 1000 Growth
COM
464287614
753
7571
SH
SOLE
7571
0
0
iShares Russell 1000 Value
COM
464287598
227
2318
SH
SOLE
2318
0
0
iShares Russell 2000 Index Fun
COM
464287655
401
3563
SH
SOLE
3563
0
0
iShares Russell Midcap Index
COM
464287499
315
1969
SH
SOLE
1969
0
0
iShares Russell Midcap Value I
COM
464287473
280
4080
SH
SOLE
4080
0
0
iShares S&P 100 Index Fund
COM
464287101
1763
19340
SH
SOLE
19340
0
0
iShares S&P 500 Index Fund
COM
464287200
560
2733
SH
SOLE
2733
0
0
iShares S&P Europe 350
COM
464287861
562
14014
SH
SOLE
14014
0
0
iShares S&P Global 100
COM
464287572
628
8621
SH
SOLE
8621
0
0
iShares S&P Midcap 400
COM
464287507
1313
9422
SH
SOLE
9422
0
0
iShares S&P Midcap 400/Value
COM
464287705
383
3270
SH
SOLE
3270
0
0
iShares S&P SmallCap 600
COM
464287804
544
4937
SH
SOLE
4937
0
0
iShares S&P US Preferred Stock
COM
464288687
9421
242500
SH
SOLE
242500
0
0
AEGON 8.00% 2042 Notes Call 08
PFD
007924608
3406
123681
SH
SOLE
123681
0
0
AON Cap 8.205% 1/27 Non-Call B
PFD
22532r101
2214
72459
SH
SOLE
72459
0
0
Affiliated Mgrs Grp 6.375% SrN
PFD
008252876
352
13206
SH
SOLE
13206
0
0
AllState 6.75 2049 Call 10/201
PFD
020002606
297
10748
SH
SOLE
10748
0
0
Allied Capital ARCC6.875% 4/20
PFD
01903q207
283
11109
SH
SOLE
11109
0
0
American Capital Agency 8.0% P
PFD
02503x204
912
35984
SH
SOLE
35984
0
0
American Capital Agncy 7.75% P
PFD
02503x303
548
23165
SH
SOLE
23165
0
0
Amtrust Financial 7.25% CUM QD
PFD
032359507
283
11181
SH
SOLE
11181
0
0
Amtrust Financial 7.5% QDI Cal
PFD
032359887
2519
99120
SH
SOLE
99120
0
0
Amtrust Financial 7.50%Nts 205
PFD
032359853
297
11325
SH
SOLE
11325
0
0
Amtrust Financial 7.625%CUM QD
PFD
032359705
3384
132383
SH
SOLE
132383
0
0
Annaly Capital 7.625% Perp Cl
PFD
035710706
227
9683
SH
SOLE
9683
0
0
Arbor Realty 8.50% CUM Perp Ca
PFD
038923801
243
9659
SH
SOLE
9659
0
0
Arch Capital 6.75% BBB QDI Cl
PFD
g0450a204
773
28743
SH
SOLE
28743
0
0
Argo Group 6.5% Sr Notes Call
PFD
040130205
1393
54748
SH
SOLE
54748
0
0
Ashford Hospitality 9.0% NR Ca
PFD
044103505
886
34950
SH
SOLE
34950
0
0
Aspen Insurance 7.25% Call07/2
PFD
g05384147
7552
287360
SH
SOLE
287360
0
0
Aspen Insurance 7.401% Call 07
PFD
g05384139
502
19920
SH
SOLE
19920
0
0
Aviva 8.25% 12/2041 Call 12/20
PFD
05382a203
3197
120774
SH
SOLE
120774
0
0
Axis Capital 6.875% Cl 4/17 QD
PFD
g0692u307
604
22509
SH
SOLE
22509
0
0
BB&T Capital 5.625% Call 8/201
PFD
054937404
235
9000
SH
SOLE
9000
0
0
BGC Partners 8.125% 2042 Call
PFD
05541t408
4566
169691
SH
SOLE
169691
0
0
Banc of California 7.375% Cal2
PFD
05990k882
3610
139062
SH
SOLE
139062
0
0
Banc of California 8.00% Call9
PFD
05990k403
2193
82506
SH
SOLE
82506
0
0
Bank of America 4.0%Min Float
PFD
060505815
231
10308
SH
SOLE
10308
0
0
Bank of America 6.5% Prp Cl 1/
PFD
060505310
562
21029
SH
SOLE
21029
0
0
Bank of America 6.625% Prp/Cl
PFD
060505344
2296
85879
SH
SOLE
85879
0
0
Bank of America 6.625%Prp Cl 1
PFD
060505740
676
25252
SH
SOLE
25252
0
0
Barclays 7.75% Prp Cl 9/13 BB
PFD
06739h511
673
25550
SH
SOLE
25550
0
0
Barclays 8.125% Perp/Cl 3/14 B
PFD
06739h362
658
24800
SH
SOLE
24800
0
0
Barclays Bank 7.1% Prp Call 12
PFD
06739h776
891
34315
SH
SOLE
34315
0
0
BlueRock Residential Growth 8.
PFD
09627j508
1577
62344
SH
SOLE
62344
0
0
CBL & Associates 6.5% Perp CUM
PFD
124830803
232
9293
SH
SOLE
9293
0
0
CHS Chemical 7.50% Cl 1/2025 C
PFD
12542r803
4453
164639
SH
SOLE
164639
0
0
CHS Chemicals 6.75% Perp cl 20
PFD
12542r704
298
11098
SH
SOLE
11098
0
0
CHS Chemicals 7.875% Perp cl 2
PFD
12542r308
259
8997
SH
SOLE
8997
0
0
Capital One Finl 6.7%Prp Call
PFD
14040h709
1296
47033
SH
SOLE
47033
0
0
CenturyLink Quest 7.0%SnNts Cl
PFD
74913g501
2879
110805
SH
SOLE
110805
0
0
CenturyLink Quest7.375% 6/51 C
PFD
74913g204
926
36430
SH
SOLE
36430
0
0
Chesapeake Lodging 7.75% PerpC
PFD
165240201
4135
160078
SH
SOLE
160078
0
0
Citigroup 5.8% B1 Call 4/18 QD
PFD
172967366
273
10504
SH
SOLE
10504
0
0
Citigroup 7.125% Flt Aftr 9/23
PFD
172967358
6370
227419
SH
SOLE
227419
0
0
Citigroup Tst 7.875% Cl2015 Li
PFD
173080201
298
11480
SH
SOLE
11480
0
0
Colony Financial7.125%Perp CUM
PFD
19624r403
985
44975
SH
SOLE
44975
0
0
Colony Financial7.50% Perp CUM
PFD
19624r304
552
22571
SH
SOLE
22571
0
0
Colony Financial8.50% Perp CUM
PFD
19624r205
1015
40647
SH
SOLE
40647
0
0
CoreEnergy 7.375% Pfd - Par Ca
PFD
21870u304
584
32049
SH
SOLE
32049
0
0
Corporate Office Prop 7.375% C
PFD
22002t884
1862
72242
SH
SOLE
72242
0
0
Costamare 7.625% CUM QDI Perp
PFD
y1771g110
387
22563
SH
SOLE
22563
0
0
Costamare 8.50% CUM QDI Perp C
PFD
y1771g128
2168
115792
SH
SOLE
115792
0
0
Cowen 8.25% Senior Notes Due 1
PFD
223622309
1435
56556
SH
SOLE
56556
0
0
CubeSmart 7.75%CUM Call 11/2/2
PFD
229663208
468
17893
SH
SOLE
17893
0
0
DTE Energy 6.5% Jr Sub Call 12
PFD
233331602
1489
56075
SH
SOLE
56075
0
0
Deutsche Bank 8.05% PrpCl6/18
PFD
25150l108
2962
109051
SH
SOLE
109051
0
0
Deutsche Bk Tst6.55%Perp Cl 5/
PFD
25153x208
611
23826
SH
SOLE
23826
0
0
Deutsche Bnk 7.6% Prp Cl 2/18
PFD
25154a108
1412
53413
SH
SOLE
53413
0
0
Digital Realty 6.625% Perp CUM
PFD
253868806
457
17463
SH
SOLE
17463
0
0
Digital Realty 7.0% Perp Call
PFD
253868707
3463
134068
SH
SOLE
134068
0
0
Digital Realty 7.375% Perp CUM
PFD
253868871
1097
40713
SH
SOLE
40713
0
0
Discover Financial 6.50%Perp Q
PFD
254709207
2143
81049
SH
SOLE
81049
0
0
Dynagas LNG 9.0% QDI CUM cl 2
PFD
Y2188b116
1003
53071
SH
SOLE
53071
0
0
EaglePoint Credit 7%SrNts 12/3
PFD
269809208
609
24500
SH
SOLE
24500
0
0
EaglePoint Credit 7.75%2022 CU
PFD
269809109
1391
54773
SH
SOLE
54773
0
0
Endurance Specialty 7.5% Cl 6/
PFD
g30397304
2296
88970
SH
SOLE
88970
0
0
Equity Comwlth 7.25% CUM Perp/
PFD
294628409
520
20306
SH
SOLE
20306
0
0
EverBank Financial 6.75% Perp
PFD
29977g201
321
12657
SH
SOLE
12657
0
0
First Republic 7.0% Cl 12/18 B
PFD
33616c860
5034
180999
SH
SOLE
180999
0
0
First Republic Bank 6.2% Cl 6/
PFD
33616c407
562
21460
SH
SOLE
21460
0
0
First Republic Bank 6.70% Cl20
PFD
33616c209
2402
92448
SH
SOLE
92448
0
0
GaslLog Ltd 8.75% Ser A CUM QD
PFD
g37585117
858
43100
SH
SOLE
43100
0
0
General Growth Prop 6.375% Cl
PFD
370023202
370
14800
SH
SOLE
14800
0
0
Global Indemnity SrNts7.75% Ca
PFD
g39319119
1490
62505
SH
SOLE
62505
0
0
Goldman 5.5% Flt Aftr 5/23 Cl
PFD
38145g308
1862
71910
SH
SOLE
71910
0
0
GoldmanSachs Lib+75 Min3.75% C
PFD
38143y665
613
30894
SH
SOLE
30894
0
0
HSBC 6.36% Perp Callable NCU Q
PFD
40429c607
748
29145
SH
SOLE
29145
0
0
HSBC Hldgs 8.0% Prp Cl 12/15 B
PFD
404280802
3172
121678
SH
SOLE
121678
0
0
Hanover Insurance6.35% Cl3/18
PFD
410867204
852
33466
SH
SOLE
33466
0
0
Hartford Finl 7.875% 2042 call
PFD
416518504
1421
44969
SH
SOLE
44969
0
0
Hatteras Financial 7.625% CUM
PFD
41902r400
1008
43008
SH
SOLE
43008
0
0
ING Grp NV 7.20%Pfd Perp/Cl l2
PFD
456837301
282
10838
SH
SOLE
10838
0
0
Investors REIT 7.95% Perp CUM
PFD
461730301
1398
54827
SH
SOLE
54827
0
0
JMP Group 8.00% SrDeb Due1/202
PFD
46629u206
420
16907
SH
SOLE
16907
0
0
JPMorgan Chase 6.70%Perp/Call
PFD
48127a161
1813
65980
SH
SOLE
65980
0
0
KKR Financial 7.50% SrNts Call
PFD
48248a504
5081
194149
SH
SOLE
194149
0
0
KKR Financial 8.375%SrNts Call
PFD
48248a405
1317
49755
SH
SOLE
49755
0
0
Kinder Morgan 9.75%CnvPfd 10/2
PFD
49456b200
228
5650
SH
SOLE
5650
0
0
LaSalle Hotel 7.50% Perp CUM C
PFD
517942702
2044
81265
SH
SOLE
81265
0
0
M&T Bank 6.375% Cl 11/18 BBB-
PFD
55261f708
504
494
SH
SOLE
494
0
0
MFA Financial 7.5% Prp Cl 4/15
PFD
55272x409
214
8926
SH
SOLE
8926
0
0
Maiden Hldgs 8.00%rSNts 2042 c
PFD
56029q309
2272
86301
SH
SOLE
86301
0
0
Maiden Hldgs 8.25%SrNts 2041 c
PFD
56029q200
908
35370
SH
SOLE
35370
0
0
Maiden Holdings 7.125%PrpCl 12
PFD
g5753u138
598
23750
SH
SOLE
23750
0
0
Maiden Holdings 8.25%Prp Cl8/2
PFD
g5753u120
2013
76400
SH
SOLE
76400
0
0
MetLife 3MoLibor+100 Min 4.0%
PFD
59156r504
247
9876
SH
SOLE
9876
0
0
Morgan Stanley 3MoLib+70bp 4%F
PFD
61747s504
487
23413
SH
SOLE
23413
0
0
Morgan Stanley 7.125%Flt Aftr1
PFD
61762v200
3992
139433
SH
SOLE
139433
0
0
National General Ins 7.50% Cal
PFD
636220808
2911
115138
SH
SOLE
115138
0
0
National General Ins 7.50% Cal
PFD
636220709
2531
98311
SH
SOLE
98311
0
0
National General Ins 7.62% Cal
PFD
636220873
1215
49460
SH
SOLE
49460
0
0
New York MtgTrust 7.875%Perp C
PFD
649604808
254
13539
SH
SOLE
13539
0
0
NewTek Business Svs 7.50$ due
PFD
652526302
380
14611
SH
SOLE
14611
0
0
News Corp 7.00% 12/1/2095 call
PFD
863117206
264
10503
SH
SOLE
10503
0
0
NorthStar Realty Fin 8.50% CUM
PFD
66705V209
305
13272
SH
SOLE
13272
0
0
NuStar Logistics 7.625%Nts Cl
PFD
67059t204
964
46546
SH
SOLE
46546
0
0
Oxford Lane Cap8.125% Cl6/2017
PFD
691543409
269
10635
SH
SOLE
10635
0
0
PS Business Parks 6.0% Cl 5/20
PFD
69360j685
310
12129
SH
SOLE
12129
0
0
Partner Re 7.25% Call 06/21 BB
PFD
g68603508
6244
218564
SH
SOLE
218564
0
0
Pebblebrook Hotel 8.00%Perp Cu
PFD
70509v308
3761
145677
SH
SOLE
145677
0
0
Pebblebrook Hotel7.875%PerpCum
PFD
70509v209
806
32071
SH
SOLE
32071
0
0
Penn Real Estate 8.25% CIM Per
PFD
709102404
258
9991
SH
SOLE
9991
0
0
Penn RealEstate 7.375%CUM Perp
PFD
709102503
717
28445
SH
SOLE
28445
0
0
Pitney Bowes 6.7% Cl 3/7/18
PFD
724479506
350
13000
SH
SOLE
13000
0
0
Prudential PLC 6.75% PrpCl 9/0
PFD
g7293h114
683
25803
SH
SOLE
25803
0
0
Public Storage 6.35% Call 7/16
PFD
74460d125
759
29281
SH
SOLE
29281
0
0
Public Storage 6.50% Call 4/20
PFD
74460d141
984
38708
SH
SOLE
38708
0
0
Quest USWest SnNotes 7.0% 2052
PFD
74913G402
1299
50590
SH
SOLE
50590
0
0
Quest USWest Sr Nts6.125%Nts C
PFD
74913g600
248
10000
SH
SOLE
10000
0
0
Quest USWestSnNote7.5% 2051 Cl
PFD
74913g303
5311
206981
SH
SOLE
206981
0
0
Quest USWestSnNotes 6.875% CL
PFD
74913g105
2236
86850
SH
SOLE
86850
0
0
Raymond James Financial 6.90%
PFD
754730208
862
32316
SH
SOLE
32316
0
0
Realty Income 6.625% Call 2/17
PFD
756109807
286
10809
SH
SOLE
10809
0
0
Regency Centers 6.00% Perp CUM
PFD
758849806
440
17518
SH
SOLE
17518
0
0
Regions Financial 6.375% Cl 12
PFD
7591ep308
444
16850
SH
SOLE
16850
0
0
Reinsurance Group of Amer 6.2%
PFD
759351703
363
12500
SH
SOLE
12500
0
0
Retail Properties of Amer 7.0%
PFD
76131v608
449
17500
SH
SOLE
17500
0
0
SL Green Realty 6.5% Perp CUM
PFD
78440x507
2136
83906
SH
SOLE
83906
0
0
Seaspan 7.95% 12/2049 Call 1/2
PFD
y75638208
271
11967
SH
SOLE
11967
0
0
Seaspan 8.25% Perp CUM QDI Cal
PFD
y75638133
1913
81445
SH
SOLE
81445
0
0
Seaspan 9.50% 1/2049 Call 1/20
PFD
B643v81
299
11985
SH
SOLE
11985
0
0
SoCalEd 5.375% CUM cl 2025 QDI
PFD
78409g206
708
26062
SH
SOLE
26062
0
0
Solar Capital 6.75% Cl 11/17
PFD
83413u308
307
12350
SH
SOLE
12350
0
0
Southern Cal Ed 6.5% $100 Cl3/
PFD
842400723
685
6640
SH
SOLE
6640
0
0
Summit Hotel (INN)7.125%Perp C
PFD
866082407
730
28087
SH
SOLE
28087
0
0
Summit Hotel 7.875% Perp CUM C
PFD
866082308
2695
104458
SH
SOLE
104458
0
0
Sunstone Hotel 8.00% Perp CUM
PFD
867592507
855
33861
SH
SOLE
33861
0
0
Taubman Centers 6.5% CUM NA Cl
PFD
876664608
239
9351
SH
SOLE
9351
0
0
Telephone & Data 6.875% Cl 11/
PFD
879433845
2914
115350
SH
SOLE
115350
0
0
Telephone & Data 7.0% Cl 3/16
PFD
879433837
828
32942
SH
SOLE
32942
0
0
TravelCenters America 8.00%SrN
PFD
894174309
2677
108000
SH
SOLE
108000
0
0
TravelCenters SnNotes 8% 10/20
PFD
894174408
1443
58765
SH
SOLE
58765
0
0
Triancgle Capitl 6.375%Sr Note
PFD
895848406
876
34350
SH
SOLE
34350
0
0
TriplePoint Venture BDC 6.75%
PFD
89677y209
498
19750
SH
SOLE
19750
0
0
US Bancorp 6.5% Flt Aftr 1/22
PFD
902973833
1303
45369
SH
SOLE
45369
0
0
US Celllular SrNts 7.25% 2063
PFD
911684504
477
18600
SH
SOLE
18600
0
0
US Cellular 6.95%SrNT 2060 Cl
PFD
911684405
489
19385
SH
SOLE
19385
0
0
US Cellular 7.25% SrNts12/2064
PFD
911684603
450
17925
SH
SOLE
17925
0
0
VEREIT Inc 6.70% Perp CUM Cl 2
PFD
92339v209
269
10926
SH
SOLE
10926
0
0
Vornado Realty 5.7% Prp Cl 7/1
PFD
929042851
299
11834
SH
SOLE
11834
0
0
Vornado Realty 6.875% Prp/Cl 4
PFD
929042869
2720
106336
SH
SOLE
106336
0
0
Wells Fargo 5.85%Flt Aftr 9/23
PFD
949746556
228
8731
SH
SOLE
8731
0
0
Wells Fargo 6.375% Cl 12/19 BB
PFD
94988n207
787
30100
SH
SOLE
30100
0
0
Wells Fargo 7.5% Cnv/Prp$1000
PFD
949746804
12762
10992
SH
SOLE
10992
0
0
Wells Fargo 8.00% Prp Cl12/17
PFD
949746879
10362
369020
SH
SOLE
369020
0
0
WinTrust Financial 6.50% Call
PFD
97650w405
206
7740
SH
SOLE
7740
0
0
Charles Schwab 7% Perp/Call 2/
PFD
808513AE5
1911
1682000
PRN
SOLE
1682000
0
0
Citigroup Inc 5.95% Perp Call
PFD
172967GD7
585
595000
PRN
SOLE
595000
0
0
Citigroup Inc 6.125% Perp Call
PFD
172967KD2
254
250000
PRN
SOLE
250000
0
0
Citigroup Perp/Call 5/23 @ 100
PFD
172967GR6
587
620000
PRN
SOLE
620000
0
0
GE Cap Corp 4.00% Perp/Call 6/
PFD
369604BM4
2093
2093450
PRN
SOLE
2093450
0
0
GE Cap Corp 4.10% Perp/Call 12
PFD
369604BN2
235
236000
PRN
SOLE
236000
0
0
JPMorgan 6.0% Perp/Call 8/23 -
PFD
48126HAA8
1014
1015000
PRN
SOLE
1015000
0
0
JPMorgan 7.9% Perp/Call 4/18 -
PFD
46625HHA1
2180
2145000
PRN
SOLE
2145000
0
0
So. Cal Edison 6.25% Perp/Call
PFD
842400FU2
771
700000
PRN
SOLE
700000
0
0
Wachovia (WFC) Perp/Call 2/11
PFD
92978AAA0
5147
5375000
PRN
SOLE
5375000
0
0
Wells Fargo & Company Perp/Cal
PFD
949746PM7
478
460000
PRN
SOLE
460000
0
0